1. 引言
脊柱构成脊椎动物身体的结构和功能轴,从颅颈交界处延伸至尾端区域。它维持姿势和运动,保护脊髓及其被膜,并为负责轴向稳定和运动的肌肉和韧带提供附着位点[1,2]。在犬和猫中,它也是一个信息特别丰富的发育系统,区域特化、先天性变异、轴向模式障碍和品种相关畸形在此汇聚[1,2,3]。
脊柱并非均匀的骨性结构,而是分节且区域分化的结构。其颈椎、胸椎、腰椎、荐椎和尾椎区域在形态、活动度和生物力学功能上各不相同。颈椎支撑头部并允许大范围运动。胸椎与肋骨相关节并有助于胸部稳定。腰椎区域在灵活性和力传递之间取得平衡,而融合的荐骨将中轴骨骼连接到骨盆带。尾椎构成脊柱中变异最大的末端节段[1,2]。这些区域差异与病理学直接相关,因为先天性异常发生时的解剖背景强烈影响其形态和功能后果[1,2,3]。
正常区域解剖学提供的不仅仅是描述性基线。它提供了理解特定轴向水平发生的异常如何改变椎体排列、椎管几何形态、肋骨关节连接或力传递所需的框架[1,2,3]。胸椎区域的椎体缺损可能影响脊柱曲度和胸部对称性,而腰荐交界处类似的病变可能主要影响节段稳定性或马尾功能[3]。同样,寰椎、枢椎或枕颈交界处的异常可能因其颅颈区域的特殊解剖结构而产生不成比例的后果[3]。
先天性椎体异常的解释还取决于椎体发育。中轴骨骼起源于轴旁中胚层,经过包括体节发生、生骨节分化、椎体再分节、软骨发生、骨化以及区域身份特化的协调序列[4,5,6]。在此过程中,生骨节细胞围绕脊索和神经管迁移,并参与形成椎体、神经弓、肋骨和椎间盘组分。再分节随后重组相邻的生骨节域以产生明确的椎体元件和椎间边界[4,5,6]。
区域椎体身份通过保守的分子机制建立,特别是沿颅尾轴的HOX介导的模式化[7,8]。因此,发生在不同发育阶段的干扰可能产生不同类别的椎体病理。异常分节可能产生数目变异或融合缺陷。椎体形成受损可能导致楔形椎体、腹侧或外侧发育不全以及蝴蝶椎。神经弓发育缺陷可能导致脊柱裂或其他形式的脊髓闭合不全,而区域身份改变可能表现为颈肋或过渡椎。后轴向发育中断可能产生荐尾和尾部畸形,包括短尾或无尾表型[3,6,7,8]。
先天性椎体异常的范围从偶然的解剖变异到具有临床意义的畸形。其相关性不能仅从形态学推断,因为相似的病变可能因解剖位置、形态严重程度、相关脊柱畸形以及脊髓或马尾受累情况而产生不同的后果[3,9,10,11]。X线摄影、计算机断层扫描和磁共振成像有助于病变识别和特征描述,但影像学发现必须在其解剖和发育背景下进行解读[9,10,11]。
家犬(Canis lupus familiaris)因其显著的形态多样性和高度结构化的品种群体,对于研究品种相关椎体病理具有特殊价值[12,13,14]。育种实践和地理隔离可促进品种谱系间的分化并降低单个群体内的遗传多样性[13,14],而品种相关形态多样性反映了强选择对相对有限的遗传位点集合的作用[12]。先天性轴性异常在短头螺旋尾品种中尤为常见,尽管其分布和形态表现因品种和个体而异[9,10,11,15]。品种相关形态与椎体表型之间的关系以在斗牛犬及相关螺旋尾品种中发现的DVL2基因移码变异为例。DVL2编码Dishevelled 2蛋白,是WNT信号通路的组分,相关变异导致涉及尾椎畸形和其他骨骼特征的Robinow样表型[16,17]。现有证据反而支持该变异作为特定轴性表型的品种相关贡献因素,而非犬半椎体或其他先天性椎体畸形的普遍原因[16,17]。
在猫(Felis catus)中,与尾轴相关的最明确建立的发育-遗传关联涉及TBXT,历史上称为T,编码转录因子Brachyury。突变TBXT等位基因与Manx短尾表型相关[18]。表型表现范围从中度尾缩短到完全无尾,并可能包括骶尾、神经和软组织异常[18,19]。在犬中,TBXT变异与多个品种的天然短尾表型相关,尽管并非所有天然短尾品种具有相同的遗传基础[20,21]。
然而,对于许多犬和猫椎体异常,其潜在的遗传架构仍不完全清楚[3,11]。参与体节发生、分节时钟调控、生骨节分化、软骨形成、骨化和HOX介导的区域身份的基因提供了生物学上合理的候选机制[4,5,6,7,8]。因此,来自人类或实验脊椎动物模型的证据应与犬或猫中因果关系的直接证据相区分。物种特异性遗传关联、品种易感性、家族聚集性、比较发育证据和机制假说需要分别解读。
先天性和品种相关椎体异常引发育种和动物福利方面的考量,尤其是当外部选择的体构特征与内部轴性畸形共存时[10,11,15,16,17]。更广泛地说,犬品种形成和人工选择已产生显著的体构分化[12,13,14],而特定遗传变异导致螺旋尾和天然短尾表型[16,17,20,21]。极端短头体构提供了强选择形态可能与不良健康后果相关的另一个例子[22]。这些考量强化了区分外部可见品种特征、偶然解剖变异和临床显著畸形的必要性。
因此,本叙述性综述整合了犬和猫脊柱的区域解剖学与先天性和品种相关椎体异常的发育病理学、形态学分类、遗传学证据和育种意义。当诊断影像学和临床后果直接有助于形态学解读和病理学意义时,予以考虑。特别关注区分偶然解剖变异与发育畸形,以及经验证的遗传关联与候选或比较机制。
2. 综述方法
2.1. 综述设计与范围
本结构化叙述性综述通过综合椎体解剖学、发育生物学、病理学和遗传学证据,审查家犬(Canis lupus familiaris)和猫(Felis catus)的先天性和品种相关椎体异常。综述的方法学结构和报告参考了叙述性综述文章评估量表(SANRA)[23]。
正常椎体解剖作为识别异常形态和解读发育缺陷区域后果的参考框架。发育证据结合体节发生、生骨节分化、椎体重组、软骨形成、骨化及头尾模式化进行考量。遗传证据评估侧重于品种易感性、家族聚集性、分子关联及基因型-表型关系。“椎体异常”一词被广泛用于涵盖数量变异、区域身份改变、分节与融合缺陷、椎体畸形、神经弓异常以及影响腰骶、骶尾和尾部区域的疾病。当原始发表中报告的形态学或病理学发现支持时,使用更具体的术语,包括畸形、发育不全、发育不良、融合、闭合不全和过渡椎。
2.2. 文献识别与筛选
通过PubMed/MEDLINE、Scopus、Web of Science核心合集和Google Scholar的结构化、主题特异性检索识别相关文献。未设出版日期下限;考虑了从数据库建库至2026年8月9日可获取的记录。检索语法根据各数据库的要求及所考虑的解剖区域或表型进行调整。代表性检索组合包括:(dog OR canine OR “Canis lupus familiaris”) AND (“vertebral anomaly” OR “vertebral malformation” OR hemivertebra OR “block vertebra” OR “transitional vertebra” OR “spinal dysraphism” OR “spina bifida”);(cat OR feline OR “Felis catus”) AND (“vertebral anomaly” OR “vertebral malformation” OR “transitional vertebra” OR “sacrocaudal dysgenesis” OR “spinal dysraphism”);以及(dog OR cat OR canine OR feline) AND (DVL2 OR TBXT OR NKX2-8 OR genetic* OR inherit* OR “genotype–phenotype”) AND (vertebr* OR tail OR “axial skeleton”)。额外的发育学检索组合了体节发生、生骨节、重组、分节时钟、HOX、软骨形成和椎体发育等术语。Google Scholar主要用于补充检索和引文追溯。
当出版物提供与至少一个预定义综述领域直接相关的信息时即符合纳入条件:(i)犬或猫的先天性或品种相关椎体形态;(ii)椎体表型的解剖学、放射学、计算机断层扫描、磁共振、病理学或发育学特征描述;(iii)品种分布、家族聚集性、遗传力、遗传方式或分子基因型-表型关系;或(iv)解释椎体形成保守机制所需的比较发育学或分子证据。优先纳入经同行评审的犬和猫研究。权威兽医解剖学和发育生物学教科书保留用于基础解剖信息,人类或实验脊椎动物研究在涉及与所综述表型相关的保守发育机制时选择性纳入。
记录在以下情况下被排除:仅涉及获得性、创伤性、退行性、感染性或肿瘤性脊柱疾病而与先天性椎体形态无关;缺乏足够的解剖学、表型、发育学或遗传学信息以供综述目的;重复了已有更完整报告所代表的出版物;或无法从可获取的文献记录或全文中充分验证。非同行评审材料未用作主要科学证据,用于基线解剖的权威教科书除外。
潜在相关记录首先通过标题和摘要筛选,随后通过全文评估。对相关原始研究和近期综述的参考文献列表进行交叉核对以识别额外符合条件的出版物。最终纳入基于与预定义解剖学、发育学、病理学或遗传学领域的相关性以及来源支持综述中特定陈述或比较的能力。两位作者均参与了文献识别、来源验证和最终筛选。由于本结构化叙述性综述使用了迭代式、主题特异性检索和引文追溯而非单一前瞻性注册的系统检索,所有检索迭代中最初获取的记录单一汇总数量未被前瞻性记录。数据库查询、补充检索和引文追溯之间的实质性重叠也使得在不重复计数的情况下可靠回顾性重建唯一初始记录数成为不可能。最终证据基础包括85篇引用来源,其中83篇期刊论文和两部权威兽医解剖学教科书。最终文献检索和基于网络的参考文献验证于2026年8月9日完成。
2.3. 证据评价与术语
证据根据其来源、研究设计和直接性进行解读。当遗传变异得到关联或分离数据的支持,并在可获得时得到功能证据或可重复的基因型-表型关系的支持时,物种特异性分子发现被认为是最强有力的。在未鉴定出分子决定因素的情况下,某品种或家系内反复发生被解读为易感性或可能遗传的证据,而非特定遗传方式的证明。
解剖学和病理学发现用于界定病变形态、区域分布和结构意义,但被认为不足以证明遗传因果关系。同样,在人类或实验脊椎动物模型中发现的发育机制用于支持生物学合理性,并与在犬或猫中直接证明的关系相区分。
报告的频率结合品种构成、群体特征、选择标准以及椎体异常所采用的定义进行解读。从选择的临床、转诊或品种特异性群体中获得的频率不被视为等同于群体水平的患病率。
术语根据形态学和发育学标准进行标准化。当有更精确的描述(如腹侧发育不全、侧方发育不全、楔形椎或蝴蝶椎)可用时,“半椎体”一词未被不加区分地用于所有椎体畸形。
因果术语的使用较为保守。品种易感性与已证明的遗传力或特定遗传方式相区分,比较性候选机制与物种特异性遗传关联相区分。“与……相关”、“易感”、“候选机制”和“致病变异”等术语根据现有证据的强度和直接性使用。
2.4. 生成式人工智能的使用
在稿件准备和修订过程中,OpenAI ChatGPT(GPT-5.6 Sol)作为AI辅助工具用于英语语言润色、编辑审阅以及协助准备图1所示的示意图。科学内容、文献选择、证据解读、解剖学组织、椎体区域、区域椎体计数、图注标签和解释性内容均由作者根据稿件中引用的原始文献确定并核实。所有AI辅助的文本和图形输出均经作者严格审阅、必要时编辑并批准,作者对稿件的准确性、完整性和最终内容承担全部责任。
3. 椎体畸形的发育解剖学与遗传基础
脊柱通过一系列紧密协调的解剖学和分子事件发育,将轴旁中胚层转变为分节且区域分化的中轴骨骼。体节形成之后依次为生骨节分化、椎体重组、软骨形成、骨化以及区域椎体身份的确立[4,5,6,24]。该序列不同阶段发生的紊乱可产生不同的病理表型,包括分节和融合缺陷、椎体或神经弓形成异常、过渡椎以及骶尾轴和尾轴畸形[3,4,5,6,24]。
3.1. 体节形成、生骨节分化与椎体重组
脊柱的体节组织起源于体节,体节沿头尾轴依次从体节前轴旁中胚层产生。每个体节分化为皮肌节和生骨节。皮肌节主要贡献于骨骼肌和真皮,而生骨节产生椎体、神经弓、肋骨和部分椎间盘[4,6,24]。
生骨节细胞向内侧围绕脊索迁移,向背侧围绕发育中的神经管迁移。其空间分布建立了椎体和神经弓的原基。这种发育布局与病理学解读相关,因为影响腹内侧生骨节发育的缺陷可能主要累及椎体,而背侧迁移或分化的紊乱可能导致神经弓和其他后部椎体元件异常[4,6,24]。
椎体形态发生的核心事件是再分节。在经典模型中,一个生骨节的尾侧部分与相邻生骨节的颅侧部分结合,形成确定的椎体。这种排列将椎间盘置于原始体节间边界处,使脊神经能够在相邻椎体之间穿出,并允许节段性肌肉跨越椎间关节[4,5,24]。较新的发育学证据表明,椎体模式形成比两个等同生骨节半部的简单融合更为复杂。椎体和神经弓通过再分节形成,同时生骨节细胞还根据其在发育节段内的位置发生区域可变性移位[5]。这一修正模型与先天性病理尤为相关,因为异常椎体可能表现为椎体、神经弓、关节突或相邻椎体边界的不同程度受累。Ward等[5]专门证实了椎体和神经弓的再分节,并在此基础上提出了再分节-移位模型。
体节边界形成或再分节的中断可能导致椎体分离不完全及相邻椎体元件之间的先天性融合,形态学上表现为块状椎、不对称融合或更复杂的分节缺陷。椎体原基的异常发育则可能产生椎体元件缺失或发育不全。由此产生的形态取决于所累及的发育阶段、解剖分区和轴向水平[3,4,5,6,24]。
3.2. 椎体形成的分子调控
体节发生受前体节中胚层内协调的振荡性基因表达调控。该过程通常用分节时钟和波前模型来描述,其中周期性分子活动与位置梯度相互作用,决定新体节边界形成的时间和位置[25,26]。Notch、WNT/β-catenin和成纤维细胞生长因子信号通路是该调控网络的主要组成部分。它们共同影响体节周期性、边界形成、双侧对称性和头尾极性。这些机制的破坏可能改变胚胎节段的数量、形状或分离,从而易导致椎体分节缺陷[25,26]。
体节形成后,生骨节分化依赖于来自脊索、神经管、表面外胚层和相邻中胚层的信号。来自脊索和底板的声音刺猬信号促进生骨节身份和椎体软骨形成,而骨形态发生蛋白和WNT通路则参与体节细胞群的空间组织和分化[4,6,24]。
这些信号通路形成一个相互作用的发育网络,而非单个椎体畸形的孤立决定因素,参与调控体节模式形成、椎体原基形成和软骨模板发育。该网络的紊乱可能影响分节、细胞迁移、软骨源性分化或发育中椎体与神经管之间的空间关系[4,6,24,25,26]。因此,由此产生的病理表型可能反映一种以上的发育机制。椎体畸形可能源于分节异常、生骨节贡献不足、软骨形成受扰或软骨性椎体的不对称形成。同样,传统上归类为“半椎体”的异常可能反映不同的发育途径,而非单一的胚胎学实体[4,5,6,24]。
3.3. 轴向身份与区域椎体模式形成
分节建立了脊柱的重复组织,但并不决定单个椎体是获得颈椎、胸椎、腰椎、骶椎还是尾椎特征。区域身份沿头尾轴主要通过协调的HOX基因表达来指定[7,8,27]。HOX相关模式形成将位置信息赋予发育中的生骨节。表达边界的改变可能导致同源异型转化,即一个椎体发育出通常与相邻区域相关的形态特征[7,8,27]。因此,过渡椎在发育学上可解释为区域身份的改变或不完全转化,而非仅仅是数目异常。
大多数哺乳动物七节颈椎的高度保守性说明了作用于轴向模式形成的发育约束[28,29]。颈胸边界的改变可能表现为C7的部分胸化、颈肋形成或其他颈胸过渡形态。这些改变可能在不改变骶前椎体总数的情况下发生,因为区域身份和椎体数目是相关但不同的发育属性[28,29]。
家犬为这种关系提供了一个相关的例子。与同源转化一致的颈肋和C7形态在巴哥犬中尤为频繁地被记录,并与改变的骶前椎骨数量及其他过渡型椎骨形态一起被报道[30]。尽管潜在的遗传机制尚未被直接确立,但该表型在解剖学上与颈胸边界的规格改变相一致。Brocal等人[30]在97只巴哥犬中的45只发现了颈肋,并证明了其与胸腰过渡型形态及改变的骶前椎骨数量的关联,支持将携带肋骨的C7表型从形态学上解释为向胸椎身份的部分同源转化[30]。
类似的原则适用于胸腰段和腰骶段交界处。位于区域边界的椎骨可能表现出混合的形态学特征,例如不完全的肋骨形成、改变的横突或部分并入骶骨。其解释取决于受累交界处的区域解剖学和结构关系,而非仅取决于椎骨数量[1,2,7,8,27,30]。
3.4. 物种特异性和比较遗传学证据
先天性椎骨畸形的遗传结构具有异质性。在人类中,影响体节钟基因及相关发育调控因子的致病性变异与脊椎肋骨发育不全、先天性脊柱侧弯、椎骨融合及其他椎骨分节缺陷相关[31]。与这些发育障碍相关的基因包括DLL3、MESP2、LFNG、HES7、TBX6和RIPPLY2[31]。这些基因确定了与椎骨发育相关的生物学通路,但其在人类疾病中的参与并不能证明同源基因在犬或猫中引起形态学相似的椎骨异常。因此,在兽医物种中,在缺乏物种特异性遗传学证据的情况下,这些基因代表比较候选决定因素。所涉及的发育基因的多样性进一步说明了先天性椎骨畸形的相当大的遗传异质性[31]。
在家养食肉动物中,特征最明确的物种特异性遗传关联之一是与不同品种相关轴性表型相关的变异。在犬中,DVL2的一个移码变异与斗牛犬、法国斗牛犬和波士顿梗犬的螺旋尾表型及更广泛的Robinow样骨骼特征相关[16,17]。DVL2蛋白参与WNT信号传导,从而将一个已验证的品种相关变异与参与轴性形态发生的发育通路联系起来。DVL2变异与特定的一组品种相关形态学特征相关,而非与短头犬作为一个统一类别的椎体畸形相关。在其他品种中观察到的椎骨异常,以及同一品种内不同类型的椎骨畸形,可能具有不同或尚未完全阐明的遗传和发育基础[16,17]。其他遗传因素的贡献仍未解决。
第二个主要例子涉及TBXT。突变TBXT等位基因与猫的曼岛短尾表型相关[18]。尾端减少的程度各不相同,外部尾表型可能伴有不同程度的骶尾部和神经受累[18,19]。在犬中,TBXT变异与几个品种的天然短尾表型相关[20,21]。然而,该变异并非存在于所有天然短尾品种中[21]。因此,形态学相似的尾表型可能具有遗传上不同的分子基础。
因此,现有证据支持一种分层解释。DVL2和TBXT相关表型代表直接研究的物种特异性基因型-表型关系[16,17,18,19,20,21]。某一椎骨表型在品种或家系内反复出现而无确定的致病变异,支持品种易感性或可能的遗传性,但并不能确定明确的遗传模式。相比之下,主要通过人类疾病或实验模型确定的基因提供了比较生物学合理性,并在缺乏物种特异性证据的情况下代表犬和猫的候选决定因素[31]。
3.5. 椎骨异常的发育-病理学解释
椎骨异常的解剖学外观代表发育障碍的终点,其本身并不定义潜在机制。然而,发育解剖学为将形态学与其发育上合理的起源联系起来提供了一个有用的框架[3,4,5,6,24]。
影响体节形成或边界规格的缺陷与全身性或复杂性椎骨分节异常相符。重分节受扰可能导致椎骨分离不完全及相邻椎骨元件之间的先天性融合。椎体或椎心形成缺陷可能产生发育不良性、楔形或不对称椎骨。背侧椎骨元件正常发育失败可能导致神经弓缺陷和脊柱闭合不全[3,4,5,6,24]。这些关系提供了发育假说,而非对导致个体出生后病变的胚胎学机制的证明。
区域身份的改变为解释颈肋和过渡椎骨提供了一个发育学框架[7,8,27,30]。后轴发育的紊乱在猫中可能表现为骶尾发育不良和无尾或短尾表型[18,19],而在犬中则包括遗传相关的自然短尾和螺旋尾表型[16,17,20,21]。其中一些病症已证实存在特定的遗传关联,而另一些的分子基础仍未阐明。
因此,发育学分类在综合三个解释层面时最具信息价值:(i) 受累的解剖结构,如椎体、神经弓、椎间边界或区域交界;(ii) 发育上合理的过程,包括分节、再分节、软骨形成、轴向身份或后轴形成;(iii) 遗传证据的强度,其范围可从已验证的物种特异性变异到品种易感性或比较生物学合理性。该框架避免将所有外观相似的病变归因于单一的发育或遗传原因。本章讨论的主要发育过程、相关椎骨表型及遗传证据水平总结于表1。
4. 区域解剖学作为发育与病理学解释的框架
犬和猫的脊柱分为颈区、胸区、腰区、骶区和尾区,每个区域具有独特的形态学、活动度和生物力学功能组合[1,2,32,33]。这种区域分化为解释先天性椎骨异常提供了解剖学框架,因为发育缺陷的结构表现和病理后果在很大程度上取决于其发生的轴向水平。典型的区域椎骨公式及数值变异的主要来源示意性总结于图1。
[图:犬和猫脊柱的典型区域组织。(A) 犬;(B) 猫。这两个物种通常都有]
4.1. 颈区
在犬和猫中,与大多数哺乳动物一样,颈区由七块椎骨组成。这一数值模式的保守性反映了哺乳动物颈椎身份受到强大的进化和发育约束[28,29]。因此,颈胸交界处的改变通常不表现为颈椎数量的重大变化,而是表现为区域身份的部分转化,包括C7胸化、颈肋形成或其他颈胸过渡形态[28,29,30]。
寰椎和枢椎在形态上不同于其余颈椎。寰椎缺乏常规椎体,主要由背侧弓和腹侧弓通过侧块连接而成。其扩展的翼提供附着表面,并包含或毗邻神经血管结构的通道。枢椎具有发育良好的椎体、突出的棘突和齿突,齿突向颅侧突出并构成寰枢关节的枢轴[1,2,32,33]。这种特化允许颅颈交界处活动,同时维持颅骨、椎管和颅侧颈段脊髓之间的对线。它也形成了一个区域,其中相对局限的发育异常可能产生显著的结构后果。涉及寰椎弓、齿突形成或颅颈关节的缺陷可能改变这一特化关节的稳定性或几何形态[3]。
中段颈椎C3–C6更接近一般椎骨模式。它们具有椎体、椎弓、棘突和横突以及成对的关节突。其形态在颈椎活动度与脊髓及椎骨神经血管结构的保护之间取得平衡。犬和猫之间的形态差异主要在于椎骨比例和突起结构,猫的椎骨通常更纤细,比例细节与犬椎骨不同[1,2,32,33]。
C7标志着颈区和胸区之间的过渡。其横突与前段颈椎不同,其形态反映了其位于发育边界的位置。部分获得胸区特征可能产生肋要素或过渡形态,而不一定改变骶前椎骨总数[28,29,30]。这一边界在犬中尤为重要,因为颈肋和C7的同源异型转化在八哥犬中报告尤为频繁[30]。这些发现支持将颈胸过渡形态解释为区域身份的紊乱,而不仅仅是数值变异[7,8,27,30]。该表型在解剖学上与区域身份改变一致,但尚未证实直接的遗传决定因素[30]。
从发育-病理学角度看,颈椎区域包含两个不同的易感区。寰椎和枢椎易受影响特殊椎体组成部分及颅颈关节连接的异常影响[3],而C7则易受颈胸交界处区域身份不完全转化影响[7,8,27,30]。介于这两个解剖学和发育学上特化区域之间的C3-C6椎体保留了更典型的颈椎模式[1,2,32,33]。
4.2. 胸椎区域
在犬和猫中,胸椎区域通常由十三块椎体组成。胸椎的鉴别特征在于其与肋骨的关节连接及其整合入胸廓[1,2,32,33]。典型胸椎的椎体上具有颅侧和尾侧肋凹,用于与肋骨肋头关节连接,同时具有横突肋凹用于与肋结节关节连接。这些形态学关系将胸椎区域与相邻的颈椎和腰椎节段区分开来[1,2,32,33]。
胸椎与肋骨、肋椎关节、肋间结构及胸骨的整合限制了椎间活动度并提供了相对的轴向稳定性。因此,胸椎区域作为一个椎骨与肋骨的联合单元发挥功能,而非作为孤立的脊柱元件序列。这种结构排列具有病理学相关性,因为椎体形成的先天性异常可能同时改变肋骨方向、胸廓对称性和脊柱序列[1,2,3,32,33]。
棘突通常较长,并呈现特征性的区域方向变化。在anticlinal椎(直立椎)颅侧,棘突指向尾侧,而位于其尾侧的棘突则逐渐更加向颅侧倾斜。anticlinal椎以其棘突相对垂直的方向来定义,在犬和猫中通常为T11,尽管在犬中已有关于其放射学识别变异的记录[1,2,32,33,34]。
T1代表颈胸过渡,具有突出的棘突和发育良好的肋关节连接。向尾侧胸椎区域,椎体逐渐获得与腰椎相关的形态学特征,包括越来越明显的乳突和副突。因此,胸腰交界代表一个逐渐的解剖学过渡而非突然的边界[1,2,32,33]。
胸椎区域是短头螺旋尾犬种先天性椎体畸形的好发部位[9,10,11,15]。发育缺陷可能涉及整个椎体或主要涉及其腹侧、外侧或中央组成部分,导致楔形椎、腹侧或外侧发育不全、蝴蝶椎及相关的不对称构型。因此,传统名称"半椎体"在解剖学上不如基于受累椎体组成部分的描述精确,如腹侧或外侧发育不全、楔形椎或蝴蝶椎[9,10,11]。
由于胸椎在结构上与肋骨相连,不对称的椎体发育可能不仅表现为局部椎体畸形,还可能表现为脊柱曲度改变、肋骨移位或胸廓不对称[3,9,10,11]。病理影响取决于受累的椎体组成部分、不对称的方向和程度、畸形椎体的数量和分布,以及其与相邻正常形成节段的关系[3,9,10,11]。
品种相关聚集性在法国斗牛犬、英国斗牛犬、波士顿梗犬和巴哥犬中尤为明显,尽管这些品种间胸椎异常的患病率、分布和形态各不相同[9,10,11,15]。虽然DVL2变异对几个螺旋尾品种的更广泛轴向表型有贡献,但其关联并不能解释所有胸椎椎体畸形[16,17]。这些品种内的其他椎体表型可能具有不同或尚未完全阐明的发育和遗传基础[9,10,11,15,16,17]。
从发育-病理学角度看,胸椎区域呈现两个主要易感区。椎体-肋骨复合体易受不对称形成缺陷影响,可能改变脊柱和胸廓形态[3,9,10,11]。相比之下,胸腰交界易受与区域椎体身份不完全特化相符的过渡形态影响[7,8,27]。这些关系为后续胸椎和胸腰异常的分类提供了解剖学框架。
4.3. 腰椎区域
在犬和猫中,腰椎区域通常由七块椎体组成。腰椎的特征为相对较大的椎体、强壮的椎弓、突出的横突以及发育良好的关节突、乳突和副突[1,2,32,33]。这些形态学特征反映了轴向支撑、肌肉附着、受控活动度以及胸椎区域与骨盆之间力传递的综合功能需求[35]。
腰椎椎体相对较长,且一般向该序列尾侧部分逐渐增大。其宽阔的端面及介于其间的椎间盘有助于载荷分布,而关节突的构型允许大幅度的屈伸活动,同时限制过度的轴向旋转[1,2,32,33,35]。副突和乳突为竖脊肌群提供额外的附着位点,并有助于节段性稳定[1,2,32,33]。
犬与猫之间的形态学差异主要在于椎体比例和突起结构。猫的腰椎一般表现为相对较长的椎体和更长、更纤细的横突,而犬的形态则随体型和体况而变化[1,2,32,33]。这些差异并不改变基本的区域组织方式。
腰椎区域处于相对受限的胸椎与 rigid 骶骨之间的中间位置。其颅侧边界由逐渐过渡的胸腰交界代表,而L7构成腰骶交界中可活动的部分。这一位置使腰椎对于解读椎骨数目变异、区域身份以及终末腰椎与骶骨之间的结构关系尤为重要[1,2,7,8,27,32,33]。
在胸腰交界处,过渡性形态可表现为肋骨发育不全、形成延长的横突,或存在胸椎与腰椎混合特征。此类构型在发育上与区域身份不完全特化相符,而非单纯代表数目变异[7,8,27]。精确的形态学分类需同时考虑过渡椎的构型及其与邻近肋骨和椎骨节段的关系。
腰骶交界是第二个发育和结构脆弱区域。L7的部分骶化、第一骶段腰椎化,或过渡椎不对称地并入骶骨,均可改变可活动腰椎柱与融合骶区之间的正常边界。此类构型一般归类为腰骶过渡椎,尽管其形态及骶骨并入程度可能有所不同[1,2,3,7,8,27,36,37]。
腰椎和腰骶部异常的病理学意义不仅取决于其是否存在。相关的结构特征包括椎骨对称性、轴向对线、关节突的形成、与骶骨和骨盆的关系,以及机械载荷在相邻节段间的分布[1,2,3,35,36,37]。因此,仅存在过渡椎并不能确立其为神经或运动功能障碍的主要原因[3,36,37]。
从发育-病理学角度来看,腰椎区域包含两个主要过渡域。胸腰交界易出现与胸-腰区域身份改变相符的过渡性构型,而腰骶交界则可表现为腰-骶转化不完全及不对称地并入骶骨[7,8,27]。在这些边界之间,腰椎构成一个可活动的承重单元,其形态影响先天性椎骨异常的结构性后果[1,2,32,33,35]。
4.4. 骶区
在成年犬和猫,骶骨通常由三个骶椎S1–S3融合而成。它是一相对短而紧凑的结构,具有宽阔的颅侧基底、较窄的尾侧尖、成对的翼、背侧和骨盆面、骶管以及背侧和腹侧骶孔。其外侧耳状面与髂骨相关节形成骶髂关节,建立脊柱与骨盆带之间的骨性连接[1,2,32,33]。
通过骶髂关节,骶骨在骨盆肢与中轴骨骼之间传递力,并有助于骨盆稳定[1,2,32,33,35]。骶段的融合提供了该功能所需的刚性,并将骶骨与可活动的腰椎区和尾区区分开来[1,2,32,33]。
尽管成熟骶骨作为单一骨性单元发挥功能,其形态反映了三个最初分节的椎骨原基的发育、区域特化及随后的融合[4,5,6,24]。涉及这些发育过程的改变与融合不完全、骶骨形成不对称、邻近椎骨异常并入,或骶骨与骨盆之间结构关系改变相符[7,8,27]。
骶骨颅侧边界由L7与S1之间的腰骶交界界定。腰椎与骶椎身份的特化改变或不完全,为解读L7骶化、S1腰椎化以及兼具腰椎和骶椎特征的中间椎骨形态提供了发育框架[7,8,27]。此类构型归类为腰骶过渡椎。其形态学表现范围从横突增大或方向改变,到与骶骨或髂骨的单侧或双侧关节连接或融合[3,36,37]。
过渡节段的不对称并入可能改变骶骨及骶髂关节的形态,导致脊柱与骨盆两侧之间关系不对称[36,37]。这些构型的结构意义取决于其对称性、融合程度、关节关系以及对相邻椎节段的影响[3,36,37]。仅凭其存在并不能确定它们是神经或运动功能障碍的主要原因[3,36,37]。
骶骨的尾侧边界构成融合骶骨单元与可动尾椎序列之间的过渡。该水平的过渡构型可能涉及骶尾混合特征或终末骶段与第一尾段之间分离异常。在发育上,此类构型可结合区域身份和后部轴模式来解读[7,8,27]。
骶区与尾区之间密切的发育关系在Manx相关表型中尤为明显。在受累猫中,尾的缩短或缺失可与骶椎和尾椎的可变异常同时出现,在更广泛的表型中还可能累及相关神经结构[18,19]。因此,外部尾表型并不一定指示潜在后部轴紊乱的解剖范围[18,19]。
从发育-病理学角度看,骶区包含两个主要易感区带。在腰骶交界处,腰-骶 specification 不完全可能改变椎体并入及骶髂关系[7,8,27,36,37]。在骶尾交界处,后部轴发育紊乱可能影响融合骶骨与可动尾椎序列之间的过渡[18,19]。因此,骶骨既代表一个融合的解剖结构,也代表躯干、骨盆和尾之间的发育与生物力学界面。
4.5. 尾区
尾区是犬和猫脊柱中数量和形态变异最大的部分。两个物种通常约有20枚尾椎,个体间及解剖学来源间存在相当大的变异[1,2,32,33]。与相对稳定的颈、胸、腰、骶椎公式不同,尾椎数目并不固定,并与椎体比例和构型共同导致尾长度和外部形态的变异。
尾椎从尾基部向尾尖经历渐进性结构简化。近端尾椎保留可辨认的椎体、椎弓、棘突和横突以及关节突。更远端,椎弓和突起逐渐退化,终末椎可能主要由小型圆柱状椎体构成[1,2,32,33]。这种近-远梯度反映了从结构支撑和肌肉控制的尾基部向日益活动的远端节段的过渡。
椎间盘在尾椎序列的大部分区域仍相对发育良好,并参与相邻节段间的活动。近端尾椎还可与腹侧血弓(通常称为chevrons)或成对血突相关。血弓可呈V形或Y形构型,保护正中尾血管,同时为尾肌提供附着位点[1,2,32,33]。
第一尾椎构成骶尾交界处的可动成分,因此其形态需结合终末骶段来解读[1,2,32,33]。部分融合、分离不完全或骶尾混合特征可能提示过渡形态,而非孤立的数目变异。在发育上,此类构型可结合区域身份和后部轴模式来解读[7,8,27]。因此,准确分类需同时纳入椎体构型及其与骶骨尖的结构关系。
尾区的发育异常可能影响椎体数目、分节、对称性、融合或单个椎体形状。由于尾椎序列作为后部体轴的一部分发育,广泛紊乱可能不仅累及外部尾,还累及骶骨、椎管、脊髓、脊膜及相关神经结构[3,4,5,6,18,19,24]。因此,尾的外部外观仅部分提示后部轴畸形的解剖范围[18,19]。
品种相关的尾表型进一步说明,相似的外部尾构型可能具有不同的解剖学和遗传学基础。突变TBXT等位基因与猫的Manx短尾表型相关[18,19],也与若干犬品种的天然短尾表型相关[20,21],尽管并非所有天然短尾犬都具有相同遗传基础[21]。在Bulldogs、French Bulldogs和Boston Terriers中,DVL2移码变异促成螺旋尾形态复合体[16,17]。这些关联强化了区分尾椎数目正常变异与先天性减少、内在椎体畸形、分节缺陷、融合及骶尾发育不良的必要性。
因此,从发育-病理学的角度来看,尾侧区域既包含相当大的正常解剖变异,又易发生后部中轴发育异常。尾椎数目的变异与先天性椎体缩减、椎体变形、分节缺陷、融合及骶尾发育不良是不同的[3,18,19,20,21]。因此,外观相似的尾部表型在解剖学、发育学和遗传学上可能存在差异。
综合来看,颈椎、胸椎、腰椎、骶椎和尾椎区域表明,先天性椎体异常不能脱离其轴向位置来解读。区域解剖决定哪些椎体组成部分受累以及异常如何与邻近结构相互作用[1,2,32,33]。需要发育背景来区分正常解剖变异与区域身份改变或更广泛的中轴形成障碍[4,5,6,7,8,24,27]。各椎体区域的主要解剖特征和发育-病理学易感性总结于表2。
5. 犬和猫的先天性与品种相关椎体异常
犬和猫的先天性与品种相关椎体异常构成一组异质性疾病,范围从轻微解剖变异到涉及多个椎体组成部分及邻近神经结构的复杂发育畸形[3,9,10,11]。其发育和病理学解读不应仅依赖异常椎体形状或数目的存在,因为形态相似的病变可能源于不同的发育机制,并可能具有显著不同的结构和临床后果[3,9,10,11]。
椎体异常的意义取决于其轴向位置、受累的椎体组成部分、变形的程度和方向、受累节段的数量和分布,以及其与脊髓、脑膜、神经根、肋骨、骶骨或骨盆的结构关系[3,9,10,11,36,37]。局限且对称的异常可能仅为偶然的解剖学发现,而不对称发育、进行性成角、椎管狭窄或累及机械重要交界处则可能显著增加其病理学意义[3,9,10,11,36,37]。因此,椎体形态必须在其区域解剖背景中解读。
轴向过渡区,包括颈胸、胸腰、腰骶和骶尾交界处,需要特别关注,因为它们代表具有不同结构身份的各椎体区域之间的边界[7,8,27,30,36,37]。发生在这些水平的异常可能反映区域身份的不完全特化,而非单纯的椎体数目改变[7,8,27,30]。相比之下,块状椎和复杂先天性融合在形态学上与分节或再分节紊乱相符[4,5,6,24],而楔形、蝶形或不对称椎体则与影响特定椎体组成部分形成的异常相符[3,4,5,6,9,10,11,24]。
品种相关表型引入了额外的复杂性。人工选择和家养品种的遗传结构可增加特征性体态性状的频率,包括螺旋尾、天然短尾和其他品种特异性轴向形态[12,13,14,16,17,20,21]。螺旋尾犬品种中DVL2相关表型以及Manx猫和天然短尾犬中TBXT相关表型代表了家养食肉动物中特征明确的遗传关联[16,17,18,19,20,21]。然而,这两种机制均不应推广至所有外观相似的椎体或尾部异常,因为相似表型可能通过不同的遗传和发育机制产生[16,17,18,19,20,21]。
因此,以下各节按区域检查椎体异常,整合其形态特征、发育上合理的机制、品种分布以及与邻近神经和肌肉骨骼结构的关系。这一区域框架有助于区分正常解剖变异与轴向身份、分节或再分节、椎体组成部分形成、神经弓闭合及后部中轴发育的异常[4,5,6,7,8,18,19,20,21,24,27,31]。
5.1. 寰椎-枢椎及颅颈交界异常
颅颈交界包括枕骨尾侧区、寰椎、枢椎、其关节面以及稳定枕寰关节和寰枢关节的韧带结构[1,32,33]。先天性异常可单独影响枕骨、寰椎、枢椎或其关节,也可作为累及其中多个组成部分的复杂组合出现[3,38,39,40,41,42,43,44]。寰枢椎不稳可与齿突异常及其他颅颈畸形共存,因此代表一种与一种或多种结构异常相关的功能和生物力学状态,而非单一的形态学病变[38,44]。
先天性寰枢椎不稳的特征是寰椎与枢椎之间的异常活动度或对线异常,并伴有齿突、寰椎、关节面、支持韧带或这些结构的组合的发育异常[3]。该病最常见于小型犬和玩具犬,而猫的病例不常见[3,38,44]。先天性寰枢椎不稳与影响原本正常形成的关节的创伤性寰枢椎脱位不同,尽管创伤可能促使已有结构异常的动物出现临床恶化[3,44]。
齿突是寰枢关节的主要骨性稳定结构[1,32,33]。已记录的发育异常包括齿突缺如或发育不全[3,44]、相对长度缩短和角度改变[39]、分离或短而圆的构型[38]以及齿突闭合不全[44]。已证明患有寰枢椎不稳的玩具犬种比未患病的玩具犬种具有更低的齿突与枢椎长度比和更大的齿突角度[39]。寰枢椎稳定性还取决于寰椎横韧带、齿突尖韧带和翼韧带、关节一致性以及寰椎和枢椎的整体形态[1,3,32,33]。
寰椎的发育异常通常涉及其组成成分的骨化不完全或融合失败。骨性缺损可能发生在神经弓成对成分与椎间骨之间的正常融合部位,可能仅影响背侧弓,也可能同时影响背侧和腹侧成分[40,41]。其结构意义各不相同。当不存在寰枢椎半脱位时,骨化不完全可能不出现神经体征,而其与寰枢椎半脱位并存时可能促进对线异常并降低结构完整性[40,41]。在患有寰枢椎不稳的犬中,背侧神经弓骨化不完全和齿突异常均常见,尽管并非每只患病动物都存在其中任一异常[42,43]。
寰椎形态也随体型而变化。与大型犬相比,小型犬的背侧神经弓通常更薄且骨小梁骨更少[40]。在马尔济斯犬中也记录了以皮质骨为主、中线区域结构脆弱的薄背侧弓[43]。这些形态特征与骨化不完全的离散缺损不同。形态变异与骨化不完全的鉴别基于骨连续性和寰椎各成分的构型[40,43]。
更广泛的颅颈交界异常可能包括寰枕重叠、枕寰骨性结合或寰椎枕骨化、枕骨凹陷或变形,以及涉及齿突、寰椎和寰枢关节的复杂组合[38,44]。这些异常可能与寰枢椎不稳共存,并改变枕骨大孔、寰椎、枢椎和颅颈段脊髓之间的空间关系[38,44]。其病理相关性取决于关节不一致、对线不良、椎管受压和邻近神经结构受累的程度,而不仅仅取决于孤立形态变异的存在[3,38,44]。
颅颈异常的形态学严重程度并不总是直接对应其功能意义。不伴寰枢椎半脱位的骨化不完全可能仍为偶然的结构发现,而不稳可能改变椎体对线并压迫椎管[3,40,41,44]。因此,评估需综合原发骨性异常、韧带完整性、关节一致性、椎体对线以及与邻近神经结构的关系[3,38,39,44]。神经异常(如存在)反映这些结构关系的功能后果,并与 underlying 病变的解剖学分类分开考虑。
颅颈交界异常在猫中不常见[44]。已记录的猫异常包括齿突缺如或闭合不全、寰椎背侧弓骨化不完全、寰枢椎不稳、枕寰骨性结合和枕骨变形[44]。同一动物中多种骨性异常共存表明寰枢椎移位可能仅代表更广泛颅颈畸形的一个组成部分[44]。
从发育-病理学角度,该区域的异常可根据主要受累成分进行分类:齿突和枢椎、寰椎背侧或腹侧成分、枕寰边界、寰枢关节或这些结构的组合[38,40,41,42,43,44]。这种基于成分的分类将涉及椎体形成、融合或骨化的原发结构异常[4,5,6,24,40,41,42,43,44]与继发性不稳、对线不良、椎管受压和神经损伤[3,38,39,40,41,42,43,44]区分开来。
5.2. 颈椎和颈胸椎椎体异常
除寰枢复合体的特异性畸形外,颈区的先天性异常可能涉及椎骨数目、区域身份、背弓形成、分节或单个椎骨组分的形成[3,4,5,6,7,8,24]。真正的数目变异并不常见,因为包括犬和猫在内的哺乳动物中七颈椎公式高度保守[1,2,28,29,32,33]。当C7发育出肋或类似胸椎的特征时,所产生的形态学表现符合颈胸区域身份的改变,而非单纯的数目异常[7,8,27,28,29,30]。
5.2.1. 颈胸过渡椎与颈肋
颈胸过渡椎是位于颈区与胸区交界处的先天性节段,具有两个区域的形态学特征[30]。常见的表现形式为C7的部分胸化,表现为单侧或双侧肋样结构[7,8,27,30,45]。在发育上,该表型与椎骨分节异常不同。相邻椎骨的先天性融合或不完全分离通常被解释为与分节或再分节障碍有关[4,5,6,24]。相比之下,过渡型C7保留其节段独立性,但表现出通常与胸区相关的特征。因此,携带肋的C7在形态学上符合向胸椎身份的部分同源异型转化[7,8,27,28,29,30]。
在Brocal等[30]的比较研究中,颈肋起源于C7,呈单侧或双侧发生,其形态根据长度(短或长)及是否存在关节连接进行分类。在通过计算机断层扫描检查的品种中,八哥犬出现频率最高,97只动物中有45只(46%)检出颈肋,显著高于研究中纳入的其他品种。颈肋的存在与C7背侧棘突的形态学改变相关,包括较高的C7/T1棘突比值,支持将携带肋的C7解释为向胸椎身份的部分同源异型转化,尽管未直接研究HOX基因表达的改变。在八哥犬的计算机断层扫描队列中,颈肋还与胸腰过渡椎相关,但该关系在X线片子集中未得到重现,且受累动物更可能具有26枚而非27枚荐前椎[30]。未发现与椎体形成缺陷、棘突分叉、尾侧关节突发育不全或再生障碍、或骶骨形态异常的显著关联[30]。这些发现表明,在所检查的八哥犬中,颈肋并非作为一组统一的椎骨异常组合的一部分出现。
在无可归因于先天性椎骨畸形的临床症状的八哥犬中也检出了颈肋[30]。因此,颈肋的存在可能代表一种临床静默的形态学表型,并不能独立确立病理学意义。该研究未直接评估颈肋所致的神经血管压迫,因此该表型在个体犬中的潜在神经血管后果仍未明确[30]。
颈椎数目和区域变异也在日本短尾猫中有记载。报道的发现包括具有六枚而非七枚颈椎的猫、以C7上肋骨为特征的颈胸过渡区以及其他异常肋骨[45]。这些发现出现在更广泛的异常椎骨公式和尾椎畸形谱系中。在所检查的系谱来源群体中,异常椎骨公式和尾部扭结的位置与发病率或死亡率并不一致[45]。由于这些发现来自为日本短尾猫表型而选择的小型系谱来源群体,它们仅描述所检查队列的特征,并不能确立不同异常之间共享的发育机制。
从发育-病理学角度,携带肋的C7在形态学上符合颈胸交界处区域身份的改变[7,8,27,28,29,30]。形态学表征包括异常为单侧还是双侧、肋样结构的长度和关节构型,以及是否存在荐前椎数目或其它轴性过渡区相关改变。这种基于组分的评估将过渡形态与先天性椎骨融合区分开来,而不赋予尚未直接证实的分子机制。
5.2.2. 颈椎背弓缺陷与脊柱闭合不全
脊柱裂是一种先天性椎体畸形,解剖学上定义为背侧椎弓的不完全形成或融合[46,47]。该骨性缺损可不伴有脑膜或脊髓的外部突出,对应于闭合型或隐匿型;也可仅伴有脑膜突出,即脑膜膨出;或伴有脑膜与神经组织共同突出,即脊髓脊膜膨出[46,47]。脊髓闭合不全代表一个更广泛的发育类别,可能包括脊髓、脑膜及皮肤中线结构的相关异常[46,48]。
孤立的棘突分叉本身并不能确立脊柱裂的存在。此种形态可能代表背侧突起的局限性异常形成,而无广泛椎弓缺损或相关脑膜及神经受累的证据[30]。因此,解剖学术语可根据所累及的结构,将分叉棘突与脊柱裂及更广泛的脊髓闭合不全区分开来。
在Brocal等[30]的研究中,约三分之一的受检130只巴哥犬被鉴定出棘突分叉,且主要位于T1;一只犬在C5和C6存在棘突分叉,另一只犬的异常位于T5。这些发现报告时未伴有脊髓脊膜膨出,且未发现棘突分叉与颈肋之间存在显著关联[30]。在此背景下,棘突分叉代表局限性背侧突起异常,其本身并非脊柱裂的证据。
犬的颈部或颈胸段脊柱裂已有零星报道[46,47,48]。在Arias等[47]报道的一系列三只患病动物中,描述了一只犬患有累及尾侧颈椎和颅侧胸椎的闭合型脊柱裂,同时伴有骶尾区的开放性脊柱裂。该病例表明,背侧椎弓闭合缺损可影响多个不连续区域,且在同一动物体内可表现出不同的形态学表达。
随后,一只患有C3脊柱裂并伴有I型和IV型皮样窦的拉布拉多寻回犬混种犬中被报道了局限性颈椎表型[48]。计算机断层扫描显示C3背侧闭合不全,而磁共振成像则表征了相关的窦道及邻近神经和软组织结构的特征[48]。这种关联表明,颈椎脊柱裂可作为涉及椎体和皮肤成分的更广泛中线闭合不全疾病的一部分而发生。
颈椎背侧椎弓缺损的病理学意义取决于其范围以及是否存在相关脑膜、神经或皮肤异常。闭合型可能保持临床静默,而脑膜膨出、脊髓脊膜膨出或向椎管延伸的皮样窦道则可能与神经功能障碍相关[46,47,48]。因此,解剖学评估将骨性缺损与相关脑膜、脊髓及软组织病变区分开来。计算机断层扫描对于确定背侧椎弓缺损的位置和骨性范围尤为有用,而当怀疑累及脊髓、脑膜、皮样窦道或其他软组织时,磁共振成像可提供补充信息[46,48]。因此,棘突分叉、背侧椎弓不完全形成、隐性脊柱裂、脑膜膨出、脊髓脊膜膨出和皮样窦这些术语,指的是由所累及结构定义的不同解剖学构型。
从发育-病理学角度,颈椎背侧椎弓异常可根据骨性缺损的范围以及相关脑膜、神经和皮肤受累的存在与否加以区分[46,47,48]。这种基于成分的解读将孤立的棘突分叉与真正的脊柱裂及更广泛的脊髓闭合不全区分开来。在发育上,这些异常与背侧椎体成分的形成或融合受到干扰相一致,尽管确切机制可能因个体表型而异[4,5,6,24]。
5.2.3. 颈椎阻滞椎与先天性椎体融合
颈椎阻滞椎是一种先天性畸形,其特征为两个或多个相邻椎体节段的部分或完全融合。融合可累及椎体、背侧椎板、关节突或这些成分的组合[3,49,50,51]。在发育上,此种形态与正常分节或再分节过程受到干扰以及相邻椎原基之间分离失败相一致[4,5,6,24]。
阻滞椎在解剖学上不同于过渡椎。在过渡椎形态中,单个椎体保持其节段分离性,但获得了相邻轴向区域的特征。在阻滞椎中,主要异常是连续椎体节段之间正常解剖边界的部分或完全丧失。先天性融合在解剖学上也不同于获得性关节强直或增生性骨桥接。形态学评估包括椎体和椎弓的构型、中间椎间盘间隙的存在与形态、骨性连续性的模式以及相邻节段的状态[3,49]。
Fernandes 等人[49]记录了9只颈椎畸形犬中先天性颈椎融合的几种模式。两只年轻犬表现出被描述为类Klippel–Feil综合征的复杂多节段异常。其中一只犬的C3和C4不对称融合,并伴有寰椎和枢椎畸形。第二只犬的部分融合涉及C2尾侧椎体、发育不良的C3椎体和C4,同时伴有C4–C5椎间盘形成不完全及背侧椎板融合[49]。另外两只犬存在更为局限的先天性颈椎融合,分别累及C4–C5和C2–C3。这些观察结果表明,先天性颈椎融合既可作为局限性的两节段异常发生,也可作为更广泛的多组分模式的一部分出现。
在Fernandes等人[49]描述的两只局限性先天性融合犬中,椎间盘疾病发生于融合节段紧邻的尾侧。作者将这些发现解释为邻近节段疾病,可能与毗邻僵硬先天性融合的可动节段机械应力增加有关[49]。这一推测性关联基于一个小型回顾性系列中的两只犬,因此为先天性颈椎融合与邻近节段疾病之间的一般关系提供的证据有限。
在一项对73只法国斗牛犬的放射学研究中,Kuricová等人[50]在脊柱中发现了5个块状椎,其中包括1个累及C2和C3的颈椎融合。椎体畸形的发生率显著高于块状椎,且未证实对特定异常椎节段存在统计学显著的易感性[50]。该孤立的C2–C3病例记录了法国斗牛犬颈椎块状椎的形成,但未提供该品种对颈椎融合存在特异性易感性的证据。研究人群由73只法国斗牛犬组成,总体上胸段异常明显多于颈段异常。
Lin和Coolman[51]报告了两只犬更广泛的颈椎融合,块状椎分别从C2延伸至C5和从C2延伸至C4。两只犬还发生了创伤性寰枢椎半脱位。作者推测,长而僵硬的融合颈段在可动的寰枢关节处产生了“支点效应”,增加了对创伤性移位的易感性[51]。这一推测性关系在解剖学上合理,但仍属基于两个临床病例的假说,而非一般因果关联的证据。
颈椎块状椎的病理学意义取决于融合节段的数量、融合的对称性和方向、椎管尺寸、脊柱对线以及邻近可动节段的状况[3,49,51]。对线良好的先天性融合可能仅为偶然发现,而不对称或多节段融合可能与成角变形、椎管受压、机械负荷改变或邻近椎间盘退变有关[3,49]。神经系统表现(如有)可能反映融合的结构和生物力学后果,而非界定块状椎本身的形态。
从发育-病理学角度,颈椎块状椎可根据受累椎节段、融合节段的数量和连续性、受累的椎体组成部分、中间椎间隙的形态以及是否伴有轴向对线不良或邻近节段异常进行表征[49,50,51]。这种基于组分的解读将原发性分节或分离缺陷与过渡椎以及继发性退变性或与不稳定性相关的变化区分开来[4,5,6,24,49,50,51]。
5.2.4 颈椎椎体形成与骨化缺陷
影响颈椎椎体的先天性异常包括部分发育不良、不对称发育、楔形构型、形成不完全以及单个椎体组成部分骨化不完全[3,50,52,53]。这些异常在兽医文献中有时被归入半椎体的广义类别,尽管其形态因受累椎体组成部分以及形成缺陷的方向和程度而异。当异常构型可以明确界定是,基于组分的描述可提供更高的解剖学特异性[3,9,10,11,52]。
颈椎椎体畸形的文献记录少于胸椎椎体畸形,尤其是在短头螺旋尾犬中,但当其改变椎体对线或椎管尺寸时,可能产生重大的结构后果[3,9,10,11,50,52]。在Besalti等人[52]使用Nasca分类评估的5只犬系列中,一只杜宾犬在C7有单个2a型楔形椎,而一只混种犬有多个4a型异常,从C7延伸至T7。两只犬均表现为不能行走的四肢轻瘫[52]。这些观察记录了与颈椎和颈胸椎椎体畸形相关的严重神经功能障碍,但除所报告的病例外,并未界定各形态学亚型的临床意义。
法国斗牛犬中也有颈椎异常的记录。在一项对73只犬的影像学研究 中,Kuricová等[50]在整个脊柱记录的67个异常椎体中识别出13个颈椎异常。其中8个颈椎异常被归类为半椎体,累及C5、C6或C7;其余颈椎所见包括寰枢椎不稳和C2–C3块状椎。未发现对某一特定异常椎体水平具有统计学显著性的易感性[50]。这些发现证实,法国斗牛犬的尾侧颈椎区域也可能发生椎体畸形,尽管在同一研究群体中胸椎异常的发生频率要高得多。
猫中已有一种独特的发育表型的报道。Dean等[53]描述了一只21周龄的家养短毛猫,计算机断层扫描显示其C2和C3骨化不完全。该猫表现为急性发作的严重非行走性四肢轻瘫,神经解剖学定位为C1–C5。经保守治疗后,患猫在四周内恢复正常行走,但仍有一些不愿跳跃的表现[53]。该病例记录了颈椎骨化不完全与神经功能障碍相关的情况,但仅凭此病例尚不能确立将结构异常与临床表现联系起来的确切生物力学机制。该表型在形态学上不同于楔形或单侧椎体形成缺陷。
颈椎椎体异常的病理学意义取决于所累及的椎体组成部分、变形的程度和方向、对称性、椎体水平、脊柱对线、椎管尺寸以及与相邻椎间盘和关节结构的关系[3,11,52,53]。轻微且对线良好的异常可能保持临床静默,而移位、明显不对称、多节段受累或椎管狭窄可能增加结构性或神经性后果的可能性[3,52,53]。因此,神经学表现反映的是与畸形相关的结构效应,而非界定其形态学类别。
从发育-病理学的角度来看,颈椎椎体形成缺陷与先天性椎体融合、过渡性形态以及主要影响骨化过程的异常是不同的。椎体形状异常或形成不完整在发育上与椎体中心或其软骨模板的形成障碍相符[4,5,6,24]。相邻节段之间的先天性融合与分节、再分节或椎体分离障碍的关系更为密切[4,5,6,24],而骨化不完全则代表一种独特的形态学模式,即椎体要素存在但未完全骨化[53]。因此,基于组成部分的分类将传统术语与影像学所显示的椎体组成部分及结构构型的详细描述相结合。
5.3. 胸椎异常
胸椎畸形常见于短头卷尾犬,尤其是法国斗牛犬、英国斗牛犬、巴哥犬和波士顿梗犬[9,10,11]。该水平记录的异常包括椎体数目变异、过渡性形态、椎体形成缺陷、先天性融合、背侧椎弓和棘突异常以及关节突发育不良或发育不全[9,10,11]。胸椎异常的高发生率并不意味着每只受累动物都会发生神经系统疾病。先天性胸椎畸形常见于因与脊柱功能障碍无关的原因而接受检查的犬,受累动物可能有一个或多个异常椎体而无相应的神经体征[10,11]。其病理学意义取决于异常的类型和分布,以及它们是否改变脊柱对线、椎管尺寸、节段稳定性或脊柱与脊髓之间的关系[3,9,10,11]。
胸椎区域具有独特的解剖学背景,因为每个椎体在结构上都与肋骨和胸廓整合在一起[1,2,32,33]。因此,胸椎的不对称发育可能影响脊柱对线、肋骨朝向和胸部对称性。椎体缺损的方向和程度尤其相关,因为腹侧、外侧或合并的不对称缺陷可能与不同类型的后凸、侧凸或合并的角度变形相关[9,11]。
品种相关差异在胸椎异常的发生频率和形态学上均很明显。在所研究的群体中,法国斗牛犬和英国斗牛犬常表现出椎体形成缺陷,而巴哥犬则表现出更广泛的变化谱,包括过渡椎、背侧突异常、关节突异常和椎体畸形[10,11]。这些差异表明,短头品种中发生的胸椎异常不应被视为单一均一的表型。
尽管DVL2移码变异与斗牛犬、法国斗牛犬和波士顿梗犬更广泛的轴骨骼表型相关,但它并不能为这些品种或其他品种中出现的所有胸椎异常提供普遍解释[16,17]。因此,在确定具体的发育或遗传机制之前,胸椎形态应根据其解剖学特征进行分类。
据此,以下各小节根据主要解剖学紊乱对胸廓异常进行考察:椎体数目与区域身份、椎体形成、分节与先天性融合、背侧椎弓形成、关节突发育以及相关肋骨形态。这种组织方式将原发性结构异常与继发性脊柱弯曲、不稳或神经受压区分开来。
5.3.1. 胸椎数目与胸腰段过渡形态
犬和猫正常具有13枚胸椎,其区域识别主要基于与肋骨及相关肋结构的解剖关系[1,2,32,33]。已报道的先天性变异包括胸椎区域计数为12枚或14枚,以及颈胸段或胸腰段边界处具有混合区域形态的椎体[10,45,50,54]。因此,胸椎计数应结合边界节段的解剖学特征进行解读,而非作为孤立的数值观察。
胸腰段过渡椎兼具胸椎和腰椎特征。T13的腰椎化可表现为一侧或双侧相关肋骨的缺失或发育不全,以及横突向腰椎形态的转变。相反,L1的胸椎化可表现为第一腰椎节段发出单侧或双侧肋骨或肋样肋突[10,54]。这种混合形态在解剖学上不同于块状椎,因为相邻椎体节段之间的椎间边界得以保留[10]。在发育学上,这种形态与区域轴身份的改变相符[7,8,27,29]。然而,本文所纳入的影像学研究并未探讨其潜在分子机制[10,45,50,54]。
Ryan等[10]在经计算机断层扫描检查的神经学正常的短头犬中记录了显著的品种相关差异。68只巴哥犬中有17只(25.0%)仅有12枚胸椎,而68只中有21只(30.9%)具有表现腰椎特征的过渡性T13。全部62只法国斗牛犬均有13枚胸椎,尽管有3只犬(4.8%)具有过渡性T13。全部41只英国斗牛犬也均有13枚胸椎;4只犬(9.8%)具有过渡形态,包括3只具有T13腰椎特征的动物和1只具有T1颈椎特征的动物[10]。
Kuricová等[50]在法国斗牛犬中也通过X线摄影发现了数目变异。在73只具有从C1至S3范围X线片的犬中,3只具有第14枚胸椎,1只仅有12枚胸椎。同一队列中还记录了腰椎数目的变异,5只犬有8枚腰椎,2只犬有6枚腰椎[50]。该群体中胸椎和腰椎区域计数同时发生变异,说明必须结合完整的骶前椎公式来考虑区域计数[50]。
猫中也有胸腰段过渡形态的记录。在一项对200只猫的回顾性X线研究中,Newitt等[54]在46只动物中发现了先天性异常,涉及54个脊柱节段。过渡性异常是最常见的类别,累及51个脊柱节段,并在18只猫中发现了L1胸椎化。起源于L1的额外肋骨通常较小或呈碎片状,在X线片上可能与肋骨骨折混淆[54]。因此,识别这些变异对于正确的椎体计数和解剖定位至关重要。
在表现日本短尾猫卷尾表型的猫中,胸椎数目变异也很突出。在经X线摄影评估完整脊柱的17只卷尾猫中,有14只的椎公式包含12枚而非13枚胸椎,最常见为C7–T12–L7–S3[45]。1只猫还具有以L1发出肋骨为特征的胸腰段过渡椎。在所检查的来源于同一谱系的队列中,异常椎公式和尾端卷曲位置均与发病率或死亡率不一致[45]。这些观察仅描述了一个小的、按表型选择的队列,不能提供更广泛猫群体的群体水平估计。
在所检查的群体中,胸椎数目变异主要被记录为一种解剖学和诊断学发现,而非神经疾病的已证实病因[10,45,54]。数目或过渡性变异可能影响影像学或手术规划中的肋骨计数、椎体计数和解剖定位[10,45,54]。与过渡节段相关的细小、单侧或碎片状肋骨还可能使先天性形态与获得性肋骨损伤的鉴别复杂化[54]。
在描述性发育层面上,非典型胸椎计数可能反映整体骶前椎式变异,或位于轴向边界的某一椎体的区域身份改变[7,8,27,29]。现有影像学证据无法将个体犬或猫的这些表型归因于特定的分子或胚胎学机制。基于解剖学的分类将全柱计数与肋骨、横突、椎间隙及相邻椎体区域形态的评估相结合[10,45,50,54]。该方法将数值变异和过渡性变异与椎体形成缺陷及先天性融合区分开来。
5.3.2. 胸椎椎体形成缺陷
胸椎椎体形成缺陷的特征是椎体一个或多个区域部分缺失或发育减退,而与相邻节段的椎间边界仍可辨认[3,9,11]。因此,它们在解剖学上不同于块状椎,后者相邻椎体之间的分节缺失或不完整[3,9,11]。由于通常无法仅凭出生后影像学确定具体的分子或胚胎学机制,这些异常可根据椎体组织缺陷的位置、方向和范围进行分类[9,11]。
主要构型包括:腹侧发育不全,传统上称为背侧半椎体;腹侧发育不良,形成腹侧楔形椎体;外侧发育不全或发育不良;腹外侧发育不全,传统上称为背外侧半椎体;腹外侧发育不良;腹侧及正中发育不全,形成蝴蝶椎;腹侧及正中发育不良;以及对称性发育不良,形成缩短的椎体[9,55]。较新的影像学研究还描述了背侧楔形构型,其特征为椎体背侧部分高度减低[15,56]。“半椎体”一词在兽医文献中用法不一,有时特指方向性发育不全,有时统称多种椎体形成缺陷[9,10,55]。因此,将解剖学描述词与适当情况下的传统术语结合使用,可提供更高的形态学精确性。
形成缺陷的结构效应取决于其方向和严重程度。腹侧缺陷可能与局灶性后凸成角相关,而外侧或腹外侧缺陷可能伴发脊柱侧凸或合并成角畸形[9,55]。对称性发育不良或相对对称的正中缺陷可能使椎体缩短,而不产生同等程度的成角畸形。然而,最终的脊柱构型还取决于相邻椎体的形态、受累节段的数量和分布、椎间排列以及是否存在椎体移位或椎管狭窄[15,55]。单个椎体的描述性形状本身并不决定其病理学意义。
在Gutierrez-Quintana等[9]的影像学分类研究中,检查了28只至少存在一处先天性胸椎畸形的短头螺旋尾犬。畸形累及362个胸椎中的85个(23.5%),椎体形成缺陷是最常识别的类别。蝴蝶椎占受检胸椎的6.6%,腹侧楔形椎占5.5%,背侧半椎体占0.8%,背外侧半椎体占0.5%[9]。28只犬中有11只累及T7,其次为T8和T12,各累及8只犬。
Ryan等[10]通过计算机断层扫描检查171只神经学正常的犬,清楚证明了品种相关差异。在62只法国斗牛犬中识别出58只(93.5%)、41只英国斗牛犬中30只(73.2%)、68只巴哥犬中12只(17.6%)存在一处或多处椎体形成缺陷,该研究中统称为半椎体[10]。法国斗牛犬和英国斗牛犬组以多发异常为主,受累椎体的区域分布也因品种而异。这些发现表明,短头品种间胸椎椎体畸形的发生频率和解剖分布均存在显著差异。
De Decker等[55]在一项对160只法国斗牛犬、巴哥犬和英国斗牛犬(均至少存在一处胸椎半椎体)的计算机断层扫描(CT)研究中,进一步证明了椎体形态的品种相关差异。在120只神经学未受累的犬中,识别出411处胸椎畸形,每只犬中位受累椎体数为3个。腹侧及正中发育不良是最常见的亚型,其次为腹侧及正中发育不全和对称性发育不良[55]。腹侧发育不全、腹侧发育不良和对称性发育不良与巴哥犬相关,而受检群体中所有外侧发育不全缺陷均发生于法国斗牛犬[55]。这些品种-亚型关联仅针对所检查的群体,并不确立普遍的品种特异性模式。
Brown 等[56]在澳大利亚法国斗牛犬和巴哥犬队列中同样证明了品种相关的形态学差异。蝴蝶椎形态与法国斗牛犬相关,而过渡型异常与巴哥犬相关;作者还描述了12例背侧楔形亚型[56]。近期,Moses等[57]报道腹侧发育不全是法国斗牛犬和英国斗牛犬中最常见的异常,而对称性发育不全在巴哥犬中占主导。这些研究使用了相关但不完全相同的分类方法,且在研究人群、影像学模态、纳入标准和分类方法上存在差异,限制了亚型频率的直接比较。
胸椎椎体形成缺陷常存在而无相应的神经功能障碍。在Ryan等[10]的研究中,大多数神经学正常的法国斗牛犬和英国斗牛犬有一节或多节受累胸椎。同样,在De Decker等[55]检查的神经学未受累犬中,多发异常也很常见。因此,畸形椎体的存在或受累椎体数量较多本身均不能确立临床相关性[10,55,56]。
然而,某些构型和继发性结构改变与更大的病理学意义相关。在De Decker等[55]的研究中,在所评估的亚型中,腹侧发育不全与最大的后凸角度和最小的剩余椎管面积相关。在多变量模型中,巴哥犬品种、较大的后凸角度、半椎体数量较少而非较多以及腹外侧发育不全与神经学体征独立相关[55]。单个形态学亚型的结构严重程度及其与临床状态的独立统计学关联代表不同的发现。
在一项小型病例系列中,Moissonnier等[58]将神经学正常的法国斗牛犬与4只因胸椎半椎体相关压迫性脊髓病而患病的犬进行了比较。临床受累犬表现出更大的后凸角度和椎体移位[58]。在Lackmann等[15]的前瞻性研究中,神经功能缺损与腹外侧楔形和背外侧半椎体形态、后凸Cobb角大于30°以及至少1.75 mm的椎体台阶相关[15]。这些队列特异性测量表明,不对称椎体缺损、局灶性成角、移位和椎管受压对于评估病理学意义可能比单独的椎体形状提供更多信息。
已发表的猫胸椎椎体形成缺陷数据有限。在斗牛犬、法国斗牛犬和波士顿梗犬中发现的DVL2移码缺失与更广泛的螺丝尾表型显示强相关性,但胸椎异常在各品种间表现出可变表达[16,17]。在Niskanen等[17]的影像学部分中,纯合美国斯塔福郡梗犬显示与尾侧椎体畸形明显相关,而在检查的犬中未发现胸椎或腰椎椎体畸形。因此,现有证据支持DVL2是更广泛的品种相关中轴表型的贡献因素,但并未确立其为胸椎椎体形成缺陷的数量、分布或形态多样性的直接原因[16,17]。
在所回顾的文献中,猫胸椎椎体形成缺陷的记录似乎较少。在Newitt等[54]对200只猫的回顾性X线研究中,未发现半椎体,但记录了过渡椎和块椎。Tremolada等[59]检查了6只患有持续性右主动脉弓的猫,其中4只至少有一处相关的中轴骨骼畸形。在一只猫中发现了两个胸椎蝴蝶椎,分别位于T8和T12[59]。由于这是一个非常小的、临床选择的系列,包含多种并发异常,它提供了胸椎椎体形成缺陷可发生于猫的证据,但并未确立其在更广泛猫群体中的患病率或与血管异常的因果关系。
胸椎椎体形成缺陷可根据椎体缺损部位、发育不全与发育不良的区分、受累椎体节段以及异常是孤立性还是分布于多个节段来表征。解剖学评估还包括脊柱曲度、椎间对齐、椎管尺寸以及畸形节段与相邻肋骨和椎体的关系[9,10,15,55,56,57,58]。这种基于组分的方法将原发性形成缺陷与相关的后凸、侧凸、半脱位、不稳定或脊髓受压分开,而无需在缺乏直接证据的情况下指定特定的遗传或发育机制。
5.3.3. 胸椎块椎
胸椎阻滞椎是一种先天性异常,特征为两个或多个相邻椎节部分或完全融合,并伴有相应正常椎间分离及椎间盘间隙的部分或完全丧失[3,9,10,60]。融合可能涉及两个相邻椎体,也可能跨越多个连续节段[3,9,60]。在复杂畸形中,椎体不分节可能与独立形成的椎弓共存[61],或与额外的椎体形成缺陷共存[9,61]。仅限于背侧棘突的融合代表与阻滞椎不同的形态学类别,Ryan等[10]对其进行了单独记录。
在兽医形态学分类中,阻滞椎被归类为分节缺陷[9,10]。诊断影像学可确定受累的椎体组成部分,并能显示融合是单独发生还是与椎体形成异常同时存在,如同时合并分节与形成缺陷的复杂畸形文献所述[9,61]。
已报道病例的临床和结构表现各不相同。Newitt等[54]在无明显相关临床症状但伴有显著脊柱侧弯的猫中发现了阻滞椎,而Crowe等[60]描述了一只神经功能受损的猫存在多发性胸椎阻滞椎伴脊柱前凸及相邻椎间盘疾病,Couto等[61]记录了合并分节-形成缺陷并伴有显著角度变形、椎管狭窄和脊髓压迫的病例。
Ryan等[10]记录了经计算机断层扫描检查的神经功能正常的短头犬中的胸椎阻滞椎。62只法国斗牛犬中有4只(6.5%)存在阻滞椎,共6对受累椎体,其中4处位于T11–T12,2处位于T12–T13。41只英国斗牛犬中也有4只(9.8%)受累,其中3处阻滞椎位于T11–T12,1处位于T12–T13。在检查的68只巴哥犬中未发现阻滞椎[10]。尽管受累的法国斗牛犬和英国斗牛犬主要呈现尾侧胸椎分布,但品种对该队列中阻滞椎的患病率无统计学显著影响(p = 0.086)[10]。
Ryan等[10]在神经功能正常群体中发现的阻滞椎与可归因于脊柱的神经功能异常无关。在另一组10只被认为胸椎畸形导致神经功能障碍的犬中,所涉及的异常为椎体形成缺陷而非阻滞椎[10]。在该研究中,阻滞椎发生于神经功能正常队列,而受累队列中被认为导致神经功能障碍的胸椎畸形为椎体形成缺陷[10]。
猫的数据较为有限。在Newitt等[54]对200只猫的回顾性X线研究中,发现3只动物存在阻滞椎。尽管伴有显著的脊柱侧弯,这3只受累猫没有可归因于椎体异常的临床症状或可触及的畸形[54]。
Crowe等[60]描述了一只6月龄家养短毛猫中多发性胸椎阻滞椎与相邻脊柱病变的具有临床意义的组合。该猫有12个胸椎,T1–T3椎体融合,T4–T5和T10–T11另有部分融合,并伴有局限性头侧胸椎前凸。磁共振成像显示T3–T4椎间盘突出伴严重脊髓压迫及广泛的颈胸椎间盘退变[60]。作者认为角度变形(前凸)、相邻椎体异常负荷及相邻节段疾病可能是导致具有临床意义的椎间盘退变和突出的因素[60]。
在短头螺旋尾品种以外的犬中,也记录了具有临床意义的合并分节与形成缺陷。Couto等[61]描述了3只成年大型犬,其进行性胸腰段脊髓病与先天性椎体分节和形成联合障碍相关的椎体畸形有关。异常涉及T13–L1、T8–T9和T10–T11,包括显著后凸或后侧凸、椎管狭窄和脊髓压迫[61]。
胸椎阻滞椎可通过受累的确切椎体节段、融合节段数量、融合的完整性和对称性、是否存在残余椎间边界以及受累的椎体组成部分来表征。相关的椎体形成缺陷、脊柱弯曲、椎管狭窄及相邻椎间盘异常提供了额外的解剖学背景[10,54,60,61]。这些特征可将椎体分节异常与孤立的背侧棘突融合以及合并分节与形成缺陷的复杂畸形区分开来。
5.3.4. 胸椎背侧椎弓缺陷与脊柱闭合不全
胸段背侧椎弓异常包括涉及单个椎骨背侧椎弓或棘突的裂隙或分叉形态,以及相邻椎骨背侧棘突之间的融合[10,30]。Ryan等[10]将脊柱裂和棘突融合记录为独立的形态学类别,而Brocal等[30]在巴哥犬中单独记录了分叉棘突。分叉棘突描述的是单个椎骨内棘突形态的分裂,而棘突融合涉及相邻椎骨背侧突起之间的骨性连续性;这两个术语均不等同于椎体阻滞形成[10,30]。
脊柱裂在解剖学上以一个或多个椎弓在椎管上方闭合不全为特征[3,10,46]。骨性缺损在闭合型中可能被皮肤覆盖,也可能与脑膜、脊髓或其他中线结构异常同时存在[46,62]。在开放型中,脑膜或神经组织可能通过椎弓缺损处突出[46]。脊髓闭合不全是一个更广泛的术语,指涉及脊髓中线相关结构的畸形,可伴有或不伴有脊柱裂[46,62,63]。
Ryan等[10]记录了经计算机断层扫描检查的神经学正常短头犬中胸段背侧椎弓形态的显著品种相关差异。68只巴哥犬中有26只(38.2%)存在该研究中归类为脊柱裂的异常,且仅见于T1。41只英国斗牛犬中有1只(2.4%)在T10存在脊柱裂。62只法国斗牛犬中,无动物存在孤立性脊柱裂,尽管有一个椎骨显示脊柱裂合并椎体形成缺陷[10]。巴哥犬的受累频率显著高于其他品种(p < 0.0001)[10]。在该研究中,脊柱裂的影像学定义为椎弓闭合不全导致背侧棘突裂隙[10]。
Brocal等[30]随后将分叉棘突描述为巴哥犬中的一个独立形态学类别。在130只巴哥犬中,47只(36%)共鉴定出49个分叉棘突,其中T1为主要位置;一只巴哥犬在C5和C6存在分叉棘突,另一只在T5存在分叉棘突[30]。这些发现不伴有脊髓脊膜膨出,且分叉棘突与颈肋无关[30]。Ryan等[10]使用脊柱裂一词描述椎弓闭合不全伴背侧棘突裂隙,而Brocal等[30]将分叉棘突记录为独立的形态学变量。两个数据集均显示巴哥犬T1处背侧中线异常占优势,但由于分类术语不同,所报告的患病率数值不能直接互换。
相邻背侧棘突的融合在Ryan等[10]中显示出不同的品种分布。该构型在62只法国斗牛犬中记录了14只(22.6%),41只英国斗牛犬中记录了8只(19.5%),但68只巴哥犬中无一例[10]。在Ryan等[10]中,棘突融合与阻滞椎分开记录,代表一个独立的影像学类别,而非椎体融合的证据。
在Ryan等[10]检查的群体中,巴哥犬中常见的T1背侧椎弓缺损未被确定为神经功能障碍的原因。临床受累组中有三只巴哥犬同时存在T1脊柱裂,但这些发现被认为是偶然性的;在全部十只临床受累犬中,椎体形成缺陷被确定为脊柱功能障碍的原因[10]。因此,在该队列中,局限性T1背侧椎弓裂隙的存在不足以确立具有临床意义的脊柱疾病。
更广泛的椎弓缺损可能与脊髓及其他中线结构异常共存。Wilson等[62]描述了四只英国斗牛犬和一只柯利犬患有脊柱裂,所有这些犬的临床症状和形态学脊髓异常也符合作者对脊髓闭合不全的诊断标准。尿失禁和粪失禁是最常见的就诊原因[62]。在该系列中,脊柱裂描述的是椎弓缺损,而脊髓闭合不全则代表基于临床症状和形态学脊髓异常的附加诊断[62]。Wilson等[62]报告的表型在解剖学和临床上比Ryan等[10]在巴哥犬中报告的局限性T1背侧椎弓缺损更为广泛。
已有报道称魏玛犬脊髓闭合不全存在与品种相关的分子学发现。Safra等[63]利用4只患病和96只未患病魏玛犬进行全基因组关联定位,在犬8号染色体上鉴定出约1.5-Mb的相关区域,其中包含NKX2-8。NKX2-8 A150fs移码变异在所研究的家系材料中与定位的表型共分离。患病魏玛犬表现出脊髓闭合不全的特征性神经表型,且在魏玛犬病例中未观察到脊柱裂[63]。另有一只伴有共济失调和后轻瘫的魏玛犬未携带NKX2-8 A150fs变异;在缺乏诊断性影像学或组织病理学确认的情况下,Safra等[63]认为该动物的脊髓闭合不全诊断仅为提示性而非确定性[63]。
已发表的猫胸段背侧椎弓缺损证据有限。Newitt等[54]报道的200只猫回顾性X线系列研究中未发现脊柱裂。Tamura等[64]描述了两只继发于开放性脊柱裂的年轻猫发生脊髓栓系综合征。病例1中,瘘管在脊髓圆锥处与硬膜囊相连并伴有尾侧栓系,组织病理学检查证实为脊髓脊膜膨出;病例2中,管状结构在胸段脊髓处与硬膜囊相连并伴有背侧栓系,组织病理学检查证实为脊膜膨出[64]。该两例报告记录了两种解剖学上不同的猫开放性脊柱裂伴脊髓栓系综合征形式,但未提供患病率数据。
胸段背侧椎弓异常可通过受累椎体水平、骨性缺损的宽度和完整性、椎板与棘突的形态以及与相邻背侧突的融合情况进行表征。相关异常可能累及皮肤、皮下组织、脑膜、脊髓或其他中线结构[10,30,46,62,63,64]。这些解剖学特征将孤立性骨性异常(包括棘突分叉)与累及脑膜或神经的闭合不全畸形区分开来。
5.3.5. 与胸椎畸形相关的肋骨异常
肋骨是胸段区域形态的组成部分,因为它们与胸椎相关节并参与胸廓的结构组织[1,2,32,33]。在轴向边界处,非典型肋骨形态可能与区域身份改变相符[7,8,27,28,29]。与椎体畸形相关的肋骨异常可能包括肋骨数目、形态、附着或方向的变化[1,2,11,59]。在颈胸和胸腰边界处,非典型肋骨形态可能构成过渡性椎体构型的一部分,而非孤立的肋骨异常。
边界相关肋骨异常包括起自C7的颈肋以及胸腰过渡处与L1相关的单侧或双侧肋骨或肋骨样结构。在这些构型中,肋骨形态与横突形态、相邻椎体区域的构型以及全脊柱椎体计数共同参与相应椎体的区域表征[10,30,45,54]。
猫的胸腰段肋骨变异已有记录。Newitt等[54]在200只接受X线检查的猫中鉴定出18只存在L1胸化。起自L1的额外肋骨形态各异,且通常较小或呈碎片状[54]。其大小和不规则外观可能导致与获得性肋骨骨折混淆,也可能影响椎体计数和解剖定位[54]。Pollard等[45]同样在17只接受全脊柱X线检查的扭尾猫中记录了1只起自L1的肋骨。在这两项研究中,起自L1的肋骨均被描述为胸腰段过渡形态的一部分[45,54]。
Tremolada等[59]在一组6只患有持续性右主动脉弓的猫的小系列中报道了一种较少见的构型。6只猫中有4只至少存在一处并发的轴向骨骼畸形。其中一只动物左侧胸廓有15根肋骨,其中两根肋骨与同一椎体相关节[59]。该系列中的其他猫表现出胸椎或腰椎数目改变、胸椎椎体畸形、尾椎异常或多余胸骨节[59]。
短头犬胸椎畸形的主要影像学研究主要旨在对椎体形成缺陷、块状椎、过渡椎和背侧椎弓异常进行分类[9,10]。肋骨异常在这些研究中未作为独立的系统性结局进行分析[9,10];因此,它们未提供法国斗牛犬、英国斗牛犬或巴哥犬先天性肋骨异常的具体患病率估计。仅存在胸椎畸形并不能确定存在相关肋骨异常。
椎体成角或旋转也可能改变与受累胸段相关肋骨的空間朝向[1,2,11]。这种构型在形态学上不同于涉及肋骨数目、大小、连续性或椎体附着的异常。分别描述这些特征可避免仅凭出生后影像学将其归因于发育性起源。解剖学特征描述可包括每侧肋骨数目、其起源的椎体水平、双侧对称性、长度、连续性、朝向及椎体关节连接。第一和最后肋-bearing节段尤其相关,因为过渡性形态可能改变区域识别[10,30,45,54]。小的或碎片化的肋样结构也可能模拟获得性肋骨损伤,如猫L1胸化中专门报道的那样[54]。
先天性肋骨异常可根据肋骨数目、形态、对称性、起源椎体水平及关节连接进行描述。在轴向边界处,这些特征可能作为与区域身份改变相符的过渡性形态的组成部分出现[7,8,27,28,29,30,45,54]。当前犬猫证据对先天性肋骨异常的独立临床意义和遗传决定因素提供的信息有限。
5.3.6. 胸段尾侧关节突发育不良及其与巴哥犬相关胸腰段脊髓病的关系
在本文所考虑的研究中,尾侧关节突发育不良被描述为一个或多个尾侧椎体关节突的发育不全或再生障碍[11,65]。该异常可为单侧或双侧,并可影响单个椎体或多个胸椎[65]。由于每个尾侧关节突通常与紧邻尾侧椎体的头侧关节突相关节,发育不全或再生障碍导致相应关节突关节形成不完全或缺失[1,2,11,65]。计算机断层扫描可对尾侧关节突发育不全或再生障碍进行形态学特征描述,并评估其解剖分布[11,65]。
胸段尾侧关节突发育不良在神经学正常的短头犬中常见。在Bertram等人[65]的回顾性计算机断层扫描研究中,该异常在108只法国斗牛犬中识别出76只(70.4%),63只英国斗牛犬中53只(84.1%),100只巴哥犬中97只(97.0%)。与两个斗牛犬群体相比,巴哥犬完全再生障碍的频率更高,每只犬受累椎体数目更多,双侧和广泛性受累更频繁[65]。解剖分布也因品种而异,巴哥犬显示尾侧关节突再生障碍明显集中在T10至T13之间,该区域在受检的法国和英国斗牛犬中基本未受累[65]。
尾侧关节突发育不良在97.0%神经学正常巴哥犬中的发生表明,这种骨性表型可在无临床明显胸腰段脊髓疾病的情况下存在[65]。与尾侧关节突发育不良相关的慢性低度椎体不稳已被提出作为促进巴哥犬胸腰段脊柱疾病的潜在机制[66,67,68]。然而,所引研究并未直接证明椎体运动异常,Driver等人[67]和Nishida等人[68]均强调尾侧关节突发育不良与相关脊柱疾病之间的因果关系尚未确立。
Fisher等人[66]回顾性描述了11只巴哥犬,其神经功能障碍与发育不全或再生障碍的胸腰段尾侧关节突及环绕脊髓的缩窄性纤维组织相关,另有5只巴哥犬具有相似的关节突异常但无神经功能障碍。作者提出,与关节突畸形相关的慢性异常节段运动促进了缩窄性纤维化的发生[66]。在这一回顾性系列中,所提出的不稳-纤维化关系仍属推测,特别是因为在5只无神经功能障碍的巴哥犬中也识别出相似的尾侧关节突异常[66]。
Driver等人[67]随后评估了18只患有慢性进行性胸腰段脊髓病并经计算机断层扫描确认尾侧关节突发育不良的巴哥犬。在与主要脊髓病变相对应的椎间水平,17只犬为双侧尾侧关节突再生障碍,1只为单侧再生障碍伴对侧严重发育不全[67]。17只犬识别出脊髓压迫,其中10只与椎间盘突出相关,4只疑似脊髓蛛网膜憩室,3只疑似软膜-蛛网膜纤维化[67]。在18只犬中的16只(89%),尾侧关节突发育不良还存在于一个或多个其他椎体水平,而无相应的磁共振成像(MRI)异常[67]。尽管所有18只犬在主要MRI异常水平均存在双侧尾侧关节突发育不良,Driver等人[67]得出结论,其研究未确认尾侧关节突发育不良与胸腰段脊髓病病因之间的因果关系。
Nishida 等人[68]在57只巴哥犬中研究了其与椎间盘突出的关系。52只犬(91.2%)被鉴定出尾侧关节突发育不全或未发育,异常主要集中在T10至T13之间。与胸腰段椎间盘突出发生在同一部位的情况见于11只犬(19.3%)。在椎间隙水平,与尾侧关节突异常相关的椎间隙中椎间盘突出的发生率为12.3%,而与正常关节突相关的椎间隙中为2.4%[68]。这些发现表明在所检查的队列中存在统计学关联,但并不能证实尾侧关节突发育不良会导致椎间盘退变或突出;作者本人也强调需要更大的队列来检验因果关系。
Wachowiak 等人[69]通过前瞻性研究证明了巴哥犬相关胸腰段脊髓病的病理异质性。32只患有慢性进行性T3–L3脊髓病的巴哥犬接受了计算机断层扫描和磁共振成像检查,其中一部分进行了死后剖检[69]。全部32只犬在T3–L3区域内均存在一个以上椎体水平的尾侧关节突发育不良[69]。MRI单独发现狭窄性脊髓病的有3只犬,狭窄性脊髓病合并至少一种其他脊髓病的有17只,无狭窄性脊髓病的非狭窄性脊髓病有11只,未检测到脊髓病变的有1只[69]。32只犬中有19只存在一种以上类型的脊髓病。尾侧关节突发育不良的解剖分布与最严重脊髓病的部位或脊髓疾病类型之间未发现明显关系[69]。
总体而言,这些研究记录了伴有尾侧关节突发育不良的巴哥犬中胸腰段脊柱疾病的异质性谱系。已报道的异常包括伴有脑膜纤维化的狭窄性脊髓病、椎间盘突出或脱出、脊髓蛛网膜憩室以及局灶性或多灶性脊髓压迫,可单独发生或合并发生[66,67,68,69]。在一些患病队列中,尾侧关节突发育不良与脊髓病变位于同一部位,但也存在于无相应病变的其他椎体水平以及神经学正常的巴哥犬中[65,67,69]。其对各具体胸腰段脊髓病的作用仍未明确。
Brander 等人[70]在一个由51只患病巴哥犬和38只对照巴哥犬组成的队列中研究了遗传因素对更广泛的巴哥犬胸腰段脊髓病表型的影响。作者采用贝叶斯复杂性状定位方法,鉴定出19个相关位点,包含67个基因,其中包括34个潜在候选基因,而独立的选择特征分析鉴定出3个受选择的候选区域[70]。这些区域内的候选基因与骨稳态、软骨生物学、纤维化和炎症反应相关的生物学功能有关[70]。这些发现支持巴哥犬相关胸腰段脊髓病存在复杂的遗传贡献,并与所研究表型的多因素性质相一致。保留的位点数量取决于所应用的效果量阈值:从估计效果最大的50个变异中鉴定出19个位点,而若限制为效果最大的10个变异则仅保留7个位点[70]。该研究鉴定的是与更广泛临床巴哥犬胸腰段脊髓病表型相关的位点和候选基因,而非特定解剖病变的因果变异[70]。因此,结果为巴哥犬相关胸腰段脊髓病的复杂遗传易感性提供了证据,但未能确定尾侧关节突发育不良、脑膜纤维化及其他组成性异常是否具有相同的遗传决定因素。
胸段尾侧关节突发育不良可通过受累椎体水平、侧别、发育不全与未发育的区分、受累节段数量以及相应关节面关节的形态来表征。在神经学受累的犬中,相关的椎间盘、脑膜、椎管和脊髓异常构成了解剖表型的独立组成部分[65,66,67,68,69]。这一区分将一种常见的先天性骨性异常与患有慢性胸腰段脊髓病的巴哥犬中所报道的异质性脊髓疾病区分开来。在所查阅的文献中未鉴定出类似的猫品种相关综合征。
5.4. 腰椎和腰骶椎异常
犬和猫的腰椎区域通常由七块椎体组成,构成脊柱在带肋的胸段与骶骨之间可活动的骶前部分[1,2,32,33]。影响该区域的先天性异常包括腰椎数量变异、腰骶交界处过渡性形态、椎体形成缺陷、先天性椎体融合以及背侧椎弓或突起异常[3,54]。准确的区域分类取决于完整的骶前椎体公式,因为看似非典型的终末腰椎可能代表数量变异、腰骶交界处过渡性形态,或涉及另一椎体区域的更广泛轴向模式的一部分[36,37,54]。
腰骶结合部具有独特的结构作用,因为它连接活动性腰椎柱与骶骨和骨盆,并参与椎柱与后肢之间的力传导[1,2,35,36,37]。该边界的形态学不对称可能与终末骶前椎、骶翼、髂骨及骶髂关节之间的异常关系有关[35,36,37]。然而,先天性形态本身并不确立病理学意义。相关病理学发现可能包括椎间盘退变、脊椎关节强硬、椎管或椎间孔狭窄以及马尾压迫,并且可以与先天性椎体构型分开描述[36,37,71]。
5.4.1. 腰骶移行椎
腰骶移行椎(LTV)是位于最后一个形态学典型腰椎与骶骨之间边界的先天性椎节,表现出腰椎与骶骨特征的组合[36,37,71]。该异常可以是对称性或不对称性,并且可能涉及横突或骶翼、棘突、骶髂附着以及骶骨组件之间的融合[36,37,72]。终末腰椎骶化和第一骶节腰化这两个术语常被描述性地使用。
腰骶移行椎的定义和影像学标准在不同研究之间有所不同。Damur-Djuric等[36]主要根据横突的形态和对称性及其与髂骨的关系对LTV进行分类,而Lappalainen等[72]使用的扩展分类还纳入了S1棘突与骶正中嵴的分离以及LTV复合体内一个短小、位于尾侧的第八腰椎。因此,报告的频率取决于分类系统、影像学投照、所评估的解剖结构以及研究人群。
Damur-Djuric等[36]将犬腰骶移行椎的横突分类为腰椎型、中间型或骶骨型。腰椎型主要保留腰椎横突形态,中间型显示介于腰椎横突与骶翼之间的特征,骶骨型类似骶翼并与髂骨紧密相关。当两侧横突具有相同形态时,移行椎被分类为对称性;当右侧和左侧横突属于不同类别时,被分类为不对称性[36]。高度不对称的移行椎还可能相对于相邻椎节成角[36]。
放射学投照和髂翼的重叠可能影响横突的表观形态和可见性。因此,仅基于腹背位骨盆X线片的分类可能不完全代表三维骨性解剖结构[72]。在Lappalainen等[72]检查的计算机断层扫描亚组中,两只犬的放射学分类会发生变化,而另一只犬中识别出一个放射学上不可见的单侧小横突。这些观察结果表明,当放射学重叠限制腰骶结合部的特征描述时,多平面成像可提供额外的解剖学信息[72]。
在一项对来自144个品种、提交用于犬髋关节发育不良筛查的4000只中型和大型犬骨盆X线片的回顾性评估中,Damur-Djuric等[36]在138只犬(3.5%)中识别出腰骶移行椎。对称性和不对称性形式的发生频率相似,未检测到性别易感性。德国牧羊犬和大瑞士山地犬的受累频率高于其余品种群体[36]。因此,总体3.5%的频率描述的是这一提交用于髋关节发育不良筛查的中型和大型犬群体,而非未选择的犬群体。
腰骶移行形态的发育学解释仍未完全解决。Damur-Djuric等[36]提出,LTV可能代表一种自主的中间椎体类型,而非一个原本典型的腰椎简单转化为骶椎,或反之。他们进一步假设,发育中的骨盆与椎柱接触位置的变化可能影响发育中椎节的形态[36]。这一解释为LTV形态提供了一个合理的发育学框架,但仍属假设,因为它是从出生后放射学发现推断而来,而非通过胚胎学或分子学证据所证实。
腰椎数量的变异可能构成腰骶移行表型的一部分,具体取决于所采用的分类系统。Lappalainen等[72]评估了228只德国牧羊犬的腹背位骨盆X线片和侧位腰椎X线片,并根据其扩展分类系统将92只犬(40.4%)归类为存在腰骶移行异常。10只犬有8个腰椎。其中6只犬,短且位于尾侧的L8是唯一的异常影像学发现,而另外4只犬还存在S2与S3之间的不完全融合[72]。另有1只犬有6个腰椎。作者认为短且位于尾侧的L8属于腰骶移行复合体的一部分,而非孤立的数量变异。
Lappalainen等[72]报告的相对较高频率受到表型定义和影像学方案的强烈影响。将S1棘突与骶正中嵴分离纳入移行异常,在92只受影响犬中占62只。所有具有8个腰椎的犬仅在侧位投照上被识别,与单独腹背位投照相比,侧位联合腹背位投照显著提高了诊断敏感性[72]。这些发现表明,若不考虑分类标准和影像学方法,腰骶移行椎的报告频率无法直接比较。
腰骶移行椎并不必然导致具有临床意义的腰骶部疾病。然而,Flückiger等[71]证明了其与马尾综合征的流行病学关联。在4000只无马尾综合征体征的对照犬中,138只(3.5%)存在LTV,而在92只患该综合征的犬中,15只(16.3%)存在LTV。据报道,存在LTV的犬发生马尾综合征的可能性约为无LTV犬的8倍,在携带LTV的患病犬中,导致该综合征的病变位于最后一个形态学典型的腰椎与移行节段之间[71]。携带LTV的犬发生该综合征的时间也比无LTV的患病犬早约1至2年。
这些发现支持易感关联而非确定性因果关系。功能性腰骶交界处生物力学的改变被认为是这种关联的可能解释[71,72],尽管这些研究并未直接量化异常节段运动或负荷传递。在临床患病动物中,LTV可能与椎间盘退变、椎管或椎间孔异常以及神经压迫并存;这些相关病理发现可与先天性移行形态分别进行特征描述[71,72]。
腰骶移行椎在猫中也有记录。Newitt等[37]回顾性识别了14只存在移行椎的猫,并将其与100只无此异常的猫进行比较。14只受影响猫中有6只在背侧面上显示骶髂附着不对称或旋转;这6只中有4只存在腰骶椎关节病,2只还患有髋关节发育不良[37]。其余8只存在移行椎的猫未发现其他退行性异常。腰骶椎关节病在具有移行形态的猫中更为常见,尤其是那些存在骨盆不对称或旋转的猫,但这一差异无统计学显著性。髋关节发育不良在有和无移行椎的猫中发生频率相似[37]。
Harris等[73]随后将13只患有腰骶椎管狭窄的猫与405只因与脊柱疾病无关的原因接受计算机断层扫描的猫进行了比较。13只狭窄猫中有7只(53.8%)存在腰骶移行椎,而405只对照猫中有24只(5.9%)存在。移行形态与腰骶椎管狭窄显著相关(p < 0.0001;比值比18.52;95%置信区间6.1–62.1)[73]。未发现品种或性别的显著影响,有和无LTV的患病猫在诊断时年龄的差异无统计学显著性[73]。Harris等[73]得出结论,LTV可被视为猫发生腰骶椎管狭窄的危险因素。
遗传学研究支持犬腰骶移行形态存在遗传贡献,但遗传力估计因群体和分析方法而异。Gluding等[74]分析了27,579只德国牧羊犬的影像学筛查数据,估计综合LTV表型的中等遗传力为h2 = 0.27。各形态学类别的估计值较低,而在若干LTV类别之间发现了正向加性遗传相关[74]。这些发现支持所研究德国牧羊犬群体内存在遗传易感性,但并未识别出特定的致病基因。
近期,Berg等[75]估算了九个犬种LTV的基于系谱的遗传力,获得品种特异性数值范围为0.056至0.314。最低估计值出现在挪威德国牧羊犬中,最高值出现在布列塔尼犬中,而LTV与犬髋关节发育不良之间的遗传相关性因品种而异,且大多不显著[75]。德国牧羊犬的估计值在Gluding等[74]与Berg等[75]之间差异显著,这两项研究检查了不同的群体并使用了不同的数据集和分析框架。
腰骶移行椎可通过总腰椎计数、终末骶前椎的形态、横突或骶翼的对称性和构型、与髂骨的关系、骶骨成分的融合以及骶髂关节的排列来表征[36,37,71,72]。所使用的成像投影和分类标准具有相关性,因为诊断敏感性和形态学分类随成像方案而变化[72]。当放射学叠加限制评估时,计算机断层扫描可提供骨形态的额外表征[72]。在临床受累动物中,功能性腰骶椎间隙及相关椎间盘退变、脊椎病、椎管或椎间孔狭窄以及马尾压迫代表独立的病理学发现[36,37,71,73]。这种基于成分的描述将先天性移行形态与相关的退变性或压迫性异常区分开来。
5.4.2. 腰椎数目与椎体形成缺陷
腰椎数目的变异和椎体形成的异常代表解剖学上不同的先天性构型。数目变异改变了形态学上归属于腰椎区域的椎骨数量,而形成缺陷则改变了个体椎体的形态。这两种构型可能共存,仅凭非典型终末骶前节段既不能确定数目变异,也不能确定内在性椎体形成缺陷。区域分类取决于骶前脊柱的计数以及对胸腰段和腰骶段边界的评估,因为形态学上为腰椎的六或八节计数可能与相邻轴向边界的移行形态同时出现[1,2,32,33,50,72,76]。
犬腰椎数目变异已有文献记载。在Kuricová等[50]对73只法国斗牛犬的放射学研究中,五只犬有八节椎骨被分类为腰椎,两只犬有六节。同一群体的胸段也发现了数目变异,这进一步强调需要在完整的骶前椎公式中解读非典型腰椎计数,而非作为孤立的区域观察。在德国牧羊犬中,Lappalainen等[72]在228只犬中的十只中识别出八节腰椎,在一只中识别出六节腰椎。然而,作者将短且位于尾侧的L8纳入了腰骶移行异常的扩展分类中。这些发现表明,相同的区域计数可能因终末椎的形态、表型定义和所使用的成像投影而被分类不同。
Thanaboonnipat等[76]通过对1365只猫腹部X线片的回顾性审查评估了猫腰椎数目变异。在226只猫中识别出先天性腰骶异常;207只有单一记录的先天性异常,19只有多种异常。在具有单一先天性异常的猫中,141只动物记录为六节腰椎,一只记录为五节腰椎。其他构型包括48只猫的骶化、16只的腰化以及一只的半椎体[76]。由于该研究基于腹部X线片而非系统性全脊柱成像,所报告的类别主要描述区域放射学构型[76]。在此背景下,改变的腰椎计数只能结合胸腰段和腰骶段边界的形态来解读。
Thanaboonnipat等[76]还报告了先天性腰骶异常(总体上考虑)与放射学大肠异常之间的统计学关联(p = 0.0069;比值比 = 1.920)。先天性类别包括数目变异、骶化、腰化、多种并发异常以及单一半椎体病例。因此,所报告的关联适用于这一复合类别,而非特定形态学亚型。特别是,六节腰椎或任何其他个体构型对胃肠道发现的贡献无法独立于这些数据进行评估。本研究报告的回顾性关联不能确立先天性腰骶形态与便秘或巨结肠之间的直接因果关系[76]。
腰椎椎体形成缺陷可能表现为椎体腹侧、外侧或联合区域的部分缺失或发育不全。与胸椎区域一样,这些异常可根据缺陷椎体组织的位置、方向和范围进行描述,而非仅使用应用不一的术语“半椎体”[3,9,11]。根据缺陷的方向和严重程度,受累椎体可能呈楔形或不对称,并可能伴有局灶性后凸、前凸、侧凸或联合角状变形。出生后影像学可表征缺陷的形态和结构后果,但本身不能确定导致个体畸形的确切胚胎学或分子机制。
已发表的犬腰椎椎体形成缺陷主要以个体临床报告而非基于群体的研究为代表。Musser等[77]描述了一只德国牧羊犬,其两处异常被作者归类为背侧半椎体,分别位于T10和L3。L3畸形伴有中度局灶性后凸和侧凸,相邻L2–L3和L3–L4椎间隙处的椎管约为其正常直径的70%[77]。MRI还显示L3处背侧蛛网膜下腔明显扩张以及L1处髓内T2加权高信号[77]。并发的T10半椎体也伴有明显的角状变形和脊髓压迫[77]。该病例表明,明显的腰椎椎体形成缺陷可与角状变形、椎管尺寸减小和脊髓异常共存[77]。作为一例涉及两处并发椎体畸形的单一临床病例,该报告记录了这些异常的结构和神经学表现,但未提供其群体频率的估计[77]。
已发表的猫科证据更为有限。Thanaboonnipat等[76]在检查的1365只猫中记录到一例半椎体。现有报告未进一步描述其椎体水平、方向亚型、与脊柱对线的关系或相关病理意义。该发现记录了受检猫群体中椎体形成缺陷的发生,而特定腰椎半椎体表型的解剖特征和频率仍未被充分表征。
腰椎数目变异可根据骶前椎体公式、胸腰段和腰骶段边界节段的形态以及用于椎体计数的方法进行表征。识别胸腰段和腰骶段两个边界可提供区域椎体计数所需的解剖背景,尤其是在存在过渡形态时[50,72,76]。椎体形成缺陷可根据受累水平、椎体缺陷部分、发育不全与发育不良的区分、对称性以及相关脊柱曲度分别进行描述。
计算机断层扫描可提供骨形态、椎管尺寸和复杂三维变形的详细表征[72,77],而磁共振成像可显示相关的脊髓、蛛网膜下腔和髓内异常[77]。这种基于组成部分的方法将区域数目变异与椎体形成缺陷区分开来,并将相关结构或神经学异常与先天性骨形态分别描述。
5.4.3. 腰椎背侧弓缺陷与腰骶部脊髓闭合不全
腰椎背侧弓缺陷的特征是背侧中线形成不完全或椎板联合不全,可表现为局限性骨性裂隙、分叉棘突或涉及椎管背侧边界的更广泛缺陷[3,46,62]。与其他椎体区域一样,仅存在骨性缺陷并不能确定累及脊髓或脑膜[46,62]。腰椎脊柱裂可作为孤立的骨性椎弓异常发生,也可作为涉及脑膜或神经结构的更广泛闭合不全畸形的一部分发生[46,62]。
脊髓闭合不全涵盖涉及脊髓、脑膜、椎弓及相关背侧中线组织的更广泛先天性异常谱[46,62]。在闭合型中,闭合不全异常仍被皮肤覆盖,但仍可能存在涉及脊髓、脑膜、栓系或相关背侧中线组织的异常[46]。开放型涉及皮肤覆盖不完全或闭合不全组织直接暴露[46]。隐性脊柱裂指椎弓闭合不完全而无神经组织突出,而闭合型脊髓闭合不全涵盖更广泛的皮肤覆盖异常,可能包括神经或脑膜受累[46]。相反,开放性脊柱裂指开放性缺陷,其中脑膜或神经结构可能暴露或通过骨性异常突出[46,62,78,79,80]。
脑膜通过椎体缺损突出称为脑膜膨出,而包含脑膜及神经组织的突出囊状结构则描述为脑膜脊髓膨出或脊髓脑膜膨出[62,78,79,80]。由于不同文献中术语存在差异,当通过影像学、手术或组织病理学检查确定突出结构的解剖内容物时,对其加以明确可提供更精确的形态学描述。
腰荐部脑膜膨出和脑膜脊髓膨出已在斗牛犬中有文献记载。Martín Muñiz等[78]回顾性描述了六只患病犬,包括五只法国斗牛犬和一只英国斗牛犬。磁共振成像发现两只犬为脑膜膨出,四只为脑膜脊髓膨出。六只犬均可见腰荐部凹陷及大小便失禁,其中三只还伴有轻度或中度截瘫[78]。该六例病例系列记录了法国斗牛犬和英国斗牛犬的腰荐部脑膜膨出和脑膜脊髓膨出,但未提供患病率或品种特异性风险的估计[78]。
六只犬均接受了闭合不全缺损的手术治疗[78]。两只犬的大小便控制能力改善,四只无变化;三只术前存在截瘫的犬中有两只改善。这些结果说明在该手术治疗系列中术后神经学转归存在差异。该研究为外科病例系列,未纳入保守治疗的对照组[78]。
Chen等[79]在一只双胎妊娠期间发现的贵宾犬胎儿中描述了一种严重的开放性腰椎闭合不全表型。出生后,患犬表现为截瘫及从L2延伸至L6的背侧中线线状缺损,伴有开放性脊柱裂和脑膜脊髓膨出[79]。影像学和尸检显示还涉及胸椎、腰椎、荐椎、肩胛骨及内脏器官的额外先天性异常[79]。该病例说明了严重开放性脊柱闭合不全可能累及的解剖范围及其与多系统先天性异常的关联。
伴有神经组织受累的腰椎脊柱裂在猫中也有文献记载。Muller等[80]描述了一只2.5岁家养短毛猫,表现为与L5背侧中线病变相关的慢性进行性截瘫和尿失禁。磁共振成像显示一条从表皮穿过L5棘突裂隙延伸至背侧脑膜的管道,伴有脊髓背侧移位和栓系。L4处存在明显的脊髓空洞积水症,同时L5处轻度髓内对比增强,判读为符合脊髓炎[80]。影像学表现被认为符合L5脊柱裂伴脑膜脊髓膨出和脊髓栓系。
进行了手术切除和减压,组织病理学检查显示纤维软骨性结缔组织内含外周神经和血管结构,确诊为脑膜脊髓膨出[80]。术后六个月,该猫仍为不能行走的截瘫状态且尿失禁,但舒适度和使用胸肢的活动能力有所改善。该单例记录了与猫腰椎脊柱裂相关的复杂神经和脑膜受累,包括脑膜脊髓膨出、脊髓栓系和脊髓空洞积水症[80]。
因此,腰椎背侧椎弓缺损的病理学意义主要取决于其解剖关系和相关组织,而非仅取决于骨性裂隙本身。局限的皮肤覆盖的骨性缺损可能不伴有可证实的神经组织受累,而涉及皮窦道、脑膜膨出、脑膜脊髓膨出、脊髓栓系、脊髓空洞积水症、脊髓炎或脊髓固有异常的闭合不全异常则可能与神经功能障碍相关[62,78,79,80]。仅凭缺损的外部表现或明显的骨性严重程度并不能可靠地界定神经组织受累的范围。X线摄影可显示椎弓或棘突异常,而磁共振成像可界定脑膜和脊髓的受累情况,识别闭合不全管道或栓系,并显示相关的髓内异常[78,79,80]。当有组织可供检查时,组织病理学检查可对闭合不全突出物内所含组织提供确定性定性。
腰椎背侧椎弓异常可通过受累椎体节段、骨性缺损的宽度和完整性、椎板和棘突的形态、覆盖皮肤和皮下组织的完整性以及是否存在背侧中线凹陷、肿块、窦道或瘘管来加以描述。脑膜或神经组织突出、脊髓栓系及相关髓内异常构成闭合不全表型的额外组成部分[62,78,79,80]。这种基于组成部分的描述可将孤立的骨性背侧椎弓异常与涉及脑膜或神经结构的更广泛脊柱闭合不全区分开来。
5.4.4. 腰椎阻滞椎和先天性节段融合
阻滞椎是一种先天性畸形,其特征为两个或多个相邻椎节的部分或完全融合[3,11,60,61]。阻滞形成涉及相邻椎节之间分节丧失,可能累及椎体,并不同程度地累及椎弓及其他椎体组成部分[3,11,61]。从发育角度看,该形态学表现与相邻椎原基分节或分离障碍相符。由于椎体形成异常与分节异常可能共存,融合节段还可能表现为发育不全、不对称或其他内在形态学缺陷[3,11,61]。
先天性阻滞形成在形态学上不同于先前分离的椎节之间获得的骨性桥接[3,11]。先天性分节缺陷表现为相邻椎体组成部分之间骨性连续,伴预期的椎间分离部分或完全丧失,而获得性桥接则发生于先前分明的节段之间,与退行性、炎性、创伤性或术后改变相关[3,11]。形态学上不对称的先天性融合可能与成角畸形相关,但仅凭出生后影像学不能确定该畸形发生的发育顺序。
已发表的腰椎特异性证据有限。现有的犬类报道包括累及L1的复杂胸腰段形成-分节缺陷及一例腰椎阻滞椎个体病例[61,81],而本综述引用的猫类报道记录了阻滞椎,但未确立特异性腰椎表型[54,60]。因此,现有腰椎特异性证据主要由个体临床观察或累及胸腰段边界的复杂畸形组成[61,81]。该证据基础不足以估计腰椎特异性患病率、品种分布或典型临床意义。
Couto等[61]描述了一例成年罗威纳犬累及T13-L1的复杂先天性畸形,伴有进行性胸腰段脊髓病。T13和L1椎体形成异常且未分节,而相应椎弓保持分离。该异常伴有明显的局灶性后凸、椎管狭窄和腹侧脊髓压迫,畸形头侧还可见相邻椎间盘退变和椎体终板硬化[61]。该病变代表椎体形成与分节联合缺陷,伴有明显成角畸形、椎管狭窄和脊髓压迫[61]。该病例是选择具有神经学意义的形成与分节联合缺陷的三犬回顾性系列的一部分[61]。该研究记录了相邻椎间盘退变,但未直接检验其与先天性畸形的机械因果关系[61]。
Sundaram等[81]报道了一例18月龄雌性可卡犬的特异性腰椎阻滞椎表型,该犬有多种先天性异常。造影X线检查显示腰椎侧弯,作者将其归因于阻滞椎,同时仅见两个发育不全的尾椎。该犬还患有无尾畸形、II型肛门闭锁、直肠前庭瘘和外阴发育不全,但未检出神经功能缺损[81]。作者在尾部退化综合征的更广泛背景下解读这一系列异常。所报道的表型为腰椎阻滞椎和侧弯,伴有尾椎柱明显减少及肛门直肠和泌尿生殖系统异常[81]。尽管存在这些异常,未检出神经功能缺损[81]。
猫中也有阻滞椎的记载。Newitt等[54]在200只动物的影像学群体中识别出3只猫存在阻滞椎,而Crowe等[60]描述了一只年轻猫的多发性胸椎阻滞椎,伴有脊柱前凸和具有临床意义的T3-T4椎间盘突出。在后一病例中,作者认为成角畸形和相邻节段病变可能是椎间盘退变和突出的促成因素,但明确承认从一只既往病史未知的单个动物进行因果推断的局限性[60]。Crowe等[60]报道的融合节段仅为胸椎,因此未记录猫腰椎阻滞椎表型。
所报道的阻滞椎表型的临床表现各异。在Crowe等[60]引用的猫类系列中,Newitt等[54]报道的3只阻滞椎猫尽管有明显脊柱侧弯,但无相关临床症状,而Sundaram等[81]描述的可卡犬有腰椎侧弯但未检出神经功能缺损。相比之下,Couto等[61]报道的复杂T13-L1形成-分节缺陷伴有严重后凸、椎管狭窄和脊髓压迫。Crowe等[60]和Couto等[61]的病例中报道了相邻椎间盘退变,但这些观察不能确立直接的生物力学因果关系。
腰椎阻滞椎的解剖学特征包括受累椎体节段、融合节段数量、融合的完整性与对称性、受累的椎体组成部分,以及是否存在残留的椎间边界或椎间盘间隙[3,11,60,61]。其他表现可能包括角度变形、椎管或椎间孔狭窄、相邻椎间盘或终板异常,以及同时存在的累及骶骨、骨盆、尾椎、脊髓、肛门直肠区域或泌尿生殖结构的先天性异常[60,61,81]。这些特征可将孤立的先天性分节异常与复杂的尾部发育表型区分开来,并可将相关的结构或神经学表现与椎体融合分别描述。
5.5. 骶椎与尾椎异常
骶区和尾区构成脊柱的终末部分,但具有不同的解剖和功能关系。骶骨提供脊柱与骨盆之间的主要骨性连接,构成骨盆腔的边界,包含骶管及相关神经根,并参与中轴骨骼与后肢之间的力传导[1,2,32,33]。尾椎在大小和结构复杂性上逐渐减小,并构成尾部的骨性基础[1,2,32,33]。
影响这些区域的先天性异常包括部分或完全性骶骨发育不全、骶尾发育不良、背弓异常、骶骨分节或融合异常、尾椎数目变异、尾椎椎体形成缺陷、阻滞椎以及复杂的尾部发育表型[37,46,62,81,82,83,84,85]。由于不同研究对尾椎畸形的术语使用不一致,只要形态学上能够进行解剖学定义,最好对受累的椎体组成部分进行精确描述。
这些异常的生物学和病理学意义不仅取决于受累椎体的数目和形态,还取决于其与终末脊髓、马尾、骶神经根、脑脊膜、骶髂关节、骨盆结构、肛门直肠及泌尿生殖系统以及相关软组织的关系[62,78,79,80,81,82,83,85]。短尾或无尾可能主要代表尾部骨骼表型,而表面上相似的外观可能伴随广泛的骶骨、神经、骨盆或内脏畸形[81,82,83,84,85]。既往创伤或手术截肢可造成类似先天性表型的尾部缩短或变形。解剖学特征结合临床病史可将先天性椎体形态与获得性尾部缺失或变形区分开来。
5.5.1. 骶骨发育不全、骶尾发育不良与尾部退化表型
骶骨发育不全指骶骨部分或完全先天性缺如[82]。骶尾发育不良是一个更广泛的描述性术语,涵盖骶骨和尾椎的发育异常,以及部分动物中相关的脊髓、脑脊膜和背侧中线组织异常[82,83]。骶骨发育不全和骶尾发育不良在解剖学上不同于腰骶移行椎,后者存在椎体节段但表现为腰骶混合形态[36,37,71,72,73,74,75]。然而,移行椎形态与部分性骶骨发育不全可在同一动物中并存[82]。
尾部退化综合征一词在兽医文献中用于描述涉及不同程度的椎体、肛门直肠、泌尿生殖及附肢异常的复杂尾部发育表型[81,82]。相关但解剖学范围更广的疾病,如腰段不全(perosomus elumbis),说明了家养动物中报道的尾部发育障碍的更广泛谱系[84]。由于源自人类医学的术语在兽医病例中应用不一致,详细的解剖学描述可更直接地表征其表型。缺失或畸形的椎体节段及相关神经、附肢、骨盆和内脏异常构成了这些复杂表型的主要解剖学组成部分[81,82,84]。
Dell'Apa等[82]描述了两只来自同一窝的三月龄雌性拳师犬的部分性骶骨发育不全。两只犬自出生起即有尿失禁和粪便失禁、短尾桩、肛门括约肌弛缓、会阴反射和感觉消失,但均无后肢轻瘫或坐骨神经功能障碍的证据[82]。神经学异常的分布符合累及骶段脊髓、骶神经根或马尾的功能障碍。
影像学检查显示六块形态典型的腰椎,其后为一块腰骶移行椎和一块严重发育不良的椎体,该椎体带有两个小的骶横突作为主要的骶骨残余[82]。残存的骶段背弓不完整且缺乏棘突,同时尾椎发育也明显减退:横断面成像在一只犬中识别出一块不形成关节的尾椎,在另一只犬中识别出数块不形成关节的尾椎[82]。因此,该表型包括腰骶交界处形态改变、严重骶骨发育不良、背弓未闭合以及程度不等的尾椎发育异常。超声、计算机断层扫描和磁共振成像还显示终末硬膜结构异常,其中一只犬的硬膜囊向尾侧延伸至筋膜下脂肪组织,另一只犬则存在一个与蛛网膜下腔相通的椎管外筋膜下囊性结构,被解释为脊膜膨出[82]。肌电图显示会阴部肌肉出现病理性自发性活动,被解释为可能反映慢性失神经支配,而所检查的骨盆肢体肌肉未显示坐骨神经受累的证据[82]。两只犬均持续存在尿失禁和粪失禁,但在约三年的随访期间临床状况其余方面保持稳定[82]。两只同窝犬出现高度相似的异常提示可能存在遗传因素,因此对其中一只患病犬进行了全基因组测序,覆盖度约为20倍,并以924个对照基因组进行比较;未识别出强有力的合理候选变异[82]。因此,遗传基础仍未明确,遗传性、非遗传性或二者共同作用的影响均有可能。
骶尾发育不良作为马恩岛猫的品种相关表型已有充分记载[83]。DeForest和Basrur[83]的繁育、影像学、临床和病理学研究支持马恩岛猫无尾表型以常染色体显性方式遗传,且表现度可变。患病猫的范围从尾椎减少或缺失的个体,到具有骶骨发育不良、脊柱裂、脊髓畸形、骨盆肢体运动异常以及尿失禁或粪失禁的个体[83]。因此,外部无尾程度并不能完全反映内部骶骨或神经受累情况。
Buckingham等[18]随后在不同马恩岛猫谱系中识别出猫TBXT基因的四个独立移码变异。三个变异为单碱基对缺失,一个为小的重复-缺失;每个变异均被预测会导致Brachyury蛋白截短[18]。在所检查的具有短尾表型的马恩岛猫中,95%为其中一种变异的杂合子。功能性报告基因检测显示,与野生型蛋白相比,突变型Brachyury的转录活性显著降低[18]。这些发现支持Brachyury单倍剂量不足是马恩岛猫可变短尾表型的机制之一[18]。
Buckingham等[18]识别出的变异与短尾表型相关,但该研究并未建立基于基因型预测个体猫骶骨或神经异常程度的方法。外部无尾程度相似的猫可能在相关椎骨和神经异常的范围上存在差异[83]。外部无尾、椎骨形态、神经异常以及相关内脏发现代表马恩岛猫表型的不同组成部分[18,83]。现有遗传学证据确立了TBXT变异与短尾形态之间的关联,但并未确定个体猫所有相关解剖或神经异常的严重程度[18]。
犬的一种极端尾侧发育表型为腰骶部不全。Amaral等[84]描述了一只两天龄的贵宾犬幼犬,其腰椎和骶椎缺失、骨盆肢体发育不良且呈关节挛缩、尾部缺失。脊髓终止于胸段区域内,畸形的骨盆未与剩余脊柱形成关节,该幼犬还具有严重的肠道、泌尿和生殖器异常[84]。该表型代表广泛的尾侧中轴发育不全,骨盆与剩余脊柱之间失去连续性,而非孤立的骶骨缺陷[84]。该病例说明广泛的尾椎发育不全可能伴随脊柱以外的严重异常[84]。拳师犬同窝犬尽管骶骨明显减少,仍保留骨盆肢体功能[82],而Amaral等[84]描述的贵宾犬幼犬缺乏腰椎和骶椎、无尾,并表现出严重的附肢和内脏畸形。这些表型在解剖范围和功能后果上存在显著差异。
骶骨发育不全和骶尾发育异常的生物学意义在很大程度上取决于相关神经受累的程度。在患病犬和曼克斯猫中,已记录到尿失禁或大便失禁、会阴功能改变以及骨盆肢体神经学异常,而神经学表型随相关神经异常的范围和分布而变化[62,78,79,80,81,82,83]。
骨性和终末神经异常是临床患病动物影像学特征描述的互补组成部分。X线摄影和计算机断层扫描可表征椎骨数量、残存骶骨形态、骶髂关系以及脊柱与骨盆之间的连续性,而磁共振成像可显示终末脊髓、马尾、脑膜及相关软组织的相关异常[62,78,79,80,81,82,83]。
骶骨发育不全和骶尾发育异常的解剖学特征描述包括残存腰椎、骶椎和尾椎的数量和形态;骶椎体、骶翼和背弓的完整性和对称性;其与髂骨和尾侧脊柱的关系;以及脊柱与骨盆之间的连续性[82,83,84]。相关神经和全身性异常提供了独立于骨性形态的表型特征描述的额外组成部分。解释还取决于用于定义表型的影像学、病理学和遗传学方法。总之,这些特征有助于区分终末脊柱的孤立性缩减与伴有神经异常的骶尾发育异常,以及与更广泛的多系统尾侧发育表型。
5.5.2. 尾椎数量、先天性畸形及品种相关尾表型
尾侧区域在数量和形态变异性上大于脊柱更颅侧的区域[1,2,32,33,85]。先天性尾部缩短或扭结可能由尾椎数量减少、单个椎体形成异常、相邻椎骨融合、骶尾交界处形态改变或这些构型的组合所致[15,16,17,18,19,45,83,85]。因此,外部尾长或弯曲度不能可靠地识别 underlying 椎骨异常[15,17,45,85]。
先天性尾侧异常在形态上不同于截肢、创伤、脱位、骨折或退行性改变所致的尾部缩短或变形[85]。可触及或外部可见的扭结可能有不同的解剖学原因,而未使尾部纵轴明显偏斜的椎骨异常在体格检查中可能不明显[17,45,85]。临床病史和残存尾部的影像学检查为区分先天性椎骨形态与获得性尾部缩短或变形提供了互补信息[17,85]。
Paninárová等[85]对595只接受髋关节发育不良筛查的客户所有犬,在两个正交X线投照位上前瞻性检查了完整尾椎。研究群体由接受髋关节常规X线检查的客户所有犬组成[85]。336只犬记录为正常尾椎,而259只犬至少有一种先天性、形态学、创伤性或退行性异常,总体发生率为43.53%;退行性改变占最大类别[85]。X线分类为先天性的异常在66只犬(11.09%)中识别,包括骶尾过渡椎33只(5.55%)、尾侧半椎体18只(3.03%)和尾侧块椎15只(2.52%)[85]。未发现与性别有显著关联,且代表超过十只犬的品种中没有一个与先天性异常的总体发生率有显著差异[85]。这些发生率表征了X线髋关节筛查期间检查的特定犬群体,因此反映了该研究队列的构成[85]。该研究还将先天性异常与弯曲椎骨和发育不良性椎骨骨骺(归类为形态学变异)以及创伤后和退行性病变区分开来[85]。该X线框架提供了尾侧异常的形态学分类,尽管远端尾椎大小和结构复杂性正常进行性减小可能使靠近尾尖的分类复杂化[1,2,33,85]。
除X线分类外,犬的品种相关短尾表型在遗传上是异质的[16,17,21]。Hytönen等[21]检查的23个品种中,有17个品种的犬TBXT C189G变异与天然短尾表型相关,而六个天然短尾品种缺乏该变异。这种天然短尾表型在遗传和形态上不同于斗牛犬、法国斗牛犬和波士顿梗的螺旋尾,后者以尾椎缩短和扭结、尾椎畸形、融合和数量减少为特征[16]。因此,短尾、短尾、扭结尾或螺旋尾等外部描述词可能涵盖解剖学和遗传学上不同的构型[16,17,18,21,45,83,85]。
Mansour 等[16]在一项针对多品种犬的全基因组关联分析中,将移码缺失 DVL2 c.2044delC 确定为与螺旋尾表型关联最强的变异。该变异在所检查的斗牛犬和法国斗牛犬中为固定状态,并在波士顿梗犬中以高频率出现[16]。基因分型和影像学数据支持其与尾椎畸形呈隐性分离,在所评估的来自螺旋尾品种的纯合犬中完全外显,而胸椎畸形的外显率因品种而异[16]。功能实验表明,改变后的 DVL2 蛋白 WNT 依赖性磷酸化降低,支持 DVL2 依赖性信号改变是该表型的促成因素[16]。
犬 DVL2 改变所影响的区域,类似于人类 Robinow 综合征中 DVL1 和 DVL3 变异所破坏的区域,因此 Mansour 等[16]提出螺旋尾品种存在 Robinow 样综合征。这一比较性解释得到共有颅面、附肢和椎体特征的支持,但并不意味着每一种与斗牛犬相关的椎体异常都直接由 DVL2 引起[16]。最初的全基因组关联分析比较了 10 只螺旋尾犬与 84 只对照犬,而 DVL2 缺失在定义螺旋尾的品种中接近固定,限制了品种内基因型-表型比较[16]。
Niskanen 等[17]随后对来自 15 个品种的 1954 只犬进行了基因分型,发现 DVL2 缺失在所检查的 165 只波士顿梗犬、297 只法国斗牛犬和 211 只英国斗牛犬中为固定状态,而在美国斯塔福郡梗犬、斯塔福郡斗牛梗犬、波尔多獒犬、Olde English Bulldogge 和美国斗牛犬中以较低频率分离。这种变异使得能够在等位基因未固定的品种中更直接地评估基因型-表型关系。通过计算机断层扫描评估了 19 只美国斯塔福郡梗犬的完整尾部,并对另外一只纯合犬进行了X线检查[17]。所有四只 DVL2 缺失纯合犬均有尾椎畸形,分别涉及一、八、十和十四块异常椎骨,异常包括块状椎、侧向和背侧半椎体、蝴蝶椎、腹侧楔形椎、异常短椎及其他先天性畸形;一只纯合犬还伴有骶椎异常[17]。尽管存在这种形态学变异,纯合犬仍保留 20–21 块尾椎,而杂合子和野生型犬为 19–21 块,表明该群体中的相关表型主要通过椎骨形态改变表达,而非尾椎数量一致性地显著减少[17]。在经计算机断层扫描检查的八只杂合子犬中的三只和八只野生型犬中的两只中,也发现了尾部异常。这些发现支持 DVL2 是尾椎形态的促成因素,同时证明尾椎畸形也可独立于 DVL2 纯合状态而发生[17]。
巴哥犬进一步说明了区分外部尾位与真正螺旋尾椎表型的重要性。在 Mansour 等[16]的研究中,所有 29 只经基因分型的巴哥犬均为 DVL2 缺失野生型,其尾部被描述为全长,没有在斗牛犬、法国斗牛犬和波士顿梗犬中发现的特征性截短和尾椎畸形模式[16]。因此,巴哥犬的卷曲尾位代表一种不同于斗牛犬、法国斗牛犬和波士顿梗犬中 DVL2 相关截短螺旋尾形态的表型[16,17]。
日本短尾猫中存在一种遗传上不同的先天性扭结尾表型。Pollard 等[45]分析了一个源自日本短尾猫的系谱,获得的结果与常染色体显性遗传以及尾长和扭结位置的可变表现一致。对 24 只猫进行了骨盆和尾部X线检查,包括 21 只扭结尾猫和 3 只直尾猫;其中一只扭结尾猫因尾部明显缩短和重叠而无法准确计数尾椎[45]。扭结尾猫的尾椎数量通常少于直尾猫,记录数量范围为 11 至 21 块,平均约 15.8 块[45]。20 只扭结尾猫中有 12 只至少有一块尾椎半椎体融入扭结,还发现了尾椎块状椎[45]。对一只猫的组织病理学检查表明,可见的尾部脊柱侧弯对应于三块缩短且畸形的尾椎半椎体,没有退变或其他获得性异常的组织学证据[45]。扭结通常位于距骶骨一定距离处,在相对年轻的研究群体中未发现相关发病率或死亡率[45]。这些发现描述了源自日本短尾猫的相关系谱内可变的解剖学表现;该研究未估计群体水平的外显率,且所检查的猫年龄在五岁或以下[45]。
日本短尾猫表型与在曼岛猫中鉴定的TBXT变异无关[18,45]。因此,日本短尾猫表型在遗传学和解剖学上均不同于曼岛猫骶尾发育不良,后者的尾部缩短可能延伸至骶部和神经异常,并伴有运动功能障碍或大小便失禁[18,83]。Pollard等[45]检查的年轻日本短尾猫队列中未发现类似的神经学病变。相反,生物学意义取决于畸形的解剖范围、其与骶骨的距离以及是否伴有相关神经或骨盆异常[18,45,83]。
由于脊髓终止于远端尾椎的头侧[1,2,32,33],局限于远端尾部的孤立性畸形通常直接累及脊髓的可能性有限[17,45,85]。然而,当异常累及近端尾部或骶尾交界处,或与邻近神经、脑膜、骨盆或软组织异常同时发生时,其生物学或临床意义可能增加[17,45,83,85]。可见的尾部扭结可能由不同的椎骨构型引起,仅存在先天性尾椎畸形并不能确定并发临床症状的病因[17,45,85]。
Paninárová等[85]在两个正交放射学投照位上评估了完整的残留尾椎柱,从而能够区分先天性、形态学性、创伤性和退行性异常。计算机断层扫描已被用于表征DVL2相关及其他尾部表型犬的三维尾椎和骶椎形态[16,17]。向尾尖方向椎骨大小和结构复杂性正常进行性减小,可能限制对单个远端椎骨的形态学分类[1,2,33,85]。
尾椎表型可通过以下方面进行表征:可识别椎骨的总数、累及的椎骨节段、轴向偏斜的方向和程度、椎体形成缺陷的形态、先天性融合的完整性和对称性、骶尾交界处的构型,以及骨折、脱位、退变或既往截肢的证据[16,17,18,21,45,83,85]。用于定义品种相关表型的方法——外部检查、X线摄影、计算机断层扫描、组织病理学或基因检测——为基因型-表型比较提供了额外的背景信息[16,17,18,45,83,85]。这种基于组分的描述将数目变异与内在椎骨畸形、先天性与获得性尾部变形,以及外观相似但解剖学或遗传学上不同的表型区分开来。本章讨论的主要先天性和品种相关椎骨表型及其主要解剖学特征、物种或品种关联以及当前遗传学证据水平总结于表3。
6. 发育与遗传的综合解读
区域椎骨形态代表一系列发育过程的最终解剖学结果,这些过程包括轴向特化、体节发生、生骨节分化、再分节、软骨发生和骨化[4,5,6,24,31]。因此,出生后椎骨表型并不构成单一胚胎学机制的直接读数。相似的形态构型可能与不同发育阶段发生的紊乱相容,而单一发育通路的改变可能影响多个椎骨组分或轴向区域[16,17,18,21,31,63]。解剖学分类和发育学解读代表不同的分析层次,除非实验、遗传或功能证据直接将二者联系起来。
这一区分对于椎体形成缺陷尤为重要。半椎体、蝴蝶椎、楔形椎和椎体缩短等术语描述的是出生后形态,但其本身并不能确定导致椎骨构型异常的发育或分子事件[3,9,11,55,56,57]。同样,斗牛犬、法国斗牛犬、波士顿梗犬和巴哥犬中胸椎畸形的聚集提供了品种关联的证据,但并不能独立确定特定的致病变异[9,10,11,15,16,17,55,56,57]。当潜在机制尚未被证实之时,发育或分子归因需要超越放射学形态的证据。
6.1. 基因型-表型关系与遗传学证据水平
在犬和猫中,遗传证据的强度和性质在椎体表型之间存在显著差异[16,17,18,21,63,74,75]。在该谱系的一端是已将特定序列变异直接与可识别的轴性异常相关联的表型。犬TBXT中的一个祖先变异与多个犬品种的自然短尾形态相关,尽管该变异在若干其他具有自然短尾的品种中缺失[21]。在曼岛猫中,猫TBXT中的独立移码变异与特征性短尾表型及Brachyury功能降低强烈相关[18]。这些研究确立了犬和曼岛猫中不同的TBXT相关短尾表型,同时也表明表面上相似的短尾形态可能具有不同的遗传基础[18,21,45]。
第二个充分表征的例子是犬DVL2 c.2044delC移码变异。Mansour等[16]证明了该变异纯合性与斗牛犬、法国斗牛犬和波士顿梗的特征性螺旋尾表型之间的强关联。功能实验还证明突变DVL2蛋白的WNT依赖性磷酸化降低,支持DVL2依赖性信号传导的改变[16]。随后在美国斯塔福德郡梗中的研究在所有四只DVL2缺失纯合犬中发现了尾椎畸形,而在通过计算机断层扫描检查的八只杂合犬中的三只和八只野生型犬中的两只中也存在异常[17]。因此,现有证据支持DVL2是螺旋尾和尾椎表型的重要贡献因素,但不足以将这些品种或相关品种中的每一处椎体畸形都归因于这一单一变异[16,17]。
DVL2与胸椎椎体形成缺陷之间的基因型-表型关系不如尾侧表型中所观察到的那么明确[16,17]。胸部异常在若干螺旋尾品种中常见,但其发生率、解剖分布和形态学亚型在品种和个体之间差异很大[16,17,55,56,57]。在胸椎畸形频发的品种中存在DVL2缺失或频率较高,并不能证明该变异直接导致每一处胸椎半椎体或椎体形成缺陷。目前针对尾椎表型的基因型-表型证据更强,而许多胸椎形成缺陷的遗传结构仍未完全阐明[16,17]。
在魏玛犬中,已证明脊髓闭合不全存在更具表型特异性的分子关联。Safra等[63]使用四只患病犬和96只未患病犬进行了全基因组关联定位,在犬8号染色体上鉴定出一个约1.5 Mb的关联区域。随后测序鉴定出一个移码变异NKX2-8 A150fs,预测会截短所编码的同源盒蛋白[63]。该变异在所研究的家系材料中与定位的表型共分离,支持其参与这种明确的品种相关型脊髓闭合不全。然而,定位的患病犬数量较少,且发现另一只临床疑似魏玛犬不携带该变异,限制了将其推广至遗传学表征表型之外[63]。因此,现有证据仅针对遗传学表征的魏玛犬表型,并未确立NKX2-8 A150fs是其他品种中解剖学上不同的脊柱裂或脊髓闭合不全形式的决定因素[63]。
其他椎体表型显示了遗传易感性的定量证据,但未鉴定出特定致病变异。腰骶移行椎提供了一个清晰的例子。Gluding等[74]在德国牧羊犬中对其全面的正常与LTV性状定义估计遗传力为h2 = 0.27(标准误 = 0.02),而各LTV类别的估计值较低;在若干LTV类别之间鉴定出正向加性遗传相关。Berg等[75]使用不同群体和方法,在九个品种中获得了品种特异性遗传力估计值,范围为0.056至0.314,其中挪威德国牧羊犬的估计值显著低于早期德国牧羊犬群体中报道的估计值。这些研究表明遗传力估计值在群体、表型定义和分析方法之间存在显著差异[74,75]。它们支持遗传因素对LTV易感性的贡献,但未鉴定出特定的致病基因。
Brander 等人[70]的遗传定位研究为巴哥犬相关胸腰段脊髓病具有复杂的多位点遗传结构提供了证据。Brander 等人[70]采用贝叶斯复杂性状定位方法分析了51只患病巴哥犬和38只对照巴哥犬,鉴定出19个相关位点,包含67个基因。这些区域内的候选基因与涉及骨和软骨稳态、纤维化反应及炎症的生物学功能相关[70]。病例定义涵盖了更广泛的临床胸腰段脊髓病表型;因此,相关位点被定位到这一复合性疾病,而非特定的椎体、脊膜或脊髓病变[70]。因此,这些发现支持多位点遗传因素对巴哥犬相关胸腰段脊髓病的贡献,而各组成性病变(包括尾侧关节突发育不良和脊膜纤维化)的遗传决定因素仍未明确[69,70]。
家族聚集性代表了在未鉴定出致病性变异时所具有的独立水平的遗传证据。Dell'Apa 等人[82]描述的两只部分骶骨发育不全的拳师犬同窝仔畜具有高度相似的先天性异常,支持存在共同遗传易感性的可能性。对一只患病犬进行全基因组测序并与924个对照基因组比较,在所用分析策略下未鉴定出强有力的合理候选变异[82]。同窝两只犬发病仍与遗传因素相符,但遗传方式及分子基础均未确定[82]。
品种易感性代表了与已证实的遗传力或明确的分子机制不同水平的证据。数个短头品种中椎体畸形的高发生率记录了品种关联[9,10,11,15,55,56,57]。家犬品种的遗传结构及人工选择效应可能促成品种相关形态学特征的集中[12,13,14],而这些表型的分子基础可能仍未明确。在缺乏已证实的基因型-表型关系的情况下,这些异常仍属于品种相关表型,而非遗传学定义的疾病。
当从比较生物学推断发育候选基因时,同一原则同样适用。参与体节钟及体节边界形成和轴向模式化相关过程的基因,包括 DLL3、MESP2、LFNG、HES7、TBX6 和 RIPPLY2,是人类椎体分节障碍的已确立决定因素,并为类似发育紊乱提供了生物学上合理的候选机制[31]。这些基因在人类疾病或实验模型中的参与并不能证明在犬或猫中的因果关系。因此,比较发育生物学为产生和优先排序假说提供了框架,这些假说需要后续物种特异性遗传学检验以及在可能情况下的功能检验。
椎体异常的遗传证据可分为几个层次:有基因型-表型关系支持、并在可获得时具有功能证据的物种特异性序列变异;无已鉴定致病性变异的遗传易感性定量证据;通过关联分析鉴定的候选位点;无分子确认的家族性或品种聚集性;以及源自其他物种的比较候选机制。这些类别代表了非等同水平的遗传证据。目前最强的物种特异性分子关联包括 TBXT 相关短尾表型[18,21]、DVL2 相关的螺旋尾和尾椎畸形[16,17],以及与遗传学特征明确的魏玛犬脊髓闭合不全表型相关的 NKX2-8 A150fs[63]。相比之下,许多胸椎椎体形成缺陷、腰骶部过渡性构型、巴哥犬相关胸腰段脊髓病及骶骨发育异常的遗传结构仍未完全明确[55,56,57,70,74,75,82]。
椎体形态学、遗传状态和生物学意义代表了表型解释中不同但互补的层次。解剖学特征描述界定了结构异常,遗传证据确立了遗传易感性或特定分子决定因素的支持程度,而神经学或生物力学发现描述了与椎体表型相关的功能背景。分别考虑这些层次有助于将品种关联与遗传因果关系区分开来,并将候选位点与已确立的分子机制区分开来,同时为未来基于一致定义的椎体表型的基因组研究提供更严谨的框架。
6.2. 发育趋同与表型异质性
先天性椎体畸形在形态学上可分为形成缺陷、分节缺陷或形成-分节联合异常,而兽医分类系统进一步根据椎体受累的形态和范围区分各种具体构型[3,9,31]。这些类别为标准化表型分析提供了框架,但并未确立病因学同质性,因为形态学定义的椎体异常可能发生于异质的发育和遗传背景中[31]。
椎体发育包括体节形成与边界限定、生骨节分化与再分节、软骨生成及骨化[4,5,6,24,31]。出生后形态学本身并不能确定上述过程中哪一个受到了主要影响。因此,半椎体、楔形椎、蝴蝶椎和阻滞椎等术语主要作为形态学描述词发挥作用,除非发育学或分子学证据支持将其归因于更为特定的机制[3,9,31]。当源自胚胎学模型的术语被回溯性应用于犬和猫自然发生的椎体异常时,这一区分尤为重要。
表型异质性在兽医群体中同样明显。短头犬品种可能表现出若干解剖学上不同的椎体异常,而胸椎椎体形成缺陷本身即包含多种影像学上可区分的构型[9,10,11,55,56,57]。这种多样性表明,同一品种内发生的先天性椎体畸形可能代表解剖学上不同的表型。精确的解剖学表型分型为遗传学研究提供了更为特异的基础,因为宽泛的表型定义可能将形态学上不同的椎体异常合并在一起。
在此框架内,发育趋同代表一种解释性概念,而非针对个体犬或猫表型已证实的机制。相似的出生后形态可能与椎体发育不同阶段或不同组分发生的紊乱相容,而相关发育过程的扰动最终可能产生不同的解剖学结局[4,5,6,24,31]。因此,标准化的解剖学表型分型为发育学上合理的假说提供了基础,这些假说随后可通过物种特异性遗传学或功能学证据加以评估。该方法保留了观察到的形态、基于生物学信息的解释与实验证实的因果关系之间的区分。
6.3. 品种关联、遗传背景与选择效应
品种关联构成了先天性椎体表型的一个独立证据层次,其本身并不能证明特定的遗传方式或因果遗传变异。在螺旋尾短头犬中,椎体畸形的发生频率和形态学谱系因品种而异。胸椎椎体畸形在神经学正常的法国斗牛犬和英国斗牛犬中的报道频率高于巴哥犬,而各形态学类别的分布亦存在差异:归类为半椎体的椎体形成缺陷在法国斗牛犬中尤为常见,而过渡椎和脊柱裂在巴哥犬中相对更为常见[10]。此类品种特异性模式证明了椎体表型在群体水平的聚集,但其本身并不能识别造成这些差异的发育学或遗传学机制。
当品种相关表型能够直接与序列变异相关联时,便有可能进行更强层次的遗传学推断。移码缺失DVL2 c.2044delC提供了与螺旋尾形态相关的最清晰的犬类例证。Mansour等[16]将该变异鉴定为与螺旋尾表型关联最强的基因组变异。该变异在所检测的斗牛犬和法国斗牛犬中已固定,并在波士顿梗犬中以高等位基因频率出现[16]。基因型与影像学数据支持其与尾侧椎体畸形呈隐性分离,而胸椎椎体异常的表现则在所评估的螺旋尾品种间存在差异[16]。这些区分之所以重要,是因为它们表明尾侧组分较单个胸椎椎体畸形具有更强的基因型-表型关系。
随后在更多品种中开展的研究进一步阐明了这一关系。Niskanen等[17]发现DVL2缺失在所采样的波士顿梗犬、法国斗牛犬和英国斗牛犬群体中已固定,并证明在美国斯塔福郡梗犬中纯合性与多发尾侧椎体畸形之间存在关联[17]。然而,在一些杂合子和野生型犬中也发现了尾侧异常。总之,这些发现支持DVL2是特定品种相关轴骨骼表型的重要贡献因素,而非先天性椎体畸形或其他犬尾侧表型的普遍解释[16,17]。携带DVL2缺失的品种间胸椎表现的可变性符合遗传背景或额外修饰因素的影响,但相关修饰因素尚未被具体鉴定[16,17]。目前尚未证实任何特定修饰基因可解释胸椎表型表达的品种依赖性差异[16,17]。
自然短尾犬说明了相反的情况,在这些犬中,相似的外部表型在不同品种间可能具有不同的遗传基础。TBXT中的祖先型C189G变异在检测到该变异的17个品种中与自然短尾表型完全相关,而来自另外6个品种的自然短尾犬既缺乏该替换,也缺乏TBXT中的其他编码区变异[21]。因此,犬的自然短尾表型在不同品种间具有遗传异质性。
等位基因异质性在猫中也很明显,TBXT中的多个独立移码变异与曼岛猫短尾表型相关[18]。日本短尾猫表型提供了进一步的对照,因为在Pollard等人[45]研究的系谱中未鉴定出与曼岛猫相关的TBXT变异。总之,这些例子表明,无论是共享的外部表型,还是跨品种或物种的形态学相似性,都不足以推断单一的潜在遗传机制。
人工选择和品种形成提供了额外的群体遗传学背景,因为品种定义性体态特征和先天性骨骼表型可能出现在同一遗传结构化的群体中[12,13,14]。DVL2缺失在主要螺旋尾品种中已固定或以极高频率存在,并与螺旋尾和尾椎表型强烈相关[16,17]。现有证据支持该变异与这一更广泛的体态表型之间的关联,而对外部形态的选择与伴随的椎骨异常之间的历史关系仍未解决。等位基因频率和基因型-表型关联描述了品种相关性状遗传结构的不同方面。
现代犬品种是受品种形成、有限基因流以及对形态和其他品种定义性状的选择所塑造的遗传结构化群体[12,13,14]。当某一变异在品种内接近固定时,基因型-表型关系可能变得更难以解析,因为个体间的遗传对比减少。这种情况与主要螺旋尾品种中的DVL2相关,其中该缺失已固定或接近固定,而胸椎畸形表现出不完全且随品种变化的外显率[16,17]。这些观察表明,仅DVL2基因型并不能统一解释各品种间的胸椎表现[16,17]。
精确的解剖表型分析为解释品种结构化群体中的遗传发现提供了必要的表型分辨率。区分品种水平易感性与已证实的基因型-表型关系,有助于界定经验证遗传关联的生物学范围,并支持在品种和椎骨表型之间进行更一致的比较[10,16,17,18,21]。外部体态相似性和相关的内部骨骼表型本身并不能确立相同的遗传基础或选择历史。
7. 解剖学、遗传学和育种意义
先天性和品种相关椎骨异常的生物学意义反映了解剖表型、其发育背景以及支持性遗传证据的水平。结构异常可能作为孤立或偶然发现出现,构成更广泛的品种相关形态模式的一部分,或与椎骨排列和脊柱结构的改变共存[3,10,11]。解剖变异或畸形、其相关功能后果,以及遗传或特定分子决定因素证据的强度,代表表型解释的不同层次[10,16,17,18,21]。
7.1. 解剖表型与生物学意义
先天性椎骨畸形的存在本身并不意味临床显著的脊柱疾病。这一区别在短头犬中尤为明显,其中胸椎畸形常在神经学正常的个体中被发现[10,11]。因此,来自诊断影像的频率主要描述结构表型在所检查群体中的发生情况,并不一定代表临床显著脊柱疾病的频率。
从解剖学角度看,椎骨异常的生物学意义不仅取决于其形态学分类,还取决于其区域位置、范围、对称性以及与脊柱整体结构的关系[3,9,10,11]。局限性异常可能保持椎骨排列和椎管尺寸,而更广泛或不对称的构型可能与角度变形、相邻椎骨节段之间关系的改变或椎管狭窄共存[3,9,10,11]。因此,形态学类型、解剖区域、范围、对称性和相关脊柱结构提供了超越仅畸形椎骨存在与否或数量的信息。
同样的区分对于发育和遗传研究也很重要。临床状态提供了与解剖学解析的表型互补的信息。被归入“椎体畸形”等宽泛类别的动物可能具有形态学上不同的异常,而这些异常在发育或遗传上不一定等同[9,10,11,31]。将形态学上不同的异常合并到单一表型类别中,可能会降低发育或遗传分析中的表型分辨率。
解剖学解析的表型定义包括椎体异常的类型、解剖水平、区域分布、对称性,以及在相关情况下椎体排列的相关改变。神经、脑膜、椎间盘和其他相关病理异常代表了与先天性骨性表型不同的组成部分。这种基于成分的描述将先天性骨形态与相关的神经、脑膜、椎间盘或其他病理发现区分开来,并为基因型-表型分析提供了更高的表型分辨率。
当外部相似的两种表型具有不同的潜在椎体构型时,解剖学精确性尤为重要。短尾、扭结尾、断尾或螺旋尾可能反映尾椎数目变异、椎体形成缺陷、先天性融合、骶尾形态改变或这些异常的组合[16,17,18,21,45,83,85]。同样,区域边界处的过渡形态在解剖学上不同于真正的数目变异,也不同于内在的椎体形成或分节异常。因此,主要基于外部外观或宽泛诊断标签的表型分类对于发育或遗传解释可能是不够的。
生物学意义可以在几个相关但不同的层面上描述:解剖学椎体表型、其在脊柱内的结构关系、相关的神经或软组织异常,以及在个体动物或研究群体中记录的功能性发现。这些区分将偶然的先天性形态与具有临床意义的疾病分开,同时保留与角度变形、神经受压或其他结构改变相关的异常的解剖学相关性。
7.2. 对遗传研究和育种的意义
准确的解剖学表型分析是先天性椎体异常遗传研究的基础。形态学上不同的异常可能出现在同一品种内,并可能反映影响椎体发育不同组成部分或阶段的紊乱[9,10,11,31]。因此,关于椎体形态、解剖区域、分布、对称性和相关结构改变的表型分辨率,为遗传分析提供了比将异质性椎体异常归入单一类别更有信息量的基础。
遗传变异的生物学意义同样与其关联已被证明的表型和群体密切相关。DVL2 c.2044delC移码变异提供了一个清晰的例子:纯合性与相关犬群体中的螺旋尾形态复合体和尾椎畸形强烈相关,而胸椎异常在不同品种间表现可变,尾部异常也可能出现在纯合基因型之外[16,17]。已确立的DVL2关联特异于已证明基因型-表型关系的轴向表型和犬群体[16,17]。
TBXT说明了一个可比的原则。犬TBXT C189G变异与多个品种的天然断尾形态强烈相关,但在其他几个具有天然短尾的品种中不存在[21]。在猫中,TBXT的几个独立移码变异与Manx短尾表型相关[18],而在日本短尾猫中研究的扭结尾表型与这些Manx变异无关[45]。因此,表型相似并不一定意味着等位基因相同,甚至不意味着涉及同一基因。
这些观察对育种群体中遗传信息的解释具有直接意义。对已验证的基因型-表型关联的解释包括解剖学表型、遗传模式以及该关联被表征的群体。不完全外显、表现变异、遗传异质性以及相关等位基因的接近固定,可能限制单一位点基因型与完整椎体表型之间的对应关系[16,17,18,21]。因此,面向育种的解释涵盖几个不同的证据层面,包括已证明基因型-表型关系的特定变异、无已识别致病变异的遗传易感性定量证据、品种水平或家族聚集性,以及遗传基础尚未解决的解剖学定义异常。
这种区分与腰骶部移行椎和巴哥犬相关胸腰段脊髓病尤为相关。基于系谱的研究支持腰骶部移行椎在多个犬群体中具有遗传成分和可测量的遗传力[74,75],而其潜在的分子决定因素仍未阐明。对巴哥犬相关胸腰段脊髓病的表型和遗传学研究支持这是一种具有复杂遗传易感性的异质性临床疾病,而非尾侧关节突发育不良或任何单一脊髓病变的单一分子决定因素[69,70]。在此类情况下,遗传学证据和标准化解剖分类提供了表型解释的互补层面。
品种关联代表了另一种不同形式的证据。某一品种内椎体异常频率增加可能反映群体结构、相关的体态特征、遗传决定因素或尚未完全阐明的因素组合[12,13,14,15,16,17]。解剖表型、临床意义、品种背景和分子基因型为育种导向和遗传学研究提供了互补信息。在此框架内,已确立的遗传关联在其已被证实的表型和群体中保持其价值,而未解决的椎体异常仍有待进一步的遗传学和发育学研究。
8. 知识空白与研究重点
综上所述,当前证据基础受限于表型定义和分类方案的不均一性、回顾性研究/品种特异性研究/转诊或其他选择性群体占主导、样本量不均衡、许多异常缺乏物种特异性分子证据(尤其是猫),以及即使是几种品种相关犬类疾病基因型-表型关系也不完整。这些局限性限制了研究间的直接比较,使表型频率和风险的人群水平估计复杂化,并可能模糊品种富集、可遗传易感性与已验证的分子因果关系之间的区分。这也解释了为何标准化解剖表型分析、前瞻性特征化群体、物种特异性基因组研究和功能验证是核心研究重点。
因此,解剖表型分析需要更高程度的标准化。解剖分类和表型定义的差异可能限制研究群体间的直接比较。现有分类系统为区分椎体形成和分节异常提供了有用框架,而对形态、解剖水平、区域分布、椎体数量、对称性和移行身份的详细特征描述为表型比较提供了更一致的基础[9,11,31]。可重复的解剖学定义将使结构上不同的异常能够作为独立表型进行评估,而非合并于宽泛的诊断类别中。
研究群体设计是未来工作的另一重要考虑因素。若干有影响力的兽医研究为回顾性研究,或检查了品种特异性或其他选择性群体,包括转诊队列、因无关适应症接受影像学检查的神经学正常动物,以及因特定形态特征而选育的纯种动物[9,10,45]。这些研究设计对表型多样性的特征描述以及发育和遗传假说的产生做出了实质性贡献。群体水平特征描述将受益于更大规模、前瞻性定义且适当按品种分层的队列,这可提供更精确的表型频率估计,并允许对解剖学上不同的亚型进行单独评估。
遗传学研究同样将受益于与解剖学上已解析的表型更紧密地对齐。涉及DVL2和TBXT的关联表明,特定变异可与椎体或尾部形态的明确组成成分相关联,而表面相似的表型在不同品种和群体间可能仍具有遗传异质性[16,17,18,21]。未来将精确解剖分类与充分表征的群体结构相结合的基因型-表型研究,可阐明未解决表型的遗传架构,并更精确地界定与已确立变异相关的表型范围。这种方法还将促进对可能通过不同遗传机制产生的形态学相关异常之间的比较。
携带相同关联变异的动物间表型表达的差异,为研究遗传背景和修饰位点的贡献提供了额外机会[16,17]。因此,遗传背景和修饰位点仍是可变表达的可检验假说,而非已证实的决定因素[16,17]。包含足够数量基因分型和解剖表型分析动物的群体,尤其是关联等位基因仍保持多态性的群体,为研究可变表达提供了更大的遗传对比度。当解剖学定义和影像学方案允许一致的表型比较时,跨品种比较可提供互补信息。
进一步的研究重点涉及统计遗传关联与发育机制之间的关系。对DVL2移码变异和突变TBXT等位基因的功能研究说明,分子检测如何通过将序列变异与改变的蛋白质功能联系起来,从而加强基因型-表型解释[16,18]。类似的功能方法对于比较发育生物学中出现的候选基因可能特别有价值。参与体节发生、体节边界形成、头尾极性、再分节和椎体区域身份的基因提供了生物学上合理的候选基因,而物种特异性的遗传和功能研究可以阐明它们与个体犬和猫表型的相关性[31]。因此,将发育生物学与兽医基因组学相结合,提供了一个从生物学合理性走向实验支持机制的框架。
表型解析也可以超越椎体形态。过渡椎、背弓缺陷、关节突发育不良、先天性融合、骶骨异常和尾椎表型可能代表生物学上不同的性状,即使它们发生在同一动物或品种内。个体水平的解剖学和遗传学数据整合有助于确定这些异常是共同发育遗传表型的组成部分,还是在遗传结构群体内聚集的独立性状。这种区分在同时发生多种先天性轴性异常的品种中可能特别有信息价值。
纵向特征描述是另一个重要机会。本综述引用的许多研究在回顾性或横断面影像数据集中描述椎体形态,而纵向结构和功能演变评估较少[9,10,37,45,55,65,76]。前瞻性纵向研究可以阐明哪些构型保持临床沉默,哪些与椎体排列、相邻椎间结构、脑膜或神经组织的变化相关。此类数据有助于将先天性骨形态与后来获得的结构或病理变化区分开来,并阐明解剖构型与功能结果之间的时间关系。
在本文综述的猫科文献中,物种特异性分子证据主要集中在Manx短尾表型。猫TBXT中的独立移码变异提供了主要的已确立分子关联,而日本短尾猫弯尾表型及本综述讨论的其他猫椎体异常的因果遗传基础仍未解决[18,45]。解剖学研究记录了额外的猫表型,包括过渡椎、数目变异、块椎、椎体形成缺陷和脊髓闭合不全[37,54,73,76,80]。将解剖学表征的猫表型与基因组研究相结合,可以确定已确定的犬表型遗传决定因素是否有猫的对应物,或者是否涉及不同的物种特异性机制。
未来整合标准化解剖表型分析、发育解释、适当设计的群体分析、遗传关联和功能验证的研究,可以解决本综述中确定的几个未解决问题。这种整合提供了一个连贯的框架,用于区分解剖描述、发育假设和已证明的分子因果关系,同时增进对犬和猫先天性椎体多样性生物学基础的理解。
9. 结论
犬和猫的先天性和品种相关椎体异常代表一组异质性表型,涉及椎体形成、分节、区域身份和数目。相似的外部或放射学表现可能通过不同的发育和遗传机制产生;因此,精确的解剖表型分析对于研究间的有意义比较和基因型-表型分析至关重要。因此,形态学描述应始终与关于胚胎学机制或分子因果关系的推断区分开来。
已确定的分子关联,特别是涉及DVL2和TBXT的关联,阐明了特定轴性表型的遗传基础,但许多犬尤其是猫椎体异常的遗传决定因素仍未解决。品种关联、遗传力和已证明的分子因果关系代表不同的证据水平。进展将取决于标准化的解剖学定义、更大且结构适当的群体、物种特异性基因组研究以及候选机制的功能验证,为生物学解释和育种导向的应用提供更严格的基础。
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1. Introduction
The vertebral column constitutes the structural and functional axis of the vertebrate body, extending from the craniocervical junction to the terminal caudal region. It sustains posture and locomotion, protects the spinal cord and its coverings, and provides attachment sites for the muscles and ligaments responsible for axial stability and movement [1,2]. In dogs and cats, it is also a particularly informative developmental system in which regional specialization, congenital variation, axial patterning disorders, and breed-associated malformations converge [1,2,3].
The vertebral column is not a uniform osseous structure, but a segmented and regionally differentiated one. Its cervical, thoracic, lumbar, sacral, and caudal regions differ in morphology, mobility, and biomechanical function. The cervical spine supports the head and allows a wide range of motion. The thoracic spine articulates with the ribs and contributes to thoracic stability. The lumbar region balances flexibility with force transmission, whereas the fused sacrum connects the axial skeleton to the pelvic girdle. The caudal vertebrae form the most variable terminal segment of the column [1,2]. These regional distinctions are directly relevant to pathology because the anatomical context in which a congenital anomaly develops strongly shapes its morphology and functional consequences [1,2,3].
Normal regional anatomy offers more than a descriptive baseline. It provides the framework needed to understand how anomalies arising at specific axial levels may alter vertebral alignment, vertebral canal geometry, rib articulation, or force transmission [1,2,3]. A vertebral body defect in the thoracic region may affect spinal curvature and thoracic symmetry, whereas a comparable lesion at the lumbosacral junction may predominantly influence segmental stability or cauda equina function [3]. Likewise, abnormalities of the atlas, axis, or occipitocervical junction may have disproportionate consequences because of the specialized anatomy of the craniocervical region [3].
Interpretation of congenital vertebral anomalies also depends on vertebral development. The axial skeleton arises from the paraxial mesoderm through a coordinated sequence that includes somitogenesis, sclerotome differentiation, vertebral resegmentation, chondrogenesis, ossification, and specification of regional identity [4,5,6]. During this process, sclerotomal cells migrate around the notochord and neural tube and contribute to the vertebral bodies, neural arches, ribs, and components of the intervertebral discs. Resegmentation subsequently reorganizes adjacent sclerotomal domains to generate definitive vertebral elements and intervertebral boundaries [4,5,6].
Regional vertebral identity is established through conserved molecular mechanisms, particularly HOX-mediated patterning along the craniocaudal axis [7,8]. Disturbances occurring at different developmental stages may therefore give rise to distinct categories of vertebral pathology. Abnormal segmentation may produce numerical variation or fusion defects. Impaired vertebral body formation may lead to wedge-shaped vertebrae, ventral or lateral hypoplasia, and butterfly vertebrae. Defects of neural arch development may result in spina bifida or other forms of spinal dysraphism, whereas altered regional identity may manifest as cervical ribs or transitional vertebrae. Disruption of posterior axial development may produce sacrocaudal and caudal malformations, including shortened- or absent-tail phenotypes [3,6,7,8].
Congenital vertebral anomalies range from incidental anatomical variants to clinically significant malformations. Their relevance cannot be inferred from morphology alone because similar lesions may have different consequences depending on anatomical location, morphological severity, associated spinal deformity, and involvement of the spinal cord or cauda equina [3,9,10,11]. Radiography, computed tomography, and magnetic resonance imaging contribute to lesion recognition and characterization, but imaging findings must be interpreted within their anatomical and developmental context [9,10,11].
The domestic dog (Canis lupus familiaris) is particularly valuable for the study of breed-associated vertebral pathology because of its marked morphological diversity and highly structured breed populations [12,13,14]. Breeding practices and geographic isolation can contribute to differentiation among breed lineages and to reduced genetic diversity within individual populations [13,14], while breed-associated morphological diversity reflects the effects of strong selection on a comparatively restricted set of genetic loci [12]. Congenital axial abnormalities are especially common in brachycephalic screw-tailed breeds, although their distribution and morphological expression vary among breeds and individuals [9,10,11,15]. The relationship between breed-associated morphology and vertebral phenotype is exemplified by the frameshift variant identified in the DVL2 gene in Bulldogs and related screw-tailed breeds. DVL2 encodes the Dishevelled 2 protein, a component of WNT signaling, and the associated variant contributes to a Robinow-like phenotype involving caudal vertebral malformations and other skeletal characteristics [16,17]. The available evidence instead supports this variant as a breed-associated contributor to a specific axial phenotype rather than as a universal cause of hemivertebrae or other congenital vertebral malformations in dogs [16,17].
In cats (Felis catus), the most clearly established developmental-genetic association relevant to the caudal axis involves TBXT, historically designated T and encoding the transcription factor Brachyury. Mutant TBXT alleles have been associated with Manx short-tail phenotypes [18]. Phenotypic expression ranges from moderate tail shortening to complete taillessness and may include sacrocaudal, neural, and soft-tissue abnormalities [18,19]. In dogs, TBXT variants are associated with natural bobtail phenotypes in several breeds, although not all naturally short-tailed breeds share the same genetic basis [20,21].
For many canine and feline vertebral anomalies, however, the underlying genetic architecture remains incompletely understood [3,11]. Genes involved in somitogenesis, segmentation-clock regulation, sclerotome differentiation, chondrogenesis, ossification, and HOX-mediated regional identity provide biologically plausible candidate mechanisms [4,5,6,7,8]. Evidence derived from humans or experimental vertebrate models should therefore be distinguished from direct proof of causation in dogs or cats. Species-specific genetic associations, breed predisposition, familial aggregation, comparative developmental evidence, and mechanistic hypotheses require separate interpretation.
Congenital and breed-associated vertebral anomalies raise breeding and animal-welfare considerations, particularly when externally selected conformational traits coexist with internal axial malformations [10,11,15,16,17]. More broadly, canine breed formation and artificial selection have generated marked conformational differentiation [12,13,14], while specific genetic variants contribute to screw-tail and natural bobtail phenotypes [16,17,20,21]. Extreme brachycephalic conformation provides a separate example of how strongly selected morphology may be associated with adverse health consequences [22]. These considerations reinforce the need to distinguish an externally visible breed characteristic from an incidental anatomical variant and from a clinically significant malformation.
Accordingly, this narrative review integrates the regional anatomy of the canine and feline vertebral column with the developmental pathology, morphological classification, genetic evidence, and breeding implications of congenital and breed-associated vertebral anomalies. Diagnostic imaging and clinical consequences are considered when they contribute directly to morphological interpretation and pathological significance. Particular attention is given to distinguishing incidental anatomical variants from developmental malformations and validated genetic associations from candidate or comparative mechanisms.
2. Review Methodology
2.1. Review Design and Scope
This structured narrative review examines congenital and breed-associated vertebral anomalies in domestic dogs (Canis lupus familiaris) and cats (Felis catus) by synthesizing evidence from vertebral anatomy, developmental biology, pathology, and genetics. The methodological structure and reporting of the review were informed by the Scale for the Assessment of Narrative Review Articles (SANRA) [23].
Normal vertebral anatomy served as the reference framework for recognizing abnormal morphology and interpreting the regional consequences of developmental defects. Developmental evidence was considered in relation to somitogenesis, sclerotome differentiation, vertebral resegmentation, chondrogenesis, ossification, and craniocaudal patterning. Genetic evidence was evaluated with emphasis on breed predisposition, familial aggregation, molecular associations, and genotype–phenotype relationships. The term “vertebral anomaly” was used broadly to encompass numerical variation, altered regional identity, segmentation and fusion defects, vertebral body malformations, neural arch abnormalities, and disorders affecting the lumbosacral, sacrocaudal, and caudal regions. More specific terms, including malformation, aplasia, hypoplasia, dysplasia, fusion, dysraphism, and transitional vertebra, were used when supported by the morphological or pathological findings reported in the original publication.
2.2. Literature Identification and Selection
Relevant literature was identified through structured, topic-specific searches of PubMed/MEDLINE, Scopus, Web of Science Core Collection, and Google Scholar. No lower publication-date limit was applied; records available from database inception through 9 August 2026 were considered. Search syntax was adapted to the requirements of each database and to the anatomical region or phenotype under consideration. Representative search combinations included: (dog OR canine OR “Canis lupus familiaris”) AND (“vertebral anomaly” OR “vertebral malformation” OR hemivertebra OR “block vertebra” OR “transitional vertebra” OR “spinal dysraphism” OR “spina bifida”); (cat OR feline OR “Felis catus”) AND (“vertebral anomaly” OR “vertebral malformation” OR “transitional vertebra” OR “sacrocaudal dysgenesis” OR “spinal dysraphism”); and (dog OR cat OR canine OR feline) AND (DVL2 OR TBXT OR NKX2-8 OR genetic* OR inherit* OR “genotype–phenotype”) AND (vertebr* OR tail OR “axial skeleton”). Additional developmental searches combined terms such as somitogenesis, sclerotome, resegmentation, segmentation clock, HOX, chondrogenesis, and vertebral development. Google Scholar was used primarily for supplementary retrieval and citation tracing.
Publications were eligible when they provided information directly relevant to at least one of the predefined review domains: (i) congenital or breed-associated vertebral morphology in dogs or cats; (ii) anatomical, radiographic, computed tomographic, magnetic-resonance, pathological, or developmental characterization of a vertebral phenotype; (iii) breed distribution, familial aggregation, heritability, inheritance, or molecular genotype–phenotype relationships; or (iv) comparative developmental or molecular evidence needed to interpret conserved mechanisms of vertebral formation. Peer-reviewed canine and feline studies were prioritized. Authoritative veterinary anatomy and developmental biology textbooks were retained for foundational anatomical information, and human or experimental vertebrate studies were included selectively when they addressed conserved developmental mechanisms relevant to the phenotypes reviewed.
Records were excluded when they addressed exclusively acquired, traumatic, degenerative, infectious, or neoplastic spinal disease without relevance to congenital vertebral morphology; lacked sufficient anatomical, phenotypic, developmental, or genetic information for the purposes of the review; duplicated a publication already represented by a more complete report; or could not be adequately verified from the available bibliographic record or full text. Non-peer-reviewed material was not used as primary scientific evidence, apart from the authoritative textbooks used for baseline anatomy.
Potentially relevant records were screened first by title and abstract and subsequently by full-text assessment. Reference lists of relevant primary studies and recent reviews were cross-checked to identify additional eligible publications. Final inclusion was based on relevance to the predefined anatomical, developmental, pathological, or genetic domains and on the ability of a source to support a specific statement or comparison in the review. Both authors participated in literature identification, source verification, and final selection. Because this structured narrative review used iterative, topic-specific searches and citation tracing rather than a single prospectively registered systematic search, a single aggregate number of records initially retrieved across all search iterations was not prospectively recorded. The substantial overlap among database queries, supplementary searches, and citation tracing also precludes reliable retrospective reconstruction of a unique initial record count without double-counting. The final evidence base comprised 85 cited sources, including 83 journal articles and two authoritative veterinary anatomy textbooks. The final literature search and web-based reference verification were completed on 9 August 2026.
2.3. Evidence Appraisal and Terminology
Evidence was interpreted according to its source, study design, and directness. Species-specific molecular findings were considered strongest when a genetic variant was supported by association or segregation data and, where available, by functional evidence or reproducible genotype–phenotype relationships. Recurrent occurrence within a breed or family without identification of a molecular determinant was interpreted as evidence of predisposition or possible inheritance rather than proof of a defined mode of inheritance.
Anatomical and pathological findings were used to define lesion morphology, regional distribution, and structural significance but were not considered sufficient to demonstrate genetic causation. Similarly, developmental mechanisms identified in humans or experimental vertebrate models were used to support biological plausibility and were distinguished from relationships demonstrated directly in dogs or cats.
Reported frequencies were interpreted in relation to breed composition, population characteristics, selection criteria, and the definitions used for vertebral anomalies. Frequencies obtained from selected clinical, referral, or breed-specific populations were not regarded as equivalent to population-level prevalence.
Terminology was standardized according to morphological and developmental criteria. The term “hemivertebra” was not used indiscriminately for all vertebral body malformations when more precise descriptions, such as ventral hypoplasia, lateral hypoplasia, wedge-shaped vertebra, or butterfly vertebra, were available.
Causal terminology was used conservatively. Breed predisposition was distinguished from demonstrated heritability or a defined mode of inheritance, and comparative candidate mechanisms were distinguished from species-specific genetic associations. Terms such as “associated with”, “predisposed to”, “candidate mechanism”, and “causal variant” were used according to the strength and directness of the available evidence.
2.4. Use of Generative Artificial Intelligence
During manuscript preparation and revision, OpenAI ChatGPT (GPT-5.6 Sol) was used as an AI-assisted tool for English-language refinement, editorial review, and assistance in preparing the schematic illustration presented as Figure 1. The scientific content, literature selection, interpretation of the evidence, anatomical organization, vertebral regions, regional vertebral counts, figure labels, and explanatory content were determined and verified by the authors on the basis of the original sources cited in the manuscript. All AI-assisted textual and graphical output was critically reviewed, edited where necessary, and approved by the authors, who take full responsibility for the accuracy, integrity, and final content of the manuscript.
3. Developmental Anatomy and Genetic Basis of Vertebral Malformations
The vertebral column develops through a tightly coordinated sequence of anatomical and molecular events that transforms the paraxial mesoderm into a segmented and regionally differentiated axial skeleton. Somite formation is followed by sclerotome differentiation, vertebral resegmentation, chondrogenesis, ossification, and the establishment of regional vertebral identity [4,5,6,24]. Disturbances occurring at different stages of this sequence may produce distinct pathological phenotypes, including segmentation and fusion defects, abnormalities of vertebral body or neural arch formation, transitional vertebrae, and malformations of the sacrocaudal and caudal axis [3,4,5,6,24].
3.1. Somite Formation, Sclerotome Differentiation, and Vertebral Resegmentation
The metameric organization of the vertebral column originates from somites, which arise sequentially from the presomitic paraxial mesoderm along the craniocaudal axis. Each somite differentiates into a dermomyotome and a sclerotome. The dermomyotome contributes primarily to skeletal musculature and dermis, whereas the sclerotome gives rise to the vertebral bodies, neural arches, ribs, and part of the intervertebral discs [4,6,24].
Sclerotomal cells migrate medially around the notochord and dorsally around the developing neural tube. Their spatial distribution establishes the primordia of the vertebral body and neural arch. This developmental arrangement is relevant to pathological interpretation because defects affecting ventromedial sclerotomal development may predominantly involve the vertebral body, whereas disturbances of dorsal migration or differentiation may result in abnormalities of the neural arches and other posterior vertebral elements [4,6,24].
A central event in vertebral morphogenesis is resegmentation. In the classical model, the caudal portion of one sclerotome combines with the cranial portion of the adjacent sclerotome to form a definitive vertebra. This arrangement positions the intervertebral disc at the original intersomitic boundary, permits spinal nerves to emerge between adjacent vertebrae, and allows segmental muscles to span the intervertebral joints [4,5,24]. More recent developmental evidence indicates that vertebral patterning is more complex than the simple fusion of two equivalent sclerotomal halves. Vertebral bodies and neural arches form through resegmentation, while sclerotomal cells also undergo regionally variable shifts according to their position within the developing segment [5]. This refined model is particularly relevant to congenital pathology because an abnormal vertebra may show variable involvement of the centrum, neural arch, articular processes, or adjacent vertebral boundaries. Ward et al. [5] specifically demonstrated resegmentation of both vertebral bodies and neural arches and proposed the resegmentation-shift model on this basis.
Disruption of somite boundary formation or resegmentation may result in incomplete vertebral separation and congenital fusion between adjacent vertebral elements, morphologically expressed as block vertebrae, asymmetric fusion, or more complex segmentation defects. Abnormal development of the vertebral primordium may instead produce absent or hypoplastic vertebral components. The resulting morphology depends on the developmental stage, anatomical compartment, and axial level involved [3,4,5,6,24].
3.2. Molecular Control of Vertebral Formation
Somitogenesis is regulated by coordinated oscillatory gene expression within the presomitic mesoderm. This process is commonly described by the segmentation clock and wavefront model, in which cyclic molecular activity interacts with positional gradients to determine when and where new somite boundaries are formed [25,26]. Notch, WNT/β-catenin, and fibroblast growth factor signaling are major components of this regulatory network. Together, they influence somite periodicity, boundary formation, bilateral symmetry, and rostrocaudal polarity. Disruption of these mechanisms may alter the number, shape, or separation of embryonic segments and thereby predispose to vertebral segmentation defects [25,26].
After somite formation, sclerotomal differentiation depends on signals originating from the notochord, neural tube, surface ectoderm, and adjacent mesoderm. Sonic hedgehog signaling from the notochord and floor plate promotes sclerotomal identity and vertebral chondrogenesis, whereas bone morphogenetic protein and WNT pathways contribute to the spatial organization and differentiation of somitic cell populations [4,6,24].
These signaling pathways form an interacting developmental network rather than isolated determinants of individual vertebral anomalies, contributing to the regulation of somite patterning, vertebral primordium formation, and cartilage template development. Disturbance of this network may affect segmentation, cell migration, chondrogenic differentiation, or the spatial relationship between the developing vertebra and the neural tube [4,6,24,25,26]. The resulting pathological phenotype may therefore reflect more than one developmental mechanism. A malformed vertebral body may arise from abnormal segmentation, deficient sclerotomal contribution, disturbed chondrogenesis, or asymmetric formation of the cartilaginous centrum. Likewise, abnormalities traditionally grouped under the term “hemivertebra” may reflect different developmental routes rather than a single embryological entity [4,5,6,24].
3.3. Axial Identity and Regional Vertebral Patterning
Segmentation establishes the repeated organization of the vertebral column, but it does not determine whether an individual vertebra acquires cervical, thoracic, lumbar, sacral, or caudal characteristics. Regional identity is specified along the craniocaudal axis primarily through coordinated HOX gene expression [7,8,27]. HOX-related patterning assigns positional information to the developing sclerotomes. Altered expression boundaries may lead to homeotic transformation, in which a vertebra develops morphological characteristics normally associated with an adjacent region [7,8,27]. Transitional vertebrae can therefore be interpreted developmentally as alterations or incomplete transformations of regional identity rather than exclusively as numerical abnormalities.
The strong conservation of seven cervical vertebrae in most mammals illustrates the developmental constraints acting on axial patterning [28,29]. Changes at the cervicothoracic boundary may be expressed through partial thoracization of C7, formation of cervical ribs, or other cervicothoracic transitional morphologies. These changes may occur without alteration of the total presacral vertebral number because regional identity and vertebral number are related but distinct developmental properties [28,29].
Domestic dogs provide a relevant example of this relationship. Cervical ribs and C7 morphology consistent with homeotic transformation have been documented particularly frequently in Pugs and have been reported together with altered presacral vertebral counts and other transitional vertebral morphologies [30]. Although the underlying genetic mechanism has not been established directly, the phenotype is anatomically consistent with altered specification of the cervicothoracic boundary. Brocal et al. [30] found cervical ribs in 45 of 97 Pugs and demonstrated associations with thoracolumbar transitional morphology and altered presacral vertebral count, supporting a morphological interpretation of the rib-bearing C7 phenotype as a partial homeotic transformation toward thoracic identity [30].
Comparable principles apply at the thoracolumbar and lumbosacral junctions. A vertebra situated at a regional boundary may display mixed morphological characteristics, such as incomplete rib formation, altered transverse processes, or partial incorporation into the sacrum. Their interpretation depends on the regional anatomy and structural relationships of the affected junction rather than on vertebral number alone [1,2,7,8,27,30].
3.4. Species-Specific and Comparative Genetic Evidence
The genetic architecture of congenital vertebral malformations is heterogeneous. In humans, pathogenic variants affecting segmentation-clock genes and related developmental regulators have been associated with spondylocostal dysostosis, congenital scoliosis, vertebral fusion, and other vertebral segmentation defects [31]. Genes implicated in these developmental disorders include DLL3, MESP2, LFNG, HES7, TBX6, and RIPPLY2 [31]. These genes identify biological pathways relevant to vertebral development, but their involvement in human disease does not demonstrate that homologous genes cause morphologically similar vertebral anomalies in dogs or cats. In veterinary species, these genes therefore represent comparative candidate determinants in the absence of species-specific genetic evidence. The diversity of implicated developmental genes further illustrates the considerable genetic heterogeneity of congenital vertebral malformations [31].
Among the best-characterized species-specific genetic associations in domestic carnivores are variants associated with distinct breed-associated axial phenotypes. In dogs, a frameshift variant in DVL2 has been associated with the screw-tail phenotype and broader Robinow-like skeletal characteristics in Bulldogs, French Bulldogs, and Boston Terriers [16,17]. The DVL2 protein participates in WNT signaling, thereby linking a validated breed-associated variant with a developmental pathway involved in axial morphogenesis. The DVL2 variant is associated with a specific constellation of breed-associated morphological traits rather than with vertebral body malformations in brachycephalic dogs as a uniform category. Vertebral anomalies observed in other breeds, as well as different types of vertebral malformation within the same breeds, may have distinct or incompletely resolved genetic and developmental bases [16,17]. The contribution of additional genetic factors remains unresolved.
A second major example involves TBXT. Mutant TBXT alleles have been associated with Manx short-tail phenotypes in cats [18]. The degree of caudal reduction varies, and the external tail phenotype may be accompanied by variable sacrocaudal and neural involvement [18,19]. In dogs, TBXT variants are associated with natural bobtail phenotypes in several breeds [20,21]. However, the same variant is not present in all naturally short-tailed breeds [21]. Morphologically similar caudal phenotypes may therefore have genetically distinct molecular bases.
The available evidence consequently supports a hierarchical interpretation. DVL2- and TBXT-associated phenotypes represent directly investigated species-specific genotype–phenotype relationships [16,17,18,19,20,21]. Recurrent occurrence of a vertebral phenotype within a breed or family without an identified causative variant supports breed predisposition or possible inheritance but does not establish a defined mode of inheritance. By contrast, genes identified primarily through human disease or experimental models provide comparative biological plausibility and represent candidate determinants in dogs and cats in the absence of species-specific evidence [31].
3.5. Developmental–Pathological Interpretation of Vertebral Anomalies
The anatomical appearance of a vertebral anomaly represents the endpoint of a developmental disturbance and does not, by itself, define the underlying mechanism. Nevertheless, developmental anatomy provides a useful framework for relating morphology to its developmentally plausible origin [3,4,5,6,24].
Defects affecting somite formation or boundary specification are compatible with generalized or complex vertebral segmentation abnormalities. Disturbed resegmentation may contribute to incomplete vertebral separation and congenital fusion between adjacent vertebral elements. Defective formation of the vertebral body, or centrum, may produce hypoplastic, wedge-shaped, or asymmetrical vertebrae. Failure of normal development of the dorsal vertebral components may result in neural arch defects and spinal dysraphism [3,4,5,6,24]. These relationships provide developmental hypotheses rather than proof of the embryological mechanism responsible for an individual postnatal lesion.
Altered regional identity provides a developmental framework for interpreting cervical ribs and transitional vertebrae [7,8,27,30]. Disturbances of posterior axial development may be expressed as sacrocaudal dysgenesis and tailless or short-tail phenotypes in cats [18,19], whereas in dogs they include genetically associated natural bobtail and screw-tail phenotypes [16,17,20,21]. Specific genetic associations have been demonstrated for some of these conditions, whereas the molecular basis of others remains unresolved.
A developmental classification is therefore most informative when it combines three levels of interpretation: (i) the anatomical structure affected, such as the vertebral body, neural arch, intervertebral boundary, or regional junction; (ii) the developmentally plausible process involved, including segmentation, resegmentation, chondrogenesis, axial identity, or posterior axis formation; and (iii) the strength of the genetic evidence, which may range from a validated species-specific variant to breed predisposition or comparative biological plausibility. This framework avoids assigning a single developmental or genetic cause to all lesions with a similar external appearance. The principal developmental processes, associated vertebral phenotypes, and levels of genetic evidence discussed in this chapter are summarized in Table 1.
4. Regional Anatomy as a Framework for Developmental and Pathological Interpretation
The vertebral column of dogs and cats is organized into cervical, thoracic, lumbar, sacral, and caudal regions, each characterized by a distinct combination of morphology, mobility, and biomechanical function [1,2,32,33]. This regional differentiation provides the anatomical framework for interpreting congenital vertebral anomalies because the structural expression and pathological consequences of a developmental defect depend substantially on the axial level at which it occurs. The typical regional vertebral formula and the principal sources of numerical variation are summarized schematically in Figure 1.
[图:Typical regional organization of the vertebral column in dogs and cats. ( A ) Dog; ( B ) cat. Both species usually have ]

4.1. Cervical Region
In dogs and cats, as in most mammals, the cervical region consists of seven vertebrae. The conservation of this numerical pattern reflects strong evolutionary and developmental constraints on mammalian cervical identity [28,29]. Alterations at the cervicothoracic boundary are therefore typically expressed not as major changes in cervical number, but as partial transformations of regional identity, including thoracization of C7, formation of cervical ribs, or other cervicothoracic transitional morphologies [28,29,30].
The atlas and axis are morphologically distinct from the remaining cervical vertebrae. The atlas lacks a conventional vertebral body and is formed predominantly by dorsal and ventral arches connected by lateral masses. Its expanded wings provide attachment surfaces and contain or border passages for neurovascular structures. The axis possesses a well-developed vertebral body, a prominent spinous process, and the dens, which projects cranially and forms the pivot of the atlantoaxial articulation [1,2,32,33]. This specialization permits mobility at the craniocervical junction while maintaining alignment among the skull, vertebral canal, and cranial cervical spinal cord. It also creates a region in which relatively localized developmental abnormalities may have marked structural consequences. Defects involving the atlas arches, formation of the dens, or the craniocervical articulations may alter the stability or geometry of this specialized junction [3].
The middle cervical vertebrae, C3–C6, conform more closely to the general vertebral pattern. They possess a vertebral body, vertebral arch, spinous and transverse processes, and paired articular processes. Their morphology balances cervical mobility with protection of the spinal cord and vertebral neurovascular structures. Morphological differences between dogs and cats occur mainly in vertebral proportions and process architecture, with feline vertebrae generally being more slender and differing in proportional details from canine vertebrae [1,2,32,33].
C7 marks the transition between the cervical and thoracic regions. Its transverse processes differ from those of the preceding cervical vertebrae, and its morphology reflects its position at a developmental boundary. Partial acquisition of thoracic characteristics may produce costal elements or transitional morphology without necessarily altering the total presacral vertebral number [28,29,30]. This boundary is particularly relevant in dogs because cervical ribs and homeotic transformation of C7 have been reported particularly frequently in Pugs [30]. These findings support the interpretation of cervicothoracic transitional morphology as a disturbance of regional identity rather than merely as numerical variation [7,8,27,30]. The phenotype is anatomically consistent with altered regional identity, while a direct genetic determinant has not been demonstrated [30].
From a developmental–pathological perspective, the cervical region contains two distinct zones of vulnerability. The atlas and axis are susceptible to anomalies affecting specialized vertebral components and craniocervical articulation [3], whereas C7 is susceptible to incomplete transformation of regional identity at the cervicothoracic boundary [7,8,27,30]. The intervening C3–C6 vertebrae retain the more typical cervical pattern between these two anatomically and developmentally specialized regions [1,2,32,33].
4.2. Thoracic Region
In dogs and cats, the thoracic region normally consists of thirteen vertebrae. Thoracic vertebrae are distinguished by their articulation with the ribs and their integration into the thoracic cage [1,2,32,33]. Typical thoracic vertebrae possess cranial and caudal costal foveae on the vertebral bodies for articulation with the heads of the ribs, together with transverse costal foveae for articulation with the rib tubercles. These morphological relationships differentiate the thoracic region from the adjacent cervical and lumbar segments [1,2,32,33].
The integration of the thoracic vertebrae with the ribs, costovertebral joints, intercostal structures, and sternum limits intervertebral mobility and provides relative axial stability. The thoracic region therefore functions as a combined vertebral and costal unit rather than as an isolated series of spinal elements. This structural arrangement is pathologically relevant because congenital abnormalities of vertebral formation may simultaneously alter rib orientation, thoracic symmetry, and vertebral column alignment [1,2,3,32,33].
The spinous processes are generally long and display a characteristic regional change in orientation. Cranial to the anticlinal vertebra, they are directed caudally, whereas those situated caudal to it become progressively more cranially inclined. The anticlinal vertebra, defined by the relatively vertical orientation of its spinous process, is usually T11 in dogs and cats, although variation in its radiographic identification has been documented in dogs [1,2,32,33,34].
T1 represents the cervicothoracic transition and possesses a prominent spinous process together with well-developed costal articulations. Toward the caudal thoracic region, the vertebrae progressively acquire morphological characteristics associated with the lumbar spine, including increasingly evident mammillary and accessory processes. The thoracolumbar junction therefore represents a gradual anatomical transition rather than an abrupt boundary [1,2,32,33].
The thoracic region is a frequent site of congenital vertebral body malformations in brachycephalic screw-tailed dog breeds [9,10,11,15]. Developmental defects may involve the entire vertebral body or predominantly its ventral, lateral, or central components, resulting in wedge-shaped vertebrae, ventral or lateral hypoplasia, butterfly vertebrae, and related asymmetrical configurations. Consequently, the traditional designation “hemivertebra” is less anatomically specific than descriptions based on the vertebral component affected, such as ventral or lateral hypoplasia, wedge-shaped vertebra, or butterfly vertebra [9,10,11].
Because thoracic vertebrae are structurally connected to the ribs, asymmetric vertebral development may be expressed not only as a localized vertebral deformity but also as altered spinal curvature, rib displacement, or thoracic asymmetry [3,9,10,11]. The pathological impact depends on the vertebral component affected, the direction and degree of asymmetry, the number and distribution of malformed vertebrae, and their relationship with adjacent normally formed segments [3,9,10,11].
Breed-associated clustering is particularly evident in French Bulldogs, English Bulldogs, Boston Terriers, and Pugs, although the prevalence, distribution, and morphology of thoracic anomalies vary among these breeds [9,10,11,15]. Although the DVL2 variant contributes to the broader axial phenotype of several screw-tailed breeds, its association does not account for all thoracic vertebral body malformations [16,17]. Other vertebral phenotypes within these breeds may have distinct or incompletely resolved developmental and genetic bases [9,10,11,15,16,17].
From a developmental–pathological perspective, the thoracic region presents two principal areas of vulnerability. The vertebral body–rib complex is susceptible to asymmetrical formation defects that may modify both spinal and thoracic morphology [3,9,10,11]. The thoracolumbar junction, by contrast, is susceptible to transitional morphology compatible with incomplete specification of regional vertebral identity [7,8,27]. These relationships provide the anatomical framework for the subsequent classification of thoracic and thoracolumbar anomalies.
4.3. Lumbar Region
In dogs and cats, the lumbar region normally consists of seven vertebrae. Lumbar vertebrae are characterized by relatively large vertebral bodies, robust vertebral arches, prominent transverse processes, and well-developed articular, mammillary, and accessory processes [1,2,32,33]. These morphological features reflect the combined functional requirements of axial support, muscular attachment, controlled mobility, and force transmission between the thoracic region and the pelvis [35].
The lumbar vertebral bodies are relatively elongated and generally increase in size toward the caudal part of the series. Their broad end surfaces and intervening intervertebral discs contribute to load distribution, whereas the configuration of the articular processes permits substantial flexion and extension while limiting excessive axial rotation [1,2,32,33,35]. The accessory and mammillary processes provide additional attachment sites for the epaxial musculature and contribute to segmental stabilization [1,2,32,33].
Morphological differences between dogs and cats occur primarily in vertebral proportions and process architecture. Feline lumbar vertebrae generally exhibit relatively elongated bodies and longer, more gracile transverse processes, whereas canine morphology varies according to body size and conformation [1,2,32,33]. These differences do not alter the basic regional organization.
The lumbar region occupies an intermediate position between the relatively constrained thoracic spine and the rigid sacrum. Its cranial boundary is represented by the gradual thoracolumbar transition, whereas L7 forms the mobile component of the lumbosacral junction. This position makes the lumbar spine particularly relevant for interpreting variation in vertebral number, regional identity, and the structural relationships between the terminal lumbar vertebra and the sacrum [1,2,7,8,27,32,33].
At the thoracolumbar boundary, transitional morphology may be expressed as incomplete development of a rib, formation of an elongated transverse process, or the presence of mixed thoracic and lumbar characteristics. Such configurations are developmentally compatible with incomplete specification of regional identity rather than representing purely numerical variation [7,8,27]. Precise morphological classification incorporates both the configuration of the transitional vertebra and its relationships with the adjacent ribs and vertebral segments.
The lumbosacral junction represents a second region of developmental and structural vulnerability. Partial sacralization of L7, lumbarization of the first sacral segment, or asymmetric incorporation of a transitional vertebra into the sacrum may modify the normal boundary between the mobile lumbar column and the fused sacral region. Such configurations are generally classified as lumbosacral transitional vertebrae, although their morphology and degree of sacral incorporation may vary [1,2,3,7,8,27,36,37].
The pathological significance of lumbar and lumbosacral anomalies depends on more than their presence alone. Relevant structural features include vertebral symmetry, axial alignment, formation of the articular processes, relationships with the sacrum and pelvis, and the distribution of mechanical loading across adjacent segments [1,2,3,35,36,37]. Consequently, the presence of a transitional vertebra alone does not establish it as the primary cause of neurological or locomotor dysfunction [3,36,37].
From a developmental–pathological perspective, the lumbar region contains two principal transitional domains. The thoracolumbar junction is susceptible to transitional configurations compatible with altered thoracic–lumbar regional identity, whereas the lumbosacral junction may show incomplete lumbar–sacral transformation and asymmetric incorporation into the sacrum [7,8,27]. Between these boundaries, the lumbar vertebrae form a mobile, load-bearing unit whose morphology influences the structural consequences of congenital vertebral abnormalities [1,2,32,33,35].
4.4. Sacral Region
In adult dogs and cats, the sacrum is normally formed by the fusion of three sacral vertebrae, S1–S3. It is a relatively short and compact structure, with a broad cranial base, a narrower caudal apex, paired wings, dorsal and pelvic surfaces, a sacral canal, and dorsal and ventral sacral foramina. Its lateral auricular surfaces articulate with the ilia to form the sacroiliac joints, establishing the osseous connection between the vertebral column and the pelvic girdle [1,2,32,33].
Through the sacroiliac joints, the sacrum transmits forces between the pelvic limbs and the axial skeleton and contributes to pelvic stability [1,2,32,33,35]. Fusion of the sacral segments provides the rigidity required for this function and distinguishes the sacrum from the mobile lumbar and caudal regions [1,2,32,33].
Although the mature sacrum functions as a single osseous unit, its morphology reflects the development, regional specification, and subsequent fusion of three initially segmental vertebral primordia [4,5,6,24]. Alterations involving these developmental processes are compatible with incomplete fusion, asymmetrical sacral formation, abnormal incorporation of an adjacent vertebra, or altered structural relationships between the sacrum and the pelvis [7,8,27].
The cranial sacral boundary is defined by the lumbosacral junction between L7 and S1. Altered or incomplete specification of lumbar versus sacral identity provides a developmental framework for interpreting sacralization of L7, lumbarization of S1, and intermediate vertebral morphologies combining lumbar and sacral characteristics [7,8,27]. Such configurations are classified as lumbosacral transitional vertebrae. Their morphological expression ranges from enlargement or altered orientation of the transverse processes to unilateral or bilateral articulation or fusion with the sacrum or ilium [3,36,37].
Asymmetrical incorporation of a transitional segment may modify the morphology of the sacrum and sacroiliac joints, producing unequal relationships between the vertebral column and the two sides of the pelvis [36,37]. The structural relevance of these configurations depends on their symmetry, degree of fusion, articular relationships, and effects on adjacent vertebral segments [3,36,37]. Their presence alone does not establish that they are the primary cause of neurological or locomotor dysfunction [3,36,37].
The caudal boundary of the sacrum forms the transition between the fused sacral unit and the mobile caudal vertebral series. Transitional configurations at this level may involve mixed sacral and caudal characteristics or altered separation between the terminal sacral and first caudal segments. Developmentally, such configurations can be interpreted in relation to regional identity and posterior axial patterning [7,8,27].
The close developmental relationship between the sacral and caudal regions is particularly evident in Manx-associated phenotypes. In affected cats, reduction or absence of the tail may occur together with variable abnormalities of the sacral and caudal vertebrae and, in more extensive phenotypes, associated neural structures [18,19]. The external tail phenotype therefore does not necessarily indicate the anatomical extent of the underlying posterior axial disturbance [18,19].
From a developmental–pathological perspective, the sacral region contains two principal zones of vulnerability. At the lumbosacral junction, incomplete lumbar–sacral specification may alter vertebral incorporation and sacroiliac relationships [7,8,27,36,37]. At the sacrocaudal junction, disturbances of posterior axial development may affect the transition between the fused sacrum and the mobile caudal series [18,19]. The sacrum therefore represents both a fused anatomical structure and a developmental and biomechanical interface between the trunk, pelvis, and tail.
4.5. Caudal Region
The caudal region is the most numerically and morphologically variable part of the vertebral column in dogs and cats. Both species generally possess approximately 20 caudal vertebrae, with considerable variation among individuals and anatomical sources [1,2,32,33]. Unlike the relatively stable cervical, thoracic, lumbar, and sacral formulae, caudal vertebral number is not fixed and contributes, together with vertebral proportions and configuration, to variation in tail length and external morphology.
Caudal vertebrae undergo progressive structural simplification from the base toward the tip of the tail. Proximal caudal vertebrae retain a recognizable vertebral body, vertebral arch, spinous and transverse processes, and articular processes. More distally, the arches and processes gradually regress, and the terminal vertebrae may consist predominantly of small cylindrical vertebral bodies [1,2,32,33]. This proximodistal gradient reflects the transition from a structurally supported and muscularly controlled tail base to an increasingly mobile distal segment.
Intervertebral discs remain relatively well developed throughout much of the caudal series and contribute to mobility between adjacent segments. Proximal caudal vertebrae may also be associated with ventral haemal arches, commonly termed chevrons, or with paired haemal processes. The haemal arches may have a V- or Y-shaped configuration and protect the median caudal vessels while also providing attachment sites for caudal musculature [1,2,32,33].
The first caudal vertebra forms the mobile component of the sacrocaudal junction, and its morphology is therefore interpreted in relation to the terminal sacral segment [1,2,32,33]. Partial fusion, incomplete separation, or mixed sacral and caudal characteristics may indicate transitional morphology rather than isolated numerical variation. Developmentally, such configurations can be interpreted in relation to regional identity and posterior axial patterning [7,8,27]. Accurate classification therefore incorporates both the vertebral configuration and its structural relationship with the sacral apex.
Developmental abnormalities of the caudal region may affect vertebral number, segmentation, symmetry, fusion, or individual vertebral shape. Because the caudal series develops as part of the posterior body axis, extensive disturbances may involve not only the external tail but also the sacrum, vertebral canal, spinal cord, meninges, and associated neural structures [3,4,5,6,18,19,24]. The external appearance of the tail therefore provides only a partial indication of the anatomical extent of a posterior axial malformation [18,19].
Breed-associated caudal phenotypes further illustrate that similar external tail configurations may have distinct anatomical and genetic bases. Mutant TBXT alleles are associated with Manx short-tail phenotypes in cats [18,19] and with natural bobtail phenotypes in several dog breeds [20,21], although not all naturally short-tailed dogs share the same genetic basis [21]. In Bulldogs, French Bulldogs, and Boston Terriers, the DVL2 frameshift variant contributes to the screw-tail morphological complex [16,17]. These associations reinforce the need to distinguish normal variation in caudal vertebral number from congenital reduction, intrinsic vertebral malformation, segmentation defects, fusion, and sacrocaudal dysgenesis.
From a developmental–pathological perspective, the caudal region therefore combines substantial normal anatomical variability with susceptibility to abnormalities of posterior axial development. Variation in caudal vertebral number is distinct from congenital reduction, vertebral deformation, segmentation defects, fusion, and sacrocaudal dysgenesis [3,18,19,20,21]. Externally similar tail phenotypes may therefore differ anatomically, developmentally, and genetically.
Together, the cervical, thoracic, lumbar, sacral, and caudal regions demonstrate that congenital vertebral anomalies cannot be interpreted independently of their axial location. Regional anatomy determines which vertebral components are affected and how an anomaly interacts with adjacent structures [1,2,32,33]. Developmental context is required to distinguish normal anatomical variation from altered regional identity or a broader disorder of axial formation [4,5,6,7,8,24,27]. The principal anatomical characteristics and developmental–pathological vulnerabilities of each vertebral region are summarized in Table 2.
5. Congenital and Breed-Associated Vertebral Anomalies in Dogs and Cats
Congenital and breed-associated vertebral anomalies in dogs and cats constitute a heterogeneous group of conditions ranging from minor anatomical variations to complex developmental malformations involving multiple vertebral components and adjacent neural structures [3,9,10,11]. Their developmental and pathological interpretation should not rely exclusively on the presence of an abnormal vertebral shape or number, because morphologically similar lesions may arise from distinct developmental mechanisms and may have markedly different structural and clinical consequences [3,9,10,11].
The significance of a vertebral anomaly depends on its axial location, the vertebral component affected, the degree and direction of deformation, the number and distribution of involved segments, and its structural relationship with the spinal cord, meninges, nerve roots, ribs, sacrum, or pelvis [3,9,10,11,36,37]. A localized and symmetrical anomaly may remain an incidental anatomical finding, whereas asymmetrical development, progressive angulation, vertebral canal narrowing, or involvement of a mechanically important junction may substantially increase its pathological relevance [3,9,10,11,36,37]. Vertebral morphology must therefore be interpreted within its regional anatomical context.
Axial transition zones, including the cervicothoracic, thoracolumbar, lumbosacral, and sacrocaudal junctions, require particular attention because they represent boundaries between vertebral regions with distinct structural identities [7,8,27,30,36,37]. Anomalies occurring at these levels may reflect incomplete specification of regional identity rather than a simple alteration in vertebral number [7,8,27,30]. By contrast, block vertebrae and complex congenital fusions are morphologically compatible with disturbances of segmentation or resegmentation [4,5,6,24], whereas wedge-shaped, butterfly-shaped, or asymmetrical vertebral bodies are compatible with abnormalities affecting the formation of specific vertebral components [3,4,5,6,9,10,11,24].
Breed-associated phenotypes introduce an additional level of complexity. Artificial selection and the genetic structure of domestic breeds can increase the frequency of distinctive conformational traits, including screw tails, natural bobtails, and other breed-specific axial morphologies [12,13,14,16,17,20,21]. The DVL2-associated phenotype in screw-tailed dog breeds and the TBXT-associated phenotypes in Manx cats and naturally bobtailed dogs represent well-characterized genetic associations in domestic carnivores [16,17,18,19,20,21]. However, neither mechanism should be generalized to all vertebral or caudal abnormalities with a similar external appearance, because comparable phenotypes may arise through distinct genetic and developmental mechanisms [16,17,18,19,20,21].
Accordingly, the following sections examine vertebral anomalies by region, integrating their morphological characteristics, developmentally plausible mechanisms, breed distribution, and relationships with adjacent neural and musculoskeletal structures. This regional framework facilitates distinction between normal anatomical variation and abnormalities of axial identity, segmentation or resegmentation, vertebral component formation, neural arch closure, and posterior axial development [4,5,6,7,8,18,19,20,21,24,27,31].
5.1. Atlas–Axis and Craniocervical Junction Anomalies
The craniocervical junction comprises the caudal occipital region, atlas, axis, their articular surfaces, and the ligamentous structures that stabilize the occipitoatlantal and atlantoaxial joints [1,32,33]. Congenital abnormalities may affect the occipital bone, atlas, axis, or their articulations individually or may occur as complex combinations involving several of these components [3,38,39,40,41,42,43,44]. Atlantoaxial instability may coexist with dens abnormalities and other craniocervical malformations and therefore represents a functional and biomechanical state associated with one or more structural abnormalities rather than a uniform morphological lesion [38,44].
Congenital atlantoaxial instability is characterized by abnormal mobility or alignment between the atlas and axis in association with developmental abnormalities of the dens, atlas, articular surfaces, supporting ligaments, or a combination of these structures [3]. It is reported most frequently in small- and toy-breed dogs, whereas feline cases are uncommon [3,38,44]. Congenital atlantoaxial instability is distinct from traumatic atlantoaxial luxation affecting an otherwise normally formed articulation, although trauma may precipitate clinical deterioration in an animal with a pre-existing structural abnormality [3,44].
The dens is a major osseous stabilizer of the atlantoaxial articulation [1,32,33]. Documented developmental abnormalities include absence or hypoplasia of the dens [3,44], reduced relative length and altered angulation [39], separation or a short, rounded configuration [38], and dens dysraphism [44]. Toy-breed dogs with atlantoaxial instability have been shown to have a lower dens-to-axis length ratio and a greater dens angle than nonaffected toy-breed dogs [39]. Atlantoaxial stability also depends on the transverse ligament of the atlas, the apical and alar ligaments, articular congruence, and the overall morphology of the atlas and axis [1,3,32,33].
Developmental abnormalities of the atlas commonly involve incomplete ossification or failure of fusion of its constituent components. Osseous defects may occur at the normal fusion sites between the paired components of the neural arch and the intercentrum and may affect the dorsal arch alone or both dorsal and ventral components [40,41]. Their structural significance varies. Incomplete ossification may occur without neurological signs when atlantoaxial subluxation is absent, whereas its association with atlantoaxial subluxation may contribute to abnormal alignment and reduced structural integrity [40,41]. In dogs with atlantoaxial instability, incomplete ossification of the dorsal neural arch and dens abnormalities are both common, although neither abnormality is present in every affected animal [42,43].
Atlas morphology also varies with body size. In small dogs, the dorsal neural arch is generally thinner and contains less trabecular bone than in larger dogs [40]. A thin, predominantly cortical dorsal arch with a structurally vulnerable midline region has also been documented in Maltese dogs [43]. These morphological features are distinct from discrete defects of incomplete ossification. Differentiation between morphological variation and incomplete ossification is based on osseous continuity and the configuration of the atlas components [40,43].
Broader craniocervical junction abnormalities may include atlantooccipital overlapping, occipitoatlantal synostosis or occipitalization of the atlas, indentation or deformation of the occipital bone, and complex combinations involving the dens, atlas, and atlantoaxial articulation [38,44]. These abnormalities may coexist with atlantoaxial instability and alter the spatial relationships between the foramen magnum, atlas, axis, and cranial cervical spinal cord [38,44]. Their pathological relevance depends on the degree of articular incongruence, malalignment, vertebral canal compromise, and involvement of adjacent neural structures rather than solely on the presence of an isolated morphological variation [3,38,44].
The morphological severity of a craniocervical anomaly does not always correspond directly to its functional significance. Incomplete ossification without atlantoaxial subluxation may remain an incidental structural finding, whereas instability may alter vertebral alignment and compromise the vertebral canal [3,40,41,44]. Assessment therefore incorporates the primary osseous abnormality, ligamentous competence, articular congruence, vertebral alignment, and relationships with adjacent neural structures [3,38,39,44]. Neurological abnormalities, when present, reflect the functional consequences of these structural relationships and are considered separately from the anatomical classification of the underlying lesion.
Craniocervical junction abnormalities are uncommon in cats [44]. Documented feline abnormalities include absence or dysraphism of the dens, incomplete ossification of the dorsal arch of the atlas, atlantoaxial instability, occipitoatlantal synostosis, and occipital bone deformation [44]. The coexistence of several osseous abnormalities in the same animal indicates that atlantoaxial displacement may represent only one component of a broader craniocervical malformation [44].
From a developmental–pathological perspective, abnormalities of this region can be classified according to the component principally affected: the dens and axis, the dorsal or ventral components of the atlas, the occipitoatlantal boundary, the atlantoaxial articulation, or a combination of these structures [38,40,41,42,43,44]. This component-based classification separates primary structural abnormalities involving vertebral formation, fusion, or ossification [4,5,6,24,40,41,42,43,44] from secondary instability, malalignment, vertebral canal compromise, and neural injury [3,38,39,40,41,42,43,44].
5.2. Cervical and Cervicothoracic Vertebral Anomalies
Apart from the specialized malformations of the atlas–axis complex, congenital abnormalities of the cervical region may involve vertebral number, regional identity, dorsal arch formation, segmentation, or the formation of individual vertebral components [3,4,5,6,7,8,24]. True numerical variation is uncommon because the seven-vertebra cervical formula is strongly conserved in mammals, including dogs and cats [1,2,28,29,32,33]. When C7 develops rib-bearing or other thoracic-like characteristics, the resulting morphology is consistent with altered cervicothoracic identity rather than a simple numerical anomaly [7,8,27,28,29,30].
5.2.1. Cervicothoracic Transitional Vertebrae and Cervical Ribs
A cervicothoracic transitional vertebra is a congenital segment situated at the boundary between the cervical and thoracic regions that possesses morphological characteristics of both regions [30]. A common expression is partial thoracization of C7, manifested by unilateral or bilateral rib-like structures [7,8,27,30,45]. Developmentally, this phenotype is distinct from an abnormality of vertebral segmentation. Congenital fusion or incomplete separation of adjacent vertebrae is generally interpreted in relation to disturbances of segmentation or resegmentation [4,5,6,24]. By contrast, a transitional C7 retains its segmental individuality but exhibits characteristics normally associated with the thoracic region. A rib-bearing C7 is therefore morphologically consistent with a partial homeotic transformation toward thoracic identity [7,8,27,28,29,30].
In the comparative study by Brocal et al. [30], cervical ribs originated from C7 and occurred either unilaterally or bilaterally, with their morphology classified according to length (short or long) and the presence or absence of an articulation. Among the breeds examined by computed tomography, Pugs showed the highest frequency, with cervical ribs identified in 45 of 97 animals (46%), significantly more frequently than in the other breeds included in the study. Their presence was associated with morphological changes of the C7 dorsal spinous process, including higher C7/T1 spinous-process ratios, supporting interpretation of the rib-bearing C7 as a partial homeotic transformation toward thoracic identity, although altered HOX gene expression was not directly investigated. Within the computed tomographic cohort of Pugs, cervical ribs were also associated with thoracolumbar transitional vertebrae, although this relationship was not reproduced in the radiographic subset, and affected animals were more likely to possess 26 rather than 27 presacral vertebrae [30]. No significant associations were identified with vertebral body formation defects, bifid spinous processes, caudal articular process hypoplasia or aplasia, or abnormal sacral morphology [30]. These findings indicate that cervical ribs did not occur as part of a uniform constellation of vertebral abnormalities in the examined Pugs.
Cervical ribs were also identified in Pugs without clinical signs attributable to congenital vertebral malformations [30]. Their presence may therefore represent a clinically silent morphological phenotype and does not independently establish pathological significance. The study did not directly assess neurovascular compression attributable to cervical ribs, and the potential neurovascular consequences of this phenotype in individual dogs therefore remain unresolved [30].
Cervical numerical and regional variation has also been documented in Japanese Bobtail cats. Reported findings included cats with six rather than seven cervical vertebrae, cervicothoracic transitional regions characterized by ribs on C7, and other anomalous ribs [45]. These findings occurred within a broader spectrum of abnormal vertebral formulae and caudal vertebral malformations. Within the examined pedigree-derived population, abnormal vertebral formulae and the position of the caudal kink did not coincide with morbidity or mortality [45]. Because these findings were obtained from a small pedigree-derived population selected for the Japanese Bobtail phenotype, they characterize the examined cohort and do not establish a shared developmental mechanism for the different abnormalities.
From a developmental–pathological perspective, a rib-bearing C7 is morphologically consistent with altered regional identity at the cervicothoracic boundary [7,8,27,28,29,30]. Morphological characterization includes whether the anomaly is unilateral or bilateral, the length and articular configuration of the rib-like structure, and the presence of associated changes in presacral vertebral number or at other axial transition zones. This component-based assessment distinguishes transitional morphology from congenital vertebral fusion without assigning a molecular mechanism that has not been directly demonstrated.
5.2.2. Cervical Dorsal Arch Defects and Spinal Dysraphism
Spina bifida is a congenital vertebral malformation defined anatomically by incomplete formation or fusion of the dorsal vertebral arches [46,47]. The osseous defect may occur without external protrusion of the meninges or spinal cord, corresponding to a closed or occult form, or may be associated with protrusion of the meninges alone, as a meningocele, or of the meninges together with neural tissue, as a meningomyelocele [46,47]. Spinal dysraphism represents a broader developmental category that may include associated abnormalities of the spinal cord, meninges, and cutaneous midline structures [46,48].
An isolated bifid spinous process does not, by itself, establish the presence of spina bifida. Such a configuration may represent localized abnormal formation of the dorsal process without evidence of an extensive vertebral arch defect or associated meningeal and neural involvement [30]. Accordingly, anatomical terminology can distinguish a divided spinous process from spina bifida and broader spinal dysraphism according to the structures involved.
In the study by Brocal et al. [30], bifid spinous processes were identified in approximately one-third of the 130 Pugs examined and were located predominantly at T1; one dog had bifid spinous processes at C5 and C6, and another had the abnormality at T5. These findings were reported without myelomeningocele, and no significant association was identified between bifid spinous processes and cervical ribs [30]. In this context, the bifid spinous process represents a localized dorsal process abnormality rather than, by itself, evidence of spina bifida.
Cervical or cervicothoracic spina bifida has been reported sporadically in dogs [46,47,48]. In a series of three affected animals, Arias et al. [47] described one dog with closed spina bifida involving the caudal cervical and cranial thoracic vertebrae together with open spina bifida of the sacrocaudal region. This case demonstrates that dorsal arch closure defects may affect multiple discontinuous regions and may differ in morphological expression within the same animal.
A localized cervical phenotype was subsequently reported in a Labrador Retriever mixed-breed dog with spina bifida at C3 associated with type I and type IV dermoid sinuses [48]. Computed tomography demonstrated incomplete dorsal closure of C3, whereas magnetic resonance imaging characterized the associated sinus tracts and adjacent neural and soft-tissue structures [48]. This association demonstrates that cervical spina bifida may occur as part of a broader midline dysraphic disorder involving both vertebral and cutaneous components.
The pathological significance of a cervical dorsal arch defect depends on its extent and on the presence of associated meningeal, neural, or cutaneous abnormalities. Closed forms may remain clinically silent, whereas meningocele, meningomyelocele, or a dermoid tract extending toward the vertebral canal may be associated with neurological dysfunction [46,47,48]. Anatomical assessment therefore separates the osseous defect from associated meningeal, spinal cord, and soft-tissue lesions. Computed tomography is particularly useful for defining the location and osseous extent of a dorsal arch defect, whereas magnetic resonance imaging provides complementary information when involvement of the spinal cord, meninges, dermoid tracts, or other soft tissues is suspected [46,48]. The terms bifid spinous process, incomplete dorsal arch formation, spina bifida occulta, meningocele, meningomyelocele, and dermoid sinus therefore refer to distinct anatomical configurations defined by the structures involved.
From a developmental–pathological perspective, cervical dorsal arch abnormalities may be differentiated according to the extent of the osseous defect and the presence or absence of associated meningeal, neural, and cutaneous involvement [46,47,48]. This component-based interpretation distinguishes an isolated bifid spinous process from true spina bifida and from a broader spinal dysraphism. Developmentally, these abnormalities are compatible with disturbed formation or fusion of the dorsal vertebral components, although the precise mechanism may vary among individual phenotypes [4,5,6,24].
5.2.3. Cervical Block Vertebrae and Congenital Vertebral Fusion
Cervical block vertebrae are congenital malformations characterized by partial or complete fusion of two or more adjacent vertebral segments. The fusion may involve the vertebral bodies, dorsal laminae, articular facets, or combinations of these components [3,49,50,51]. Developmentally, this morphology is consistent with disturbance of normal segmentation or resegmentation and failure of separation between adjacent vertebral primordia [4,5,6,24].
A block vertebra is anatomically distinct from a transitional vertebra. In transitional morphology, an individual vertebra retains its segmental separation but acquires characteristics of an adjacent axial region. In a block vertebra, the principal abnormality is partial or complete loss of the normal anatomical boundary between consecutive vertebral segments. Congenital fusion is also anatomically distinct from acquired ankylosis or proliferative osseous bridging. Morphological assessment includes the configuration of the vertebral bodies and arches, the presence and morphology of the intervening disc space, the pattern of osseous continuity, and the condition of adjacent segments [3,49].
Fernandes et al. [49] documented several patterns of congenital cervical fusion in a series of nine dogs with cervical vertebral malformations. Two young dogs exhibited complex, multilevel abnormalities described as Klippel–Feil-like. In one dog, C3 and C4 were fused asymmetrically in association with malformations of the atlas and axis. In the second, partial fusion involved the caudal body of C2, the hypoplastic body of C3, and C4, together with incomplete formation of the C4–C5 intervertebral disc and fusion of the dorsal laminae [49]. Two additional dogs had more localized congenital cervical fusions, involving C4–C5 and C2–C3, respectively. These observations demonstrate that congenital cervical fusion may occur either as a localized two-segment abnormality or as part of a more extensive multicomponent pattern.
In the two dogs with localized congenital fusion described by Fernandes et al. [49], intervertebral disc disease occurred immediately caudal to the fused segment. The authors interpreted these findings as adjacent-segment disease potentially associated with increased mechanical stress at mobile levels bordering a rigid congenital fusion [49]. This proposed association was based on two dogs within a small retrospective series and therefore provides limited evidence for a general relationship between congenital cervical fusion and adjacent-segment disease.
In a radiographic study of 73 French Bulldogs, Kuricová et al. [50] identified five block vertebrae across the vertebral column, including one cervical fusion involving C2 and C3. Vertebral body malformations were substantially more frequent than block vertebrae, and no statistically significant predisposition for a particular abnormal vertebral level was demonstrated [50]. The isolated C2–C3 case documents cervical block vertebra formation in a French Bulldog without providing evidence of a breed-specific predisposition to cervical fusion. The study population comprised 73 French Bulldogs and contained substantially more thoracic than cervical abnormalities overall.
More extensive cervical fusion was reported by Lin and Coolman [51] in two dogs with block vertebrae extending from C2 to C5 and from C2 to C4, respectively. Both dogs also developed traumatic atlantoaxial subluxation. The authors hypothesized that the long, rigid fused cervical segment produced a “fulcrum effect” at the mobile atlantoaxial joint and increased susceptibility to traumatic displacement [51]. This proposed relationship is anatomically plausible but remains a hypothesis based on two clinical cases rather than evidence of a general causal association.
The pathological significance of a cervical block vertebra depends on the number of fused segments, the symmetry and orientation of the fusion, vertebral canal dimensions, spinal alignment, and the condition of adjacent mobile segments [3,49,51]. A well-aligned congenital fusion may remain an incidental finding, whereas asymmetrical or multilevel fusion may be associated with angular deformation, vertebral canal compromise, altered mechanical loading, or degeneration of adjacent intervertebral discs [3,49]. Neurological manifestations, when present, may reflect the structural and biomechanical consequences of the fusion rather than defining the morphology of the block vertebra itself.
From a developmental–pathological perspective, cervical block vertebrae can be characterized according to the vertebral levels involved, the number and continuity of fused segments, the vertebral components affected, the morphology of the intervening disc space, and the presence of associated axial malalignment or adjacent-segment abnormalities [49,50,51]. This component-based interpretation distinguishes a primary segmentation or separation defect from a transitional vertebra and from secondary degenerative or instability-related changes [4,5,6,24,49,50,51].
5.2.4. Cervical Vertebral Body Formation and Ossification Defects
Congenital abnormalities affecting the cervical vertebral bodies include partial hypoplasia, asymmetrical development, wedge-shaped configuration, incomplete formation, and incomplete ossification of individual vertebral components [3,50,52,53]. These abnormalities have sometimes been included within the broad category of hemivertebrae in veterinary literature, although their morphology varies according to the vertebral component affected and the direction and extent of the formation defect. A component-based description provides greater anatomical specificity when the abnormal configuration can be defined [3,9,10,11,52].
Cervical vertebral body malformations are less commonly documented than thoracic vertebral body malformations, particularly in brachycephalic screw-tailed dogs, but may have substantial structural consequences when they alter vertebral alignment or vertebral canal dimensions [3,9,10,11,50,52]. In the series of five dogs evaluated by Besalti et al. [52] using the Nasca classification, a Doberman Pinscher had a single type 2a wedge-shaped vertebra at C7, whereas a mixed-breed dog had multiple type 4a abnormalities extending from C7 to T7. Both dogs presented with nonambulatory tetraparesis [52]. These observations document severe neurological dysfunction in association with cervical and cervicothoracic vertebral body malformations, but they do not define the clinical significance of individual morphological subtypes beyond the reported cases.
Cervical vertebral abnormalities have also been documented in French Bulldogs. In a radiographic study of 73 dogs, Kuricová et al. [50] identified 13 cervical abnormalities among 67 abnormal vertebrae recorded throughout the vertebral column. Eight cervical abnormalities were classified as hemivertebrae and involved C5, C6, or C7; the remaining cervical findings included atlantoaxial instability and a C2–C3 block vertebra. No statistically significant predisposition for a particular abnormal vertebral level was identified [50]. These findings confirm that vertebral body malformations may occur in the caudal cervical region of French Bulldogs, although thoracic abnormalities were considerably more frequent in the same study population.
A distinct developmental phenotype has been reported in cats. Dean et al. [53] described a 21-week-old Domestic Shorthair cat with incomplete ossification of C2 and C3 demonstrated by computed tomography. The cat presented with acute-onset severe nonambulatory tetraparesis and a C1–C5 neuroanatomical localization. Following conservative management, normal ambulation was regained within four weeks, although some reluctance to jump persisted [53]. This case documents incomplete cervical ossification in association with neurological dysfunction but does not, on its own, establish the precise biomechanical mechanism linking the structural abnormality to the clinical presentation. The phenotype is morphologically distinct from a wedge-shaped or unilateral vertebral body formation defect.
The pathological relevance of a cervical vertebral body abnormality depends on the vertebral component affected, the degree and direction of deformation, symmetry, vertebral level, spinal alignment, vertebral canal dimensions, and relationships with adjacent intervertebral discs and articular structures [3,11,52,53]. Minor, well-aligned abnormalities may remain clinically silent, whereas displacement, marked asymmetry, multilevel involvement, or vertebral canal narrowing may increase the likelihood of structural or neurological consequences [3,52,53]. Neurological manifestations therefore reflect the structural effects associated with the malformation rather than defining its morphological category.
From a developmental–pathological perspective, cervical vertebral body formation defects are distinct from congenital vertebral fusion, transitional morphology, and abnormalities affecting primarily the ossification process. Abnormal shape or incomplete formation of the vertebral body is developmentally compatible with disturbance of formation of the centrum or its cartilaginous template [4,5,6,24]. Congenital fusion between adjacent segments is more closely related to disturbances of segmentation, resegmentation, or vertebral separation [4,5,6,24], whereas incomplete ossification represents a distinct morphological pattern in which vertebral elements are present but are not fully ossified [53]. Accordingly, a component-based classification integrates conventional terminology with a detailed description of the vertebral component and structural configuration demonstrated by imaging.
5.3. Thoracic Vertebral Anomalies
Thoracic vertebral malformations are commonly documented in brachycephalic screw-tailed dogs, particularly French Bulldogs, English Bulldogs, Pugs, and Boston Terriers [9,10,11]. Documented abnormalities at this level include variation in vertebral number, transitional morphology, vertebral body formation defects, congenital fusion, dorsal arch and spinous process abnormalities, and dysplasia or aplasia of the articular processes [9,10,11]. The high frequency of thoracic vertebral abnormalities does not imply that every affected animal develops neurological disease. Congenital thoracic malformations are commonly identified in dogs examined for reasons unrelated to spinal dysfunction, and affected animals may possess one or more abnormal vertebrae without corresponding neurological signs [10,11]. Their pathological significance depends on the type and distribution of the abnormalities and on whether they alter spinal alignment, vertebral canal dimensions, segmental stability, or the relationship between the vertebral column and the spinal cord [3,9,10,11].
The thoracic region has a distinctive anatomical context because each vertebra is structurally integrated with the ribs and thoracic cage [1,2,32,33]. Consequently, asymmetrical development of a thoracic vertebra may influence vertebral column alignment, rib orientation, and thoracic symmetry. The direction and extent of vertebral body deficiency are particularly relevant because ventral, lateral, or combined asymmetrical defects may be associated with different patterns of kyphotic, scoliotic, or combined angular deformation [9,11].
Breed-associated differences are evident in both the frequency and morphology of thoracic anomalies. In the populations studied, French Bulldogs and English Bulldogs frequently exhibited vertebral body formation defects, whereas Pugs showed a broader spectrum that included transitional vertebrae, dorsal process abnormalities, articular process abnormalities, and vertebral body malformations [10,11]. These differences indicate that thoracic abnormalities occurring in brachycephalic breeds should not be regarded as a single uniform phenotype.
Although the DVL2 frameshift variant contributes to the broader axial phenotype of Bulldogs, French Bulldogs, and Boston Terriers, it does not provide a universal explanation for all thoracic vertebral abnormalities occurring in these or other breeds [16,17]. Thoracic vertebral morphology should therefore be classified according to its anatomical characteristics before a specific developmental or genetic mechanism is assigned.
Accordingly, the following subsections examine thoracic anomalies according to the principal anatomical disturbance: vertebral number and regional identity, vertebral body formation, segmentation and congenital fusion, dorsal arch formation, articular process development, and associated rib morphology. This organization distinguishes the primary structural abnormality from secondary spinal curvature, instability, or neural compromise.
5.3.1. Thoracic Vertebral Number and Thoracolumbar Transitional Morphology
Dogs and cats normally possess 13 thoracic vertebrae, whose regional identification is based principally on their relationship with the ribs and associated costal structures [1,2,32,33]. Reported congenital variation includes regional counts of 12 or 14 thoracic vertebrae, as well as vertebrae with mixed regional morphology at the cervicothoracic or thoracolumbar boundary [10,45,50,54]. Thoracic vertebral count should therefore be interpreted together with the anatomical characteristics of the boundary segments rather than as an isolated numerical observation.
A thoracolumbar transitional vertebra combines thoracic and lumbar characteristics. Lumbarization of T13 may be expressed by absence or hypoplasia of one or both associated ribs and modification of the transverse processes toward lumbar morphology. Conversely, thoracization of L1 may be characterized by unilateral or bilateral ribs or rib-like costal processes arising from the first lumbar segment [10,54]. This mixed morphology is anatomically distinct from a block vertebra because the intervertebral boundary between adjacent vertebral segments is preserved [10]. Developmentally, such morphology is compatible with alteration of regional axial identity [7,8,27,29]. However, the imaging studies considered here did not investigate the underlying molecular mechanism [10,45,50,54].
Marked breed-associated differences were documented by Ryan et al. [10] in neurologically normal brachycephalic dogs examined by computed tomography. Seventeen of 68 Pugs (25.0%) had only 12 thoracic vertebrae, whereas 21 of 68 (30.9%) had a transitional T13 displaying lumbar characteristics. All 62 French Bulldogs had 13 thoracic vertebrae, although three dogs (4.8%) had a transitional T13. All 41 English Bulldogs also had 13 thoracic vertebrae; four dogs (9.8%) had transitional morphology, comprising three animals with lumbar characteristics of T13 and one with cervical characteristics of T1 [10].
Numerical variation was also identified radiographically in French Bulldogs by Kuricová et al. [50]. Among 73 dogs with radiographs extending from C1 through S3, three had a 14th thoracic vertebra and one had only 12 thoracic vertebrae. Variation in lumbar number was also documented in the same cohort, with eight lumbar vertebrae in five dogs and six lumbar vertebrae in two dogs [50]. The occurrence of variation in both thoracic and lumbar regional counts within this population illustrates the importance of considering regional counts in relation to the complete presacral vertebral formula [50].
Thoracolumbar transitional morphology has also been documented in cats. In a retrospective radiographic study of 200 cats, Newitt et al. [54] identified congenital abnormalities in 46 animals, involving 54 spinal segments. Transitional abnormalities were the most frequent category, affecting 51 spinal segments, and thoracization of L1 was identified in 18 cats. The additional ribs arising from L1 were often small or fragmented and could potentially be confused radiographically with rib fractures [54]. Recognition of these variants is therefore important for correct vertebral enumeration and anatomical localization.
Thoracic numerical variation was also prominent in cats expressing the Japanese Bobtail kinked-tail phenotype. Fourteen of 17 kink-tailed cats in which the complete vertebral column was evaluated radiographically had a formula containing 12 rather than 13 thoracic vertebrae, most commonly C7–T12–L7–S3 [45]. One cat also had a thoracolumbar transitional vertebra characterized by a rib arising from L1. Within the examined pedigree-derived cohort, neither the abnormal vertebral formula nor the position of the caudal kink coincided with morbidity or mortality [45]. These observations characterize a small, phenotype-selected cohort and do not provide population-level estimates for the wider feline population.
In the populations examined, thoracic numerical variation was documented primarily as an anatomical and diagnostic finding rather than as a demonstrated cause of neurological disease [10,45,54]. Numerical or transitional variation may affect rib counting, vertebral enumeration, and anatomical localization during imaging or surgical planning [10,45,54]. Small, unilateral, or fragmented ribs associated with a transitional segment may additionally complicate differentiation between congenital morphology and acquired rib injury [54].
At a descriptive developmental level, an atypical thoracic count may reflect either variation in the overall presacral vertebral formula or altered regional identity of a vertebra situated at an axial boundary [7,8,27,29]. The available imaging evidence does not permit attribution of these phenotypes to a specific molecular or embryological mechanism in individual dogs or cats. Anatomically based classification integrates whole-column enumeration with evaluation of the ribs, transverse processes, intervertebral spaces, and morphology of the adjacent vertebral regions [10,45,50,54]. This approach separates numerical and transitional variation from vertebral body formation defects and congenital fusion.
5.3.2. Thoracic Vertebral Body Formation Defects
Thoracic vertebral body formation defects are characterized by partial absence or reduced development of one or more regions of the vertebral body while the intervertebral boundaries with adjacent segments remain identifiable [3,9,11]. They are therefore anatomically distinct from block vertebrae, in which segmentation between adjacent vertebrae is absent or incomplete [3,9,11]. Because the specific molecular or embryological mechanism cannot usually be determined from postnatal imaging alone, these abnormalities can be classified according to the location, direction, and extent of the deficient vertebral body tissue [9,11].
The principal configurations include ventral aplasia, traditionally termed a dorsal hemivertebra; ventral hypoplasia, producing a ventral wedge-shaped vertebra; lateral aplasia or hypoplasia; ventrolateral aplasia, traditionally termed a dorsolateral hemivertebra; ventrolateral hypoplasia; ventral and median aplasia, producing a butterfly vertebra; ventral and median hypoplasia; and symmetrical hypoplasia, producing a shortened vertebral body [9,55]. More recent imaging studies have additionally described a dorsal wedge-shaped configuration, characterized by reduced height of the dorsal portion of the vertebral body [15,56]. The term hemivertebra has been applied variably across the veterinary literature, sometimes specifically to directional aplasia and sometimes collectively to several vertebral body formation defects [9,10,55]. The use of an anatomical descriptor together with, where appropriate, the conventional term therefore provides greater morphological precision.
The structural effect of a formation defect depends on both its direction and severity. Ventral deficiency may be associated with focal kyphotic angulation, whereas lateral or ventrolateral deficiency may accompany scoliosis or combined angular deformation [9,55]. Symmetrical hypoplasia or a relatively symmetrical median defect may shorten the vertebral body without producing an equivalent degree of angular deformation. The final spinal configuration, however, also depends on the morphology of adjacent vertebrae, the number and distribution of affected segments, intervertebral alignment, and the presence of vertebral displacement or canal narrowing [15,55]. The descriptive shape of an individual vertebra does not, by itself, determine its pathological significance.
In the radiographic classification study by Gutierrez-Quintana et al. [9], 28 brachycephalic screw-tailed dogs with at least one congenital thoracic vertebral malformation were examined. Malformations affected 85 of 362 thoracic vertebrae (23.5%), and vertebral body formation defects constituted the most frequently identified category. Butterfly vertebrae accounted for 6.6% of the examined thoracic vertebrae, ventral wedge-shaped vertebrae for 5.5%, dorsal hemivertebrae for 0.8%, and dorsolateral hemivertebrae for 0.5% [9]. T7 was affected in 11 of the 28 dogs, followed by T8 and T12, each affected in eight dogs.
Breed-associated differences were clearly demonstrated by Ryan et al. [10] in 171 neurologically normal dogs examined by computed tomography. One or more vertebral body formation defects, collectively classified in that study as hemivertebrae, were identified in 58 of 62 French Bulldogs (93.5%), 30 of 41 English Bulldogs (73.2%), and 12 of 68 Pugs (17.6%) [10]. Multiple abnormalities predominated in the French and English Bulldog groups, and the regional distribution of affected vertebrae also differed among breeds. These findings demonstrate that both frequency and anatomical distribution of thoracic vertebral body malformations vary substantially among brachycephalic breeds.
De Decker et al. [55] further demonstrated breed-associated differences in vertebral body morphology in a computed tomography (CT) study of 160 French Bulldogs, Pugs, and English Bulldogs, all with at least one thoracic hemivertebra. Among the 120 neurologically unaffected dogs, 411 thoracic malformations were identified, with a median of three affected vertebrae per dog. Ventral and median hypoplasia was the most frequent subtype, followed by ventral and median aplasia and symmetrical hypoplasia [55]. Ventral aplasia, ventral hypoplasia, and symmetrical hypoplasia were associated with Pugs, whereas all lateral aplasia defects in the examined population occurred in French Bulldogs [55]. These breed–subtype associations are specific to the populations examined and do not establish universal breed-specific patterns.
Brown et al. [56] similarly demonstrated breed-associated morphological differences in an Australian cohort of French Bulldogs and Pugs. Butterfly morphology was associated with French Bulldogs, whereas transitional abnormalities were associated with Pugs; the authors also described a dorsal wedge-shaped subtype in 12 cases [56]. More recently, Moses et al. [57] reported that ventral hypoplasia was the most frequent abnormality in French and British Bulldogs, whereas symmetrical hypoplasia predominated in Pugs. These studies used related but nonidentical classifications and differed in study population, imaging modality, inclusion criteria, and classification method, limiting direct comparison of subtype frequencies.
Thoracic vertebral body formation defects are frequently present without corresponding neurological dysfunction. In Ryan et al. [10], most neurologically normal French and English Bulldogs had one or more affected thoracic vertebrae. Likewise, among the neurologically unaffected dogs examined by De Decker et al. [55], multiple abnormalities were common. Neither the presence of a malformed vertebra nor a greater number of affected vertebrae therefore establishes clinical relevance by itself [10,55,56].
Certain configurations and secondary structural changes are nevertheless associated with greater pathological significance. In De Decker et al. [55], ventral aplasia was associated with the greatest kyphotic angulation and the smallest remaining vertebral canal area among the evaluated subtypes. In the multivariable model, Pug breed, greater kyphotic angulation, fewer rather than more hemivertebrae, and ventrolateral hypoplasia were independently associated with neurological signs [55]. Structural severity of an individual morphological subtype and its independent statistical association with clinical status represent distinct findings.
In a small case series, Moissonnier et al. [58] compared neurologically normal French Bulldogs with four dogs affected by compressive spinal cord disease associated with thoracic hemivertebrae. The clinically affected dogs showed greater kyphotic angulation and vertebral displacement [58]. In the prospective study by Lackmann et al. [15], neurological deficits were associated with ventrolateral wedge-shaped and dorsolateral hemivertebral morphology, a kyphotic Cobb angle greater than 30°, and a vertebral step of at least 1.75 mm [15]. These cohort-specific measurements indicate that asymmetric vertebral body deficiency, focal angulation, displacement, and vertebral canal compromise may be more informative for assessing pathological significance than vertebral shape alone.
Published feline data on thoracic vertebral body formation defects are limited. The frameshift deletion in DVL2 identified in Bulldogs, French Bulldogs, and Boston Terriers showed a strong relationship with the broader screw-tail phenotype, but thoracic vertebral abnormalities demonstrated variable expression among breeds [16,17]. In the imaging component of Niskanen et al. [17], homozygous American Staffordshire Terriers showed a clear association with caudal vertebral malformations, whereas thoracic or lumbar vertebral malformations were not identified in the examined dogs. The available evidence therefore supports DVL2 as a contributor to a broader breed-associated axial phenotype but does not establish it as the direct cause of the number, distribution, or morphological diversity of thoracic vertebral body formation defects [16,17].
Thoracic vertebral body formation defects appear to be less frequently documented in cats within the literature reviewed. In the retrospective radiographic study of 200 cats by Newitt et al. [54], no hemivertebrae were identified, although transitional and block vertebrae were recorded. Tremolada et al. [59] examined six cats with persistent right aortic arch, four of which had at least one associated axial skeletal malformation. Two thoracic butterfly vertebrae, located at T8 and T12, were identified in one cat [59]. Because this was a very small, clinically selected series containing multiple concurrent abnormalities, it provides evidence that thoracic vertebral body formation defects can occur in cats but does not establish their prevalence in the wider feline population or a causal relationship with the vascular anomaly.
Thoracic vertebral body formation defects can be characterized according to the deficient portion of the vertebral body, the distinction between aplasia and hypoplasia, the affected vertebral level, and whether the abnormality is isolated or distributed across several segments. Anatomical assessment also incorporates spinal curvature, intervertebral alignment, vertebral canal dimensions, and the relationship of the malformed segment to adjacent ribs and vertebrae [9,10,15,55,56,57,58]. This component-based approach separates the primary formation defect from associated kyphosis, scoliosis, subluxation, instability, or spinal cord compromise without assigning a specific genetic or developmental mechanism in the absence of direct evidence.
5.3.3. Thoracic Block Vertebrae
Thoracic block vertebrae are congenital abnormalities characterized by partial or complete fusion of two or more adjacent vertebral segments, with corresponding partial or complete loss of the normal intervertebral separation and disc space [3,9,10,60]. Fusion may involve two adjacent vertebrae or extend across several consecutive segments [3,9,60]. In complex malformations, non-segmentation of the vertebral bodies may coexist with separately formed vertebral arches [61] or with additional vertebral body formation defects [9,61]. Fusion confined to the dorsal spinous processes represents a distinct morphological category from block vertebrae and was recorded separately by Ryan et al. [10].
In veterinary morphological classifications, block vertebrae are categorized as segmentation defects [9,10]. Diagnostic imaging defines the vertebral components involved and can demonstrate whether fusion occurs alone or together with vertebral body formation abnormalities, as documented in complex malformations combining segmentation and formation defects [9,61].
Clinical and structural expression varies among reported cases. Newitt et al. [54] identified block vertebrae in cats without associated clinical signs despite marked scoliosis, whereas Crowe et al. [60] described multiple thoracic block vertebrae with lordosis and adjacent intervertebral disc disease in a neurologically affected cat, and Couto et al. [61] documented combined segmentation–formation defects associated with marked angular deformation, vertebral canal stenosis, and spinal cord compression.
Ryan et al. [10] documented thoracic block vertebrae in neurologically normal brachycephalic dogs examined by computed tomography. Four of 62 French Bulldogs (6.5%) had block vertebrae, with six affected vertebral pairs comprising four occurrences at T11–T12 and two at T12–T13. Four of 41 English Bulldogs (9.8%) were also affected, with three block vertebrae at T11–T12 and one at T12–T13. No block vertebrae were identified in the 68 Pugs examined [10]. Although the affected French and English Bulldogs showed a predominantly caudal thoracic distribution, breed did not have a statistically significant influence on the prevalence of block vertebrae in this cohort (p = 0.086) [10].
The block vertebrae identified in the neurologically normal population of Ryan et al. [10] were not associated with neurological abnormalities referable to the vertebral column. In the separate group of ten dogs in which a thoracic vertebral malformation was considered responsible for neurological dysfunction, the abnormalities implicated were vertebral body formation defects rather than block vertebrae [10]. In this study, block vertebrae occurred in the neurologically normal cohort, whereas the thoracic vertebral malformations considered responsible for neurological dysfunction in the affected cohort were vertebral body formation defects [10].
Feline data are more limited. In the retrospective radiographic study of 200 cats by Newitt et al. [54], block vertebrae were identified in three animals. Despite marked associated scoliosis, the three affected cats had no clinical signs or palpable deformities attributable to the vertebral abnormalities [54].
A clinically significant combination of multiple thoracic block vertebrae and adjacent spinal pathology was described by Crowe et al. [60] in a 6-month-old Domestic Shorthair cat. The cat had 12 thoracic vertebrae, fusion of the T1–T3 vertebral bodies, and additional partial fusion at T4–T5 and T10–T11, together with focal cranial thoracic lordosis. Magnetic resonance imaging demonstrated T3–T4 intervertebral disc protrusion with severe spinal cord compression and generalized cervical and thoracic intervertebral disc degeneration [60]. The authors considered angular deformation (lordosis), abnormal loading of adjacent vertebrae, and adjacent-segment disease as probable contributors to the clinically significant intervertebral disc degeneration and protrusion [60].
Clinically important combined segmentation and formation defects have also been documented in dogs outside the brachycephalic screw-tailed breeds. Couto et al. [61] described three adult large-breed dogs with progressive thoracolumbar myelopathy associated with congenital vertebral malformations combining failures of vertebral body segmentation and formation. The abnormalities involved T13–L1, T8–T9, and T10–T11 and included marked kyphosis or kyphoscoliosis, vertebral canal narrowing, and spinal cord compression [61].
Thoracic block vertebrae can be characterized by the exact vertebral levels involved, the number of fused segments, the completeness and symmetry of fusion, the presence or absence of a residual intervertebral boundary, and the vertebral components involved. Associated vertebral body formation defects, spinal curvature, vertebral canal narrowing, and abnormalities of adjacent intervertebral discs provide additional anatomical context [10,54,60,61]. These features distinguish vertebral-body segmentation abnormalities from isolated fusion of dorsal spinous processes and from complex malformations combining segmentation and formation defects.
5.3.4. Thoracic Dorsal Arch Defects and Spinal Dysraphism
Thoracic dorsal arch abnormalities include clefts or bifid morphology involving the dorsal arch or spinous process of an individual vertebra and fusion between the dorsal spinous processes of adjacent vertebrae [10,30]. Ryan et al. [10] recorded spina bifida and fused spinous processes as separate morphological categories, whereas Brocal et al. [30] separately recorded bifid spinous processes in Pugs. A bifid spinous process describes a divided spinous-process morphology within an individual vertebra, whereas fused spinous processes involve osseous continuity between the dorsal processes of adjacent vertebrae; neither term is equivalent to vertebral-body block formation [10,30].
Spina bifida is characterized anatomically by incomplete closure of one or more vertebral arches over the spinal canal [3,10,46]. The osseous defect may be skin-covered in closed forms or may occur together with abnormalities of the meninges, spinal cord, or other midline structures [46,62]. In open forms, meningeal or neural tissue may protrude through the vertebral arch defect [46]. Spinal dysraphism is a broader term for malformations involving structures related to the spinal midline and may occur with or without spina bifida [46,62,63].
Ryan et al. [10] documented marked breed-associated differences in thoracic dorsal arch morphology among neurologically normal brachycephalic dogs examined by computed tomography. Twenty-six of 68 Pugs (38.2%) had an abnormality classified in that study as spina bifida, exclusively at T1. One of 41 English Bulldogs (2.4%) had spina bifida at T10. Among 62 French Bulldogs, no animal had isolated spina bifida, although one vertebra showed spina bifida in combination with a vertebral body formation defect [10]. Pugs were significantly more frequently affected than the other breeds (p < 0.0001) [10]. In that study, spina bifida was defined radiographically as incomplete closure of the vertebral arches producing a cleft through the dorsal spinous process [10].
Brocal et al. [30] subsequently described bifid spinous processes as a separate morphological category in Pugs. Forty-nine bifid spinous processes were identified in 47 of 130 Pugs (36%), with T1 representing the predominant location; one Pug had bifid spinous processes at C5 and C6, and another had a bifid spinous process at T5 [30]. No myelomeningocele accompanied these findings, and bifid spinous processes were not associated with cervical ribs [30]. Ryan et al. [10] used the term spina bifida for incomplete closure of the vertebral arches with a cleft through the dorsal spinous process, whereas Brocal et al. [30] recorded bifid spinous process as a separate morphological variable. Both datasets show a predominance of dorsal midline abnormalities at T1 in Pugs, but the reported prevalence values are not directly interchangeable because the classification terms differ.
Fusion of adjacent dorsal spinous processes showed a different breed distribution in Ryan et al. [10]. This configuration was recorded in 14 of 62 French Bulldogs (22.6%) and eight of 41 English Bulldogs (19.5%), but in none of the 68 Pugs [10]. In Ryan et al. [10], fused spinous processes were recorded separately from block vertebrae, representing a distinct radiographic category rather than evidence of vertebral-body fusion.
In the populations examined by Ryan et al. [10], the frequent T1 dorsal arch defects observed in Pugs were not identified as the cause of neurological dysfunction. Three of the Pugs in the clinically affected group also had T1 spina bifida, but these findings were considered incidental; vertebral body formation defects were identified as the cause of spinal dysfunction in all ten clinically affected dogs [10]. Thus, within this cohort, the presence of a limited T1 dorsal arch cleft was insufficient to establish clinically significant spinal disease.
More extensive vertebral arch defects may coexist with abnormalities of the spinal cord and other midline structures. Wilson et al. [62] described four English Bulldogs and one Collie with spina bifida, in all of which clinical signs and morphological spinal cord abnormalities also fulfilled the authors’ criteria for spinal dysraphism. Urinary and fecal incontinence was the most common reason for presentation [62]. In this series, spina bifida described the vertebral arch defect, whereas spinal dysraphism represented an additional diagnosis based on the clinical signs and morphological spinal cord abnormalities [62]. The phenotype reported by Wilson et al. [62] was anatomically and clinically more extensive than the limited T1 dorsal arch defects reported in Pugs by Ryan et al. [10].
A breed-associated molecular finding has been reported for spinal dysraphism in Weimaraners. Safra et al. [63] performed genome-wide association mapping using four affected and 96 unaffected Weimaraners and identified an approximately 1.5-Mb associated region on canine chromosome 8 containing NKX2-8. An NKX2-8 A150fs frameshift variant segregated with the mapped phenotype in the investigated family material. The affected Weimaraners displayed the characteristic neurological phenotype of spinal dysraphism, and spina bifida was not observed in the Weimaraner cases [63]. One additional Weimaraner with ataxia and paraparesis did not carry the NKX2-8 A150fs variant; in the absence of diagnostic imaging or histopathological confirmation, Safra et al. [63] considered the diagnosis of spinal dysraphism in this animal suggestive rather than definitive [63].
Published feline evidence for thoracic dorsal arch defects is limited. No spina bifida was identified in the retrospective radiographic series of 200 cats reported by Newitt et al. [54]. Tamura et al. [64] described two young cats with tethered cord syndrome secondary to spina bifida aperta. In case 1, the fistula was connected to the dural sac at the conus medullaris with caudal tethering, and histopathological examination confirmed a meningomyelocele; in case 2, a tubular structure was connected to the dural sac at the thoracic spinal cord with dorsal tethering, and histopathological examination confirmed a meningocele [64]. This two-case report documents two anatomically distinct forms of feline spina bifida aperta with tethered cord syndrome but does not provide prevalence data.
Thoracic dorsal arch abnormalities can be characterized by the affected vertebral level, the width and completeness of the osseous defect, the morphology of the laminae and spinous process, and the presence of fusion with adjacent dorsal processes. Associated abnormalities may involve the skin, subcutaneous tissues, meninges, spinal cord, or other midline structures [10,30,46,62,63,64]. These anatomical features distinguish isolated osseous abnormalities, including bifid spinous processes, from dysraphic malformations with meningeal or neural involvement.
5.3.5. Rib Abnormalities Associated with Thoracic Vertebral Malformations
The ribs are integral components of thoracic regional morphology because they articulate with the thoracic vertebrae and contribute to the structural organization of the thoracic cage [1,2,32,33]. At axial boundaries, atypical costal morphology may be compatible with altered regional identity [7,8,27,28,29]. Costal abnormalities associated with vertebral malformations may include variation in rib number, morphology, attachment, or orientation [1,2,11,59]. At the cervicothoracic and thoracolumbar boundaries, atypical costal morphology may form part of a transitional vertebral configuration rather than an isolated rib abnormality.
Boundary-associated costal abnormalities include cervical ribs arising from C7 and unilateral or bilateral ribs or rib-like structures associated with L1 at the thoracolumbar transition. In these configurations, costal morphology contributes to regional characterization of the corresponding vertebra together with transverse-process morphology, the configuration of the adjacent vertebral regions, and whole-column vertebral enumeration [10,30,45,54].
Thoracolumbar costal variation has been documented in cats. Newitt et al. [54] identified thoracization of L1 in 18 of 200 cats examined radiographically. The additional ribs arising from L1 varied in morphology and were frequently small or fragmented [54]. Their size and irregular appearance could lead to confusion with acquired rib fractures and could also affect vertebral enumeration and anatomical localization [54]. Pollard et al. [45] similarly documented a rib arising from L1 in one of 17 kink-tailed cats in which the complete vertebral column was examined radiographically. In both studies, the rib arising from L1 was described as part of thoracolumbar transitional morphology [45,54].
A less common configuration was reported by Tremolada et al. [59] in a small series of six cats with persistent right aortic arch. Four of the six cats had at least one concurrent axial skeletal malformation. In one animal, 15 ribs were present on the left side of the thorax, with two ribs articulating with the same vertebra [59]. Other cats in the series exhibited altered thoracic or lumbar vertebral number, thoracic vertebral body malformations, caudal vertebral abnormalities, or a supernumerary sternebra [59].
The principal imaging studies of thoracic vertebral malformations in brachycephalic dogs were designed primarily to classify vertebral body formation defects, block vertebrae, transitional vertebrae, and dorsal arch abnormalities [9,10]. Rib abnormalities were not analyzed as an independent systematic outcome in these studies [9,10]; consequently, they do not provide prevalence estimates specifically for congenital rib abnormalities in French Bulldogs, English Bulldogs, or Pugs. The presence of a thoracic vertebral malformation alone does not establish the presence of an associated rib abnormality.
Vertebral angulation or rotation may also alter the spatial orientation of ribs articulating with the affected thoracic segments [1,2,11]. This configuration is morphologically distinct from abnormalities involving rib number, size, continuity, or vertebral attachment. Describing these features separately avoids assigning a developmental origin solely from postnatal imaging. Anatomical characterization can include the number of ribs on each side, their vertebral levels of origin, bilateral symmetry, length, continuity, orientation, and vertebral articulation. The first and last rib-bearing segments are particularly relevant because transitional morphology may alter regional identification [10,30,45,54]. Small or fragmented rib-like structures may also mimic acquired rib injury, as specifically reported for thoracicization of L1 in cats [54].
Congenital costal abnormalities can be described according to rib number, morphology, symmetry, vertebral level of origin, and articulation. At axial boundaries, these features may occur as components of transitional morphology compatible with altered regional identity [7,8,27,28,29,30,45,54]. Current canine and feline evidence provides limited information on the independent clinical significance and genetic determinants of congenital rib abnormalities.
5.3.6. Thoracic Caudal Articular Process Dysplasia and Its Relationship to Pug-Associated Thoracolumbar Myelopathy
In the studies considered here, caudal articular process dysplasia was characterized as hypoplasia or aplasia of one or more caudal vertebral articular processes [11,65]. The abnormality may be unilateral or bilateral and may affect an isolated vertebra or multiple thoracic vertebrae [65]. Because each caudal articular process normally articulates with the cranial articular process of the immediately caudal vertebra, hypoplasia or aplasia results in incomplete or absent formation of the corresponding zygapophyseal articulation [1,2,11,65]. Computed tomography permits morphological characterization of caudal articular process hypoplasia or aplasia and assessment of its anatomical distribution [11,65].
Thoracic caudal articular process dysplasia is common in neurologically normal brachycephalic dogs. In the retrospective computed tomographic study by Bertram et al. [65], the abnormality was identified in 76 of 108 French Bulldogs (70.4%), 53 of 63 English Bulldogs (84.1%), and 97 of 100 Pugs (97.0%). Compared with the two Bulldog populations, Pugs had a higher frequency of complete aplasia, a greater number of affected vertebrae per dog, and more frequent bilateral and generalized involvement [65]. The anatomical distribution also differed among breeds, with Pugs showing a marked concentration of caudal articular process aplasia between T10 and T13, a region that was largely spared in the French and English Bulldogs examined [65].
The occurrence of caudal articular process dysplasia in 97.0% of neurologically normal Pugs demonstrates that this osseous phenotype can be present without clinically evident thoracolumbar spinal cord disease [65]. Chronic low-grade vertebral instability associated with caudal articular process dysplasia has been proposed as a potential mechanism contributing to thoracolumbar spinal disease in Pugs [66,67,68]. However, the cited studies did not directly demonstrate abnormal vertebral motion, and both Driver et al. [67] and Nishida et al. [68] emphasized that a causal relationship between caudal articular process dysplasia and the associated spinal disorders had not been established.
Fisher et al. [66] retrospectively described 11 Pugs with neurological dysfunction associated with hypoplastic or aplastic thoracolumbar caudal articular processes and constrictive fibrous tissue surrounding the spinal cord, together with five Pugs that had comparable articular process abnormalities without neurological dysfunction. The authors proposed that chronic abnormal segmental motion associated with the articular process malformations contributed to the development of constrictive fibrosis [66]. The proposed instability–fibrosis relationship remained speculative in this retrospective series, particularly because comparable caudal articular process abnormalities were also identified in five Pugs without neurological dysfunction [66].
Driver et al. [67] subsequently evaluated 18 Pugs with chronic progressive thoracolumbar myelopathy and computed tomographic confirmation of caudal articular process dysplasia. At the intervertebral level corresponding to the principal spinal cord lesion, 17 dogs had bilateral caudal articular process aplasia and one had unilateral aplasia with severe contralateral hypoplasia [67]. Spinal cord compression was identified in 17 dogs and was associated with intervertebral disc protrusion in ten, a suspected spinal arachnoid diverticulum in four, and suspected pia-arachnoid fibrosis in three [67]. In 16 of 18 dogs (89%), caudal articular process dysplasia was also present at one or more additional vertebral levels without corresponding magnetic resonance imaging (MRI) abnormalities [67]. Although bilateral caudal articular process dysplasia was present at the level of the principal MRI abnormality in all 18 dogs, Driver et al. [67] concluded that a causal relationship between caudal articular process dysplasia and the causes of thoracolumbar myelopathy was not confirmed by their study.
The relationship with intervertebral disc herniation was investigated by Nishida et al. [68] in 57 Pugs. Caudal articular process hypoplasia or aplasia was identified in 52 dogs (91.2%), with the abnormalities concentrated predominantly between T10 and T13. Colocalization with thoracolumbar intervertebral disc herniation occurred in 11 dogs (19.3%). At the intervertebral-space level, disc herniation was identified at 12.3% of spaces associated with abnormal caudal articular processes compared with 2.4% of spaces associated with normal processes [68]. These findings demonstrate a statistical association within the examined cohort but do not establish that caudal articular process dysplasia causes disc degeneration or herniation; the authors themselves emphasized that a larger cohort would be required to test causality.
The pathological heterogeneity of Pug-associated thoracolumbar myelopathy was demonstrated prospectively by Wachowiak et al. [69]. Thirty-two Pugs with chronic progressive T3–L3 myelopathy underwent computed tomography and magnetic resonance imaging, and postmortem examination was available in a subset [69]. All 32 dogs had caudal articular process dysplasia at more than one vertebral level within the T3–L3 region [69]. MRI identified constrictive myelopathy alone in three dogs, constrictive myelopathy together with at least one additional myelopathy in 17, non-constrictive myelopathies without constrictive myelopathy in 11, and no detectable spinal cord lesion in one [69]. Nineteen of the 32 dogs had more than one type of myelopathy. No apparent relationship was identified between the anatomical distribution of caudal articular process dysplasia and either the location of the most severe myelopathy or the type of spinal cord disease [69].
Collectively, these studies document a heterogeneous spectrum of thoracolumbar spinal disease in Pugs with caudal articular process dysplasia. Reported abnormalities include constrictive myelopathy with meningeal fibrosis, intervertebral disc protrusion or herniation, spinal arachnoid diverticula, and focal or multifocal spinal cord compression, occurring alone or in combination [66,67,68,69]. Caudal articular process dysplasia was colocalized with spinal cord lesions in some affected cohorts but was also present at additional vertebral levels without corresponding lesions and in neurologically normal Pugs [65,67,69]. Its specific contribution to individual thoracolumbar myelopathies remains unresolved.
A genetic contribution to the broader Pug thoracolumbar myelopathy phenotype was investigated by Brander et al. [70] in a cohort comprising 51 affected and 38 control Pugs. Using a Bayesian complex-trait mapping approach, the authors identified 19 associated loci containing 67 genes, including 34 potential candidate genes, while an independent selection-signature analysis identified three candidate regions under selection [70]. Candidate genes within these regions were associated with biological functions relevant to bone homeostasis, cartilage biology, fibrosis, and inflammatory responses [70]. These findings support a complex genetic contribution to Pug-associated thoracolumbar myelopathy and are consistent with the multifactorial nature of the phenotype investigated. The number of retained loci depended on the effect-size threshold applied: 19 loci were identified from the 50 variants with the largest estimated effects, whereas restriction to the ten largest-effect variants would have retained seven loci [70]. The study identified associated loci and candidate genes for the broader clinical Pug thoracolumbar myelopathy phenotype rather than causal variants for a specific anatomical lesion [70]. The results therefore provide evidence of complex genetic susceptibility to Pug-associated thoracolumbar myelopathy but do not establish whether caudal articular process dysplasia, meningeal fibrosis, and other constituent abnormalities share the same genetic determinants.
Thoracic caudal articular process dysplasia can be characterized by the affected vertebral levels, laterality, distinction between hypoplasia and aplasia, number of involved segments, and morphology of the corresponding facet articulations. In neurologically affected dogs, associated intervertebral disc, meningeal, vertebral canal, and spinal cord abnormalities provide separate components of the anatomical phenotype [65,66,67,68,69]. This distinction separates a common congenital osseous abnormality from the heterogeneous spinal cord disorders reported in Pugs with chronic thoracolumbar myelopathy. No analogous feline breed-associated syndrome was identified in the literature reviewed.
5.4. Lumbar and Lumbosacral Vertebral Anomalies
The lumbar region normally comprises seven vertebrae in dogs and cats and forms the mobile presacral portion of the vertebral column between the rib-bearing thoracic region and the sacrum [1,2,32,33]. Congenital abnormalities affecting this region include variation in lumbar vertebral number, transitional morphology at the lumbosacral boundary, vertebral body formation defects, congenital vertebral fusion, and dorsal arch or process abnormalities [3,54]. Accurate regional classification depends on the complete presacral vertebral formula because an apparently atypical terminal lumbar vertebra may represent numerical variation, transitional morphology at the lumbosacral boundary, or part of a broader axial pattern involving another vertebral region [36,37,54].
The lumbosacral junction has a distinctive structural role because it connects the mobile lumbar column with the sacrum and pelvis and contributes to transmission of forces between the vertebral column and pelvic limbs [1,2,35,36,37]. Morphological asymmetry at this boundary may be associated with altered relationships among the terminal presacral vertebra, sacral wings, ilium, and sacroiliac articulations [35,36,37]. Nevertheless, congenital morphology does not by itself establish pathological significance. Associated pathological findings may include intervertebral disc degeneration, spondylosis, vertebral canal or foraminal stenosis, and compression of the cauda equina, and can be described separately from the congenital vertebral configuration [36,37,71].
5.4.1. Lumbosacral Transitional Vertebrae
A lumbosacral transitional vertebra (LTV) is a congenital vertebral segment situated at the boundary between the last morphologically typical lumbar vertebra and the sacrum and exhibiting a combination of lumbar and sacral characteristics [36,37,71]. The abnormality may be symmetrical or asymmetrical and may involve the transverse processes or sacral wings, spinous processes, sacroiliac attachment, and fusion between sacral components [36,37,72]. The terms sacralization of the terminal lumbar vertebra and lumbarization of the first sacral segment are frequently used descriptively.
Definitions and imaging criteria for lumbosacral transitional vertebrae vary among studies. Damur-Djuric et al. [36] classified LTV primarily according to the morphology and symmetry of the transverse processes and their relationship with the ilium, whereas the expanded classification used by Lappalainen et al. [72] additionally included separation of the S1 spinous process from the median sacral crest and a short, caudally positioned eighth lumbar vertebra within the LTV complex. Reported frequencies consequently depend on the classification system, imaging projections, anatomical structures evaluated, and study population.
Damur-Djuric et al. [36] classified the transverse processes of canine lumbosacral transitional vertebrae as lumbar, intermediate, or sacral type. The lumbar type retains predominantly lumbar transverse-process morphology, the intermediate type shows characteristics between those of a lumbar transverse process and a sacral wing, and the sacral type resembles a sacral wing and is closely related to the ilium. A transitional vertebra is classified as symmetrical when both transverse processes have the same morphology and as asymmetrical when the right and left processes belong to different categories [36]. Highly asymmetrical transitional vertebrae may also be angulated relative to the adjacent vertebral segments [36].
Radiographic projection and superimposition of the iliac wings may affect the apparent morphology and visibility of the transverse processes. Classification based exclusively on a ventrodorsal pelvic radiograph may therefore incompletely represent three-dimensional osseous anatomy [72]. In the computed tomographic subset examined by Lappalainen et al. [72], radiographic classification would have changed in two dogs, while a small unilateral transverse process not visible radiographically was identified in another. These observations demonstrate the additional anatomical information provided by multiplanar imaging when radiographic superimposition limits characterization of the lumbosacral junction [72].
In a retrospective evaluation of pelvic radiographs from 4000 medium- and large-breed dogs representing 144 breeds and submitted for canine hip-dysplasia screening, Damur-Djuric et al. [36] identified lumbosacral transitional vertebrae in 138 dogs (3.5%). Symmetrical and asymmetrical forms occurred with similar frequency, and no sex predisposition was detected. German Shepherd Dogs and Greater Swiss Mountain Dogs were more frequently affected than the remaining breed population [36]. The overall 3.5% frequency therefore describes this population of medium- and large-breed dogs submitted for hip-dysplasia screening rather than an unselected canine population.
The developmental interpretation of lumbosacral transitional morphology remains incompletely resolved. Damur-Djuric et al. [36] proposed that an LTV may represent an autonomous intermediate vertebral type rather than a simple transformation of an otherwise typical lumbar vertebra into a sacral vertebra, or vice versa. They further hypothesized that variation in the position at which the developing pelvis contacts the vertebral column could influence the morphology of the developing vertebral segment [36]. This interpretation provides a plausible developmental framework for LTV morphology but remains hypothetical, as it was inferred from postnatal radiographic findings rather than demonstrated through embryological or molecular evidence.
Variation in lumbar vertebral number may form part of the lumbosacral transitional phenotype depending on the classification system used. Lappalainen et al. [72] evaluated ventrodorsal pelvic and laterolateral lumbar radiographs from 228 German Shepherd Dogs and classified 92 dogs (40.4%) as having a lumbosacral transitional abnormality under their expanded classification. Ten dogs had eight lumbar vertebrae. In six of these dogs, a short and caudally positioned L8 was the only abnormal radiographic finding, whereas four also had incomplete fusion between S2 and S3 [72]. One additional dog had six lumbar vertebrae. The authors considered a short and caudally positioned L8 to be part of the lumbosacral transitional complex rather than an isolated numerical variant.
The comparatively high frequency reported by Lappalainen et al. [72] was strongly influenced by the phenotype definition and imaging protocol. Separation of the S1 spinous process from the median sacral crest was included as a transitional abnormality and accounted for 62 of the 92 affected dogs. All dogs with eight lumbar vertebrae were identified only on the laterolateral projection, and combining laterolateral with ventrodorsal radiography significantly improved diagnostic sensitivity compared with the ventrodorsal projection alone [72]. These findings demonstrate that frequencies reported for lumbosacral transitional vertebrae cannot be compared directly without considering classification criteria and imaging methodology.
A lumbosacral transitional vertebra does not inevitably result in clinically significant lumbosacral disease. Nevertheless, Flückiger et al. [71] demonstrated an epidemiological association with cauda equina syndrome. Among 4000 control dogs without signs of cauda equina syndrome, 138 (3.5%) had an LTV, compared with 15 of 92 dogs (16.3%) affected by the syndrome. Dogs with an LTV were reported to be approximately eight times more likely to have cauda equina syndrome than dogs without an LTV, and in affected dogs carrying an LTV the lesion responsible for the syndrome was located between the last morphologically typical lumbar vertebra and the transitional segment [71]. Dogs with an LTV also developed the syndrome approximately one to two years earlier than affected dogs without an LTV.
These findings support a predisposing association rather than deterministic causation. Altered biomechanics at the functional lumbosacral junction have been proposed as a possible explanation for this association [71,72], although these studies did not directly quantify abnormal segmental motion or load transmission. In clinically affected animals, LTV may coexist with intervertebral disc degeneration, vertebral canal or foraminal abnormalities, and neural compression; these associated pathological findings can be characterized separately from the congenital transitional morphology [71,72].
Lumbosacral transitional vertebrae have also been documented in cats. Newitt et al. [37] retrospectively identified 14 cats with transitional vertebrae and compared them with 100 cats without this abnormality. Six of the 14 affected cats showed asymmetry or rotation of the sacroiliac attachment in the dorsal plane; four of these six had lumbosacral spondylosis and two also had hip dysplasia [37]. No additional degenerative abnormalities were identified in the remaining eight cats with transitional vertebrae. Lumbosacral spondylosis was more frequent among cats with transitional morphology, particularly those with pelvic asymmetry or rotation, but this difference was not statistically significant. Hip dysplasia occurred with a similar frequency in cats with and without transitional vertebrae [37].
Harris et al. [73] subsequently compared 13 cats with lumbosacral vertebral canal stenosis with 405 cats undergoing computed tomography for reasons unrelated to spinal disease. Lumbosacral transitional vertebrae were present in seven of the 13 cats with stenosis (53.8%) and in 24 of the 405 controls (5.9%). Transitional morphology was significantly associated with lumbosacral stenosis (p < 0.0001; odds ratio 18.52; 95% confidence interval 6.1–62.1) [73]. No significant influence of breed or sex was identified, and the difference in age at diagnosis between affected cats with and without an LTV was not statistically significant [73]. Harris et al. [73] concluded that LTV could be considered a risk factor for the development of lumbosacral vertebral canal stenosis in cats.
Genetic studies support an inherited contribution to canine lumbosacral transitional morphology, although heritability estimates vary among populations and analytical approaches. Gluding et al. [74] analyzed radiographic screening data from 27,579 German Shepherd Dogs and estimated a moderate heritability of h2 = 0.27 for the comprehensive LTV phenotype. Estimates for individual morphological categories were lower, while positive additive genetic correlations were identified among several LTV categories [74]. These findings support inherited susceptibility within the investigated German Shepherd Dog population but do not identify a specific causal gene.
More recently, Berg et al. [75] estimated pedigree-based heritability for LTV in nine dog breeds and obtained breed-specific values ranging from 0.056 to 0.314. The lowest estimate occurred in Norwegian German Shepherd Dogs and the highest in Brittany dogs, while genetic correlations between LTV and canine hip dysplasia varied among breeds and were predominantly non-significant [75]. The German Shepherd Dog estimates differed markedly between Gluding et al. [74] and Berg et al. [75], which examined different populations and used different datasets and analytical frameworks.
Lumbosacral transitional vertebrae can be characterized by total lumbar vertebral count, morphology of the terminal presacral vertebra, symmetry and configuration of the transverse processes or sacral wings, relationship with the ilium, fusion of sacral components, and alignment of the sacroiliac articulations [36,37,71,72]. The imaging projections and classification criteria used are relevant because diagnostic sensitivity and morphological categorization vary with the imaging protocol [72]. Computed tomography can provide additional characterization of osseous morphology when radiographic superimposition limits assessment [72]. In clinically affected animals, the functional lumbosacral intervertebral space and associated disc degeneration, spondylosis, vertebral canal or foraminal stenosis, and cauda equina compression represent separate pathological findings [36,37,71,73]. This component-based description separates congenital transitional morphology from associated degenerative or compressive abnormalities.
5.4.2. Lumbar Vertebral Number and Vertebral Body Formation Defects
Variation in lumbar vertebral number and abnormalities of vertebral body formation represent anatomically distinct congenital configurations. Numerical variation changes the number of vertebrae assigned morphologically to the lumbar region, whereas a formation defect alters the morphology of an individual vertebral body. The two configurations may coexist, and an atypical terminal presacral segment alone does not establish either numerical variation or an intrinsic vertebral body formation defect. Regional classification depends on enumeration of the presacral vertebral column and assessment of both the thoracolumbar and lumbosacral boundaries because a count of six or eight morphologically lumbar vertebrae may occur together with transitional morphology at an adjacent axial boundary [1,2,32,33,50,72,76].
Lumbar numerical variation has been documented in dogs. In the radiographic study of 73 French Bulldogs by Kuricová et al. [50], five dogs had eight vertebrae classified as lumbar and two had six. Numerical variation was also identified in the thoracic region of the same population, reinforcing the need to interpret an atypical lumbar count within the complete presacral vertebral formula rather than as an isolated regional observation. In German Shepherd Dogs, Lappalainen et al. [72] identified eight lumbar vertebrae in ten of 228 dogs and six lumbar vertebrae in one. However, the authors included a short and caudally positioned L8 within an expanded classification of lumbosacral transitional abnormalities. These findings illustrate that an identical regional count may be classified differently depending on the morphology of the terminal vertebra, the phenotype definition, and the imaging projections used.
Feline lumbar numerical variation was evaluated by Thanaboonnipat et al. [76] in a retrospective review of abdominal radiographs from 1365 cats. Congenital lumbosacral abnormalities were identified in 226 cats; 207 had a single recorded congenital abnormality and 19 had multiple abnormalities. Among cats with a single congenital abnormality, six lumbar vertebrae were recorded in 141 animals and five lumbar vertebrae in one. Other configurations included sacralization in 48 cats, lumbarization in 16, and a hemivertebra in one [76]. Because the study was based on abdominal radiographs rather than systematic whole-column imaging, the reported categories primarily describe regional radiographic configurations [76]. In this context, an altered lumbar count can be interpreted only in relation to the morphology of the thoracolumbar and lumbosacral boundaries.
Thanaboonnipat et al. [76] also reported a statistical association between congenital lumbosacral abnormalities, considered collectively, and radiographic large-bowel abnormalities (p = 0.0069; odds ratio = 1.920). The congenital category included numerical variation, sacralization, lumbarization, multiple concurrent abnormalities, and the single hemivertebral case. The reported association therefore applies to this composite category rather than to a specific morphological subtype. In particular, the contribution of six lumbar vertebrae or any other individual configuration to the gastrointestinal finding cannot be evaluated independently from these data. The retrospective association reported in this study does not establish a direct causal relationship between congenital lumbosacral morphology and constipation or megacolon [76].
Lumbar vertebral body formation defects may involve partial absence or hypoplasia of ventral, lateral, or combined regions of the vertebral body. As in the thoracic region, these abnormalities can be described according to the location, direction, and extent of deficient vertebral tissue rather than solely by the variably applied term hemivertebra [3,9,11]. Depending on the direction and severity of the defect, the affected vertebra may be wedge-shaped or asymmetrical and may be associated with focal kyphotic, lordotic, scoliotic, or combined angular deformation. Postnatal imaging can characterize the morphology and structural consequences of the defect but does not, by itself, establish the precise embryological or molecular mechanism responsible for an individual malformation.
Published canine lumbar vertebral body formation defects are represented predominantly by individual clinical reports rather than population-based studies. Musser et al. [77] described a German Shepherd Dog with two abnormalities classified by the authors as dorsal hemivertebrae, located at T10 and L3. The L3 malformation was associated with moderate focal kyphosis and scoliosis, and the vertebral canal at the adjacent L2–L3 and L3–L4 intervertebral spaces was approximately 70% of its normal diameter [77]. MRI additionally demonstrated marked dorsal subarachnoid-space dilatation at L3 and intramedullary T2-weighted hyperintensity at L1 [77]. The concurrent T10 hemivertebra was also associated with marked angular deformation and spinal cord compression [77]. This case illustrates that a pronounced lumbar vertebral body formation defect may coexist with angular deformation, reduced vertebral canal dimensions, and spinal cord abnormalities [77]. As a single clinical case involving two concurrent vertebral malformations, the report documents the structural and neurological expression of these abnormalities but provides no estimate of their population frequency [77].
Published feline evidence is even more limited. Thanaboonnipat et al. [76] recorded a single hemivertebra among the 1365 cats examined. The available report did not further characterize its vertebral level, directional subtype, relationship with spinal alignment, or associated pathological significance. This finding documents the occurrence of a vertebral body formation defect within the examined feline population, while the anatomical characteristics and frequency of specifically lumbar hemivertebral phenotypes remain insufficiently characterized.
Lumbar numerical variation can be characterized according to the presacral vertebral formula, morphology of the thoracolumbar and lumbosacral boundary segments, and method used for vertebral enumeration. Identification of both the thoracolumbar and lumbosacral boundaries provides the anatomical context required for regional vertebral enumeration, particularly when transitional morphology is present [50,72,76]. Vertebral body formation defects can be described separately according to the affected level, deficient portion of the vertebral body, distinction between aplasia and hypoplasia, symmetry, and associated spinal curvature.
Computed tomography can provide detailed characterization of osseous morphology, vertebral canal dimensions, and complex three-dimensional deformation [72,77], whereas magnetic resonance imaging can demonstrate associated spinal cord, subarachnoid, and intramedullary abnormalities [77]. This component-based approach distinguishes regional numerical variation from vertebral body formation defects and describes associated structural or neurological abnormalities separately from the congenital osseous morphology.
5.4.3. Lumbar Dorsal Arch Defects and Lumbosacral Spinal Dysraphism
Lumbar dorsal arch defects are characterized by incomplete dorsal midline formation or union of the vertebral laminae and may be expressed as a limited osseous cleft, a bifid spinous process, or a broader defect involving the dorsal boundary of the vertebral canal [3,46,62]. As in other vertebral regions, the presence of an osseous defect alone does not establish involvement of the spinal cord or meninges [46,62]. Lumbar spina bifida may occur as an isolated osseous vertebral arch abnormality or as part of a more extensive dysraphic malformation involving meningeal or neural structures [46,62].
Spinal dysraphism encompasses a broader spectrum of congenital abnormalities involving the spinal cord, meninges, vertebral arches, and associated dorsal midline tissues [46,62]. In closed forms, the dysraphic abnormality remains covered by skin, although abnormalities involving the spinal cord, meninges, tethering, or associated dorsal midline tissues may still be present [46]. Open forms involve incomplete cutaneous coverage or direct exposure of dysraphic tissues [46]. Spina bifida occulta denotes incomplete vertebral arch closure without protrusion of neural tissue, whereas closed spinal dysraphism encompasses a broader range of skin-covered abnormalities that may include neural or meningeal involvement [46]. Conversely, spina bifida aperta denotes an open defect in which meningeal or neural structures may be exposed or protrude through the osseous abnormality [46,62,78,79,80].
Protrusion of the meninges through a vertebral defect is termed a meningocele, whereas a protruding sac containing meninges together with neural tissue is described as a meningomyelocele or myelomeningocele [62,78,79,80]. Because terminology varies among publications, specification of the anatomical contents of the protruding structure provides a more precise morphological description when these have been established by imaging, surgery, or histopathological examination.
Lumbosacral meningocele and meningomyelocele have been documented in Bulldogs. Martín Muñiz et al. [78] retrospectively described six affected dogs, comprising five French Bulldogs and one English Bulldog. Magnetic resonance imaging identified a meningocele in two dogs and a meningomyelocele in four. All six dogs had a visible lumbosacral dimple and urinary and fecal incontinence, while three also had mild or moderate paraparesis [78]. This six-dog case series documents lumbosacral meningocele and meningomyelocele in French and English Bulldogs but does not provide an estimate of prevalence or breed-specific risk [78].
All six dogs underwent surgical treatment of the dysraphic defect [78]. Urinary and fecal continence improved in two dogs and remained unchanged in four, while paraparesis improved in two of the three dogs in which it had been present. These findings illustrate variable postoperative neurological outcomes in this surgically treated series. The study was a surgical case series and did not include a conservatively managed comparison group [78].
A severe open lumbar dysraphic phenotype was characterized by Chen et al. [79] in a Poodle fetus identified during a twin pregnancy. After birth, the affected puppy had paraplegia and a linear dorsal midline defect extending from L2 to L6, associated with open spina bifida and myelomeningocele [79]. Imaging and postmortem examination demonstrated additional congenital abnormalities involving the thoracic and lumbar vertebrae, sacrum, scapula, and internal organs [79]. This case illustrates the potential anatomical extent of severe open spinal dysraphism and its association with multisystem congenital abnormalities.
Lumbar spina bifida with neural involvement has also been documented in cats. Muller et al. [80] described a 2.5-year-old Domestic Shorthair cat with chronic progressive paraparesis and urinary incontinence associated with an L5 dorsal midline lesion. Magnetic resonance imaging demonstrated a tract extending from the epidermis through a split L5 spinous process to the dorsal meninges, with dorsal displacement and tethering of the spinal cord. Marked syringohydromyelia was present at L4, together with mild intramedullary contrast enhancement at L5 interpreted as consistent with myelitis [80]. The imaging findings were considered consistent with spina bifida at L5 associated with a meningomyelocele and tethered cord.
Surgical excision and decompression were performed, and histopathological examination demonstrated fibrocartilaginous connective tissue containing peripheral nerves and vascular structures, confirming the diagnosis of meningomyelocele [80]. Six months after surgery, the cat remained non-ambulatory paraparetic and urinary incontinent but showed improved comfort and mobility using the thoracic limbs. This single case documents complex neural and meningeal involvement associated with feline lumbar spina bifida, including meningomyelocele, tethered cord, and syringohydromyelia [80].
The pathological significance of a lumbar dorsal arch defect therefore depends primarily on its anatomical relationships and associated tissues rather than on the osseous cleft alone. A limited skin-covered osseous defect may occur without demonstrated neural involvement, whereas dysraphic abnormalities involving a dermal tract, meningocele, meningomyelocele, tethered spinal cord, syringohydromyelia, myelitis, or intrinsic spinal cord abnormalities may be associated with neurological dysfunction [62,78,79,80]. The external appearance or apparent osseous severity of the defect alone does not reliably define the extent of neural involvement. Radiography may demonstrate abnormalities of the vertebral arches or spinous processes, whereas magnetic resonance imaging can define involvement of the meninges and spinal cord, identify dysraphic tracts or tethering, and demonstrate associated intramedullary abnormalities [78,79,80]. Histopathological examination may provide definitive characterization of the tissues contained within a dysraphic protrusion when tissue is available.
Lumbar dorsal arch abnormalities can be characterized by the affected vertebral levels, width and completeness of the osseous defect, morphology of the laminae and spinous processes, integrity of the overlying skin and subcutaneous tissues, and the presence of a dorsal midline dimple, mass, sinus, or fistulous tract. Meningeal or neural protrusion, spinal cord tethering, and associated intramedullary abnormalities provide additional components of the dysraphic phenotype [62,78,79,80]. This component-based description distinguishes an isolated osseous dorsal arch abnormality from a broader spinal dysraphism involving meningeal or neural structures.
5.4.4. Lumbar Block Vertebrae and Congenital Segmental Fusion
Block vertebrae are congenital malformations characterized by partial or complete fusion of two or more adjacent vertebral segments [3,11,60,61]. Block formation involves loss of segmentation between adjacent vertebral segments and may affect the vertebral bodies with variable involvement of the vertebral arches and other vertebral components [3,11,61]. From a developmental perspective, this morphology is compatible with disturbed segmentation or separation of adjacent vertebral primordia. Because abnormalities of vertebral formation and segmentation may coexist, fused segments may also exhibit hypoplasia, asymmetry, or other intrinsic morphological defects [3,11,61].
Congenital block formation is morphologically distinct from acquired osseous bridging between previously separate vertebral segments [3,11]. Congenital segmentation defects show osseous continuity between adjacent vertebral components with partial or complete loss of the expected intervertebral separation, whereas acquired bridging develops between previously distinct segments in association with degenerative, inflammatory, traumatic, or postoperative changes [3,11]. Morphologically asymmetric congenital fusion may be associated with angular deformation, but postnatal imaging alone does not establish the developmental sequence by which that deformation arose.
Published lumbar-specific evidence is limited. Available canine reports include complex thoracolumbar formation–segmentation defects involving L1 and an individual case of lumbar block vertebrae [61,81], whereas the feline reports cited in this review document block vertebrae without establishing a specifically lumbar phenotype [54,60]. The available lumbar-specific evidence therefore consists predominantly of individual clinical observations or complex malformations involving the thoracolumbar boundary [61,81]. This evidence base does not permit estimation of lumbar-specific prevalence, breed distribution, or typical clinical significance.
Couto et al. [61] described a complex congenital malformation involving T13–L1 in an adult Rottweiler with progressive thoracolumbar myelopathy. The T13 and L1 vertebral bodies were abnormally formed and non-segmented, whereas the corresponding vertebral arches remained separate. The abnormality was associated with marked focal kyphosis, vertebral canal stenosis, and ventral spinal cord compression, and adjacent intervertebral disc degeneration and vertebral endplate sclerosis were also present cranial to the malformation [61]. The lesion represented a combined defect of vertebral body formation and segmentation associated with marked angular deformation, vertebral canal stenosis, and spinal cord compression [61]. This case formed part of a three-dog retrospective series selected for neurologically significant combined formation and segmentation defects [61]. The study documented adjacent intervertebral disc degeneration but did not directly test a mechanical causal relationship with the congenital malformation [61].
A specifically lumbar block-vertebra phenotype was reported by Sundaram et al. [81] in an 18-month-old female Cocker Spaniel with multiple congenital abnormalities. Contrast radiography demonstrated lumbar scoliosis attributed by the authors to block vertebrae, together with only two hypoplastic caudal vertebrae. The dog also had anury, type II atresia ani, a rectovestibular fistula, and vulvar hypoplasia, but no detectable neurological deficits [81]. The authors interpreted this constellation of abnormalities within the broader context of caudal regression syndrome. The reported phenotype combined lumbar block vertebrae and scoliosis with marked reduction of the caudal vertebral column and anorectal and urogenital abnormalities [81]. Despite these abnormalities, no neurological deficits were detected [81].
Block vertebrae have also been documented in cats. Newitt et al. [54] identified block vertebrae in three cats within a radiographic population of 200 animals, whereas Crowe et al. [60] described multiple thoracic block vertebrae in a young cat with lordosis and clinically significant T3–T4 intervertebral disc protrusion. In the latter case, the authors considered angular deformation and adjacent-segment disease likely contributors to the disc degeneration and protrusion but explicitly acknowledged the limitations of causal inference from a single animal with an unknown previous history [60]. The fused segments reported by Crowe et al. [60] were exclusively thoracic and therefore do not document a lumbar feline block-vertebra phenotype.
Clinical expression varies among the reported block-vertebra phenotypes. In the feline series cited by Crowe et al. [60], the three cats with block vertebrae reported by Newitt et al. [54] had no associated clinical signs despite marked scoliosis, and the Cocker Spaniel described by Sundaram et al. [81] had lumbar scoliosis without detectable neurological deficits. By contrast, the complex T13–L1 formation–segmentation defect reported by Couto et al. [61] was associated with severe kyphosis, vertebral canal stenosis, and spinal cord compression. Adjacent intervertebral disc degeneration was reported in the cases of Crowe et al. [60] and Couto et al. [61], but these observations do not establish a direct biomechanical causal relationship.
Anatomical characterization of lumbar block vertebrae includes the affected vertebral levels, number of fused segments, completeness and symmetry of fusion, vertebral components involved, and the presence or absence of a residual intervertebral boundary or disc space [3,11,60,61]. Additional findings may include angular deformation, vertebral canal or foraminal narrowing, adjacent intervertebral disc or endplate abnormalities, and concurrent congenital abnormalities involving the sacrum, pelvis, caudal vertebrae, spinal cord, anorectal region, or urogenital structures [60,61,81]. These features distinguish isolated congenital segmentation abnormalities from complex caudal developmental phenotypes and allow associated structural or neurological findings to be described separately from the vertebral fusion.
5.5. Sacral and Caudal Vertebral Anomalies
The sacral and caudal regions form the terminal portion of the vertebral column but have distinct anatomical and functional relationships. The sacrum provides the principal osseous connection between the vertebral column and pelvis, contributes to the boundaries of the pelvic canal, contains the sacral canal and associated nerve roots, and participates in force transmission between the axial skeleton and pelvic limbs [1,2,32,33]. The caudal vertebrae progressively diminish in size and structural complexity and form the osseous basis of the tail [1,2,32,33].
Congenital abnormalities affecting these regions include partial or complete sacral agenesis, sacrocaudal dysgenesis, dorsal arch abnormalities, abnormal sacral segmentation or fusion, variation in caudal vertebral number, caudal vertebral body formation defects, block vertebrae, and complex caudal developmental phenotypes [37,46,62,81,82,83,84,85]. Because the terminology applied to caudal vertebral malformations varies among studies, precise description of the affected vertebral component is preferable whenever morphology can be defined anatomically.
The biological and pathological significance of these abnormalities depends not only on the number and morphology of the affected vertebrae but also on their relationships with the terminal spinal cord, cauda equina, sacral nerve roots, meninges, sacroiliac articulations, pelvic structures, anorectal and urogenital systems, and associated soft tissues [62,78,79,80,81,82,83,85]. A short or absent tail may represent a predominantly caudal skeletal phenotype, whereas a superficially similar external appearance may accompany extensive sacral, neural, pelvic, or visceral malformation [81,82,83,84,85]. Previous trauma or surgical amputation may produce tail shortening or deformation that resembles a congenital phenotype. Anatomical characterization together with clinical history allows congenital vertebral morphology to be distinguished from acquired tail loss or deformation.
5.5.1. Sacral Agenesis, Sacrocaudal Dysgenesis, and Caudal Regression Phenotypes
Sacral agenesis denotes partial or complete congenital absence of the sacral bones [82]. Sacrocaudal dysgenesis is a broader descriptive term encompassing abnormal development of the sacrum and caudal vertebrae and, in some animals, associated abnormalities of the spinal cord, meninges, and dorsal midline tissues [82,83]. Sacral agenesis and sacrocaudal dysgenesis are anatomically distinct from a lumbosacral transitional vertebra, in which a vertebral segment is present but exhibits mixed lumbar and sacral morphology [36,37,71,72,73,74,75]. Transitional morphology and partial sacral agenesis may nevertheless coexist in the same animal [82].
The term caudal regression syndrome has been used in veterinary literature for complex caudal developmental phenotypes involving variable vertebral, anorectal, urogenital, and appendicular abnormalities [81,82]. Related but anatomically more extensive conditions, such as perosomus elumbis, illustrate the broader spectrum of caudal developmental disruption reported in domestic animals [84]. Because terminology derived from human medicine has been applied variably to veterinary cases, detailed anatomical description provides a more direct characterization of the phenotype. The absent or malformed vertebral levels and associated neural, appendicular, pelvic, and visceral abnormalities provide the principal anatomical components of these complex phenotypes [81,82,84].
Dell’Apa et al. [82] described partial sacral agenesis in two three-month-old female Boxer dogs from the same litter. Both dogs had urinary and fecal incontinence from birth, a short tail stump, an atonic anal sphincter, and absent perineal reflex and sensation, but neither had pelvic-limb paresis or evidence of sciatic nerve dysfunction [82]. The distribution of the neurological abnormalities was consistent with dysfunction involving the sacral spinal cord segments, sacral nerve roots, or cauda equina.
Radiographic examination revealed six morphologically typical lumbar vertebrae followed by a lumbosacral transitional vertebra and a severely hypoplastic vertebra bearing two small sacral transverse processes as the principal sacral remnant [82]. The vestigial sacral segment had an incomplete dorsal arch and lacked a spinous process, while caudal vertebral development was also markedly reduced: cross-sectional imaging identified a single non-articulating coccygeal vertebra in one dog and several non-articulating caudal vertebrae in the other [82]. The phenotype therefore comprised altered morphology at the lumbosacral boundary, severe sacral hypoplasia, dorsal arch non-union, and variable caudal vertebral development. Ultrasonography, computed tomography, and magnetic resonance imaging additionally demonstrated abnormalities of the terminal dural structures, with caudal extension of the dural sac into the subfascial adipose tissue in one dog and an extracanalar subfascial cystic structure communicating with the subarachnoid space and interpreted as a meningocele in the other [82]. Electromyography showed pathological spontaneous activity in the perineal musculature, interpreted as possibly reflecting chronic denervation, whereas the examined pelvic-limb muscles showed no evidence of sciatic nerve involvement [82]. Urinary and fecal incontinence persisted in both dogs, although they otherwise remained clinically stable during approximately three years of follow-up [82]. The occurrence of closely similar abnormalities in two littermates suggested a possible inherited contribution, prompting whole-genome sequencing of one affected dog at approximately 20-fold coverage against 924 control genomes; no strong plausible candidate variant was identified [82]. The genetic basis therefore remains unresolved, with inherited, non-genetic, or combined influences remaining possible.
Sacrocaudal dysgenesis is well documented as a breed-associated phenotype in Manx cats [83]. Breeding, radiographic, clinical, and pathological investigations by DeForest and Basrur [83] supported autosomal dominant transmission of the Manx tailless phenotype with variable expression. Affected cats ranged from animals with reduced or absent caudal vertebrae to individuals with sacral dysgenesis, spina bifida, spinal cord malformations, pelvic-limb locomotor abnormalities, and urinary or fecal incontinence [83]. The external degree of taillessness therefore did not provide a complete measure of internal sacral or neural involvement.
Buckingham et al. [18] subsequently identified four independent frameshift variants in feline TBXT in different Manx lineages. Three variants were single-base-pair deletions and one was a small duplication–deletion; each was predicted to truncate the Brachyury protein [18]. Ninety-five percent of the examined Manx cats with shortened-tail phenotypes were heterozygous for one of these variants. Functional reporter testing demonstrated substantially reduced transcriptional activity of mutant Brachyury compared with the wild-type protein [18]. These findings support Brachyury haploinsufficiency as one mechanism underlying the variable Manx short-tail phenotype [18].
The variants identified by Buckingham et al. [18] were associated with the short-tail phenotype, but the study did not establish genotype-based prediction of the extent of sacral or neurological abnormalities in individual cats. Cats with similar degrees of external taillessness may differ in the extent of associated vertebral and neural abnormalities [83]. External taillessness, vertebral morphology, neurological abnormalities, and associated visceral findings represent distinct components of the Manx phenotype [18,83]. The available genetic evidence establishes an association between TBXT variants and short-tail morphology but does not define the severity of all associated anatomical or neurological abnormalities in an individual cat [18].
An extreme caudal developmental phenotype in dogs is represented by perosomus elumbis. Amaral et al. [84] described a two-day-old Poodle puppy with absence of the lumbar and sacral vertebrae, hypoplastic and arthrogrypotic pelvic limbs, and absence of the tail. The spinal cord terminated within the thoracic region, the malformed pelvis did not articulate with the remaining vertebral column, and the puppy also had severe intestinal, urinary, and genital abnormalities [84]. This phenotype represented extensive caudal axial agenesis with loss of continuity between the pelvis and the remaining vertebral column rather than an isolated sacral defect [84]. The case illustrates that extensive caudal vertebral agenesis may be accompanied by severe abnormalities outside the vertebral column [84]. The Boxer littermates retained pelvic-limb function despite marked sacral reduction [82], whereas the Poodle puppy described by Amaral et al. [84] lacked the lumbar and sacral vertebrae, had no tail, and exhibited major appendicular and visceral malformations. These phenotypes differ substantially in anatomical extent and functional consequences.
The biological significance of sacral agenesis and sacrocaudal dysgenesis depends substantially on the extent of associated neural involvement. Urinary or fecal incontinence, altered perineal function, and pelvic-limb neurological abnormalities have been documented in affected dogs and Manx cats, while the neurological phenotype varies with the extent and distribution of associated neural abnormalities [62,78,79,80,81,82,83].
Osseous and terminal neural abnormalities represent complementary components of imaging characterization in clinically affected animals. Radiography and computed tomography can characterize vertebral number, residual sacral morphology, sacroiliac relationships, and continuity between the vertebral column and pelvis, whereas magnetic resonance imaging can demonstrate associated abnormalities of the terminal spinal cord, cauda equina, meninges, and related soft tissues [62,78,79,80,81,82,83].
Anatomical characterization of sacral agenesis and sacrocaudal dysgenesis includes the number and morphology of the remaining lumbar, sacral, and caudal vertebrae; the completeness and symmetry of the sacral bodies, wings, and dorsal arches; their relationships with the ilia and caudal spine; and continuity between the vertebral column and pelvis [82,83,84]. Associated neural and systemic abnormalities provide additional components of phenotypic characterization distinct from the osseous morphology. Interpretation also depends on the imaging, pathological, and genetic methods used to define the phenotype. Together, these features help distinguish isolated reduction of the terminal vertebral column from sacrocaudal dysgenesis associated with neural abnormalities and from more extensive multisystem caudal developmental phenotypes.
5.5.2. Caudal Vertebral Number, Congenital Malformations, and Breed-Associated Tail Phenotypes
The caudal region exhibits greater numerical and morphological variability than the more cranial regions of the vertebral column [1,2,32,33,85]. Congenital tail shortening or kinking may result from a reduced number of caudal vertebrae, abnormal formation of individual vertebral bodies, fusion between adjacent vertebrae, altered morphology at the sacrocaudal boundary, or a combination of these configurations [15,16,17,18,19,45,83,85]. External tail length or curvature does not therefore reliably identify the underlying vertebral abnormality [15,17,45,85].
Congenital caudal abnormalities are morphologically distinct from tail shortening or deformation resulting from amputation, trauma, luxation, fracture, or degenerative change [85]. A palpable or externally visible kink may have different anatomical causes, whereas vertebral abnormalities that do not substantially deviate the longitudinal axis of the tail may not be apparent on physical examination [17,45,85]. Clinical history and imaging of the residual tail provide complementary information for distinguishing congenital vertebral morphology from acquired tail shortening or deformation [17,85].
Paninárová et al. [85] prospectively examined the complete caudal vertebral column in two orthogonal radiographic projections in 595 client-owned dogs undergoing hip-dysplasia screening. The study population consisted of client-owned dogs undergoing routine radiographic examination of the hip joints [85]. Normal caudal vertebrae were recorded in 336 dogs, whereas 259 had at least one congenital, morphological, traumatic, or degenerative abnormality, yielding an overall frequency of 43.53%; degenerative changes represented the largest category [85]. Abnormalities classified radiographically as congenital were identified in 66 dogs (11.09%), including sacrocaudal transitional vertebrae in 33 (5.55%), caudal hemivertebrae in 18 (3.03%), and caudal block vertebrae in 15 (2.52%) [85]. No significant association with sex was identified, and none of the breeds represented by more than ten dogs differed significantly from the overall frequency of congenital abnormalities [85]. These frequencies characterize the specific population of dogs examined during radiographic hip screening and therefore reflect the composition of that study cohort [85]. The study also differentiated congenital abnormalities from curved vertebrae and dysplastic vertebral epiphyses, classified as morphological variants, as well as from post-traumatic and degenerative lesions [85]. This radiographic framework provides a morphological classification of caudal abnormalities, although the normal progressive reduction in size and structural complexity of distal caudal vertebrae may complicate classification near the tail apex [1,2,33,85].
Beyond radiographic classification, breed-associated short-tail phenotypes in dogs are genetically heterogeneous [16,17,21]. The canine TBXT C189G variant was associated with the natural short-tail phenotype in 17 of 23 breeds examined by Hytönen et al. [21], whereas six naturally short-tailed breeds lacked the variant. This natural bobtail phenotype is genetically and morphologically distinct from the screw tail of Bulldogs, French Bulldogs, and Boston Terriers, which is characterized by shortened and kinked tails with malformed, fused, and reduced numbers of caudal vertebrae [16]. Accordingly, external descriptors such as bobtail, short tail, kinked tail, or screw tail may encompass anatomically and genetically distinct configurations [16,17,18,21,45,83,85].
Mansour et al. [16] identified the frameshift deletion DVL2 c.2044delC as the variant most strongly associated with the screw-tail phenotype in a whole-genome association analysis of dogs from multiple breeds. The variant was fixed in the Bulldogs and French Bulldogs examined and occurred at high frequency in Boston Terriers [16]. Genotyping and imaging data supported recessive segregation with caudal vertebral malformations, which were fully penetrant among the evaluated homozygous dogs from screw-tail breeds, whereas penetrance of thoracic malformations differed among breeds [16]. Functional experiments demonstrated reduced WNT-dependent phosphorylation of the altered DVL2 protein, supporting altered DVL2-dependent signaling as a contributor to the phenotype [16].
The canine DVL2 alteration affects a region analogous to that disrupted by DVL1 and DVL3 variants in human Robinow syndrome, leading Mansour et al. [16] to propose a Robinow-like syndrome in screw-tail breeds. This comparative interpretation is supported by shared craniofacial, appendicular, and vertebral features but does not imply that every Bulldog-associated vertebral abnormality results directly from DVL2 [16]. The original whole-genome association compared 10 screw-tail dogs with 84 controls, while the near fixation of the DVL2 deletion in the defining screw-tail breeds limited within-breed genotype–phenotype comparisons [16].
Niskanen et al. [17] subsequently genotyped 1954 dogs from 15 breeds and found the DVL2 deletion to be fixed in the 165 Boston Terriers, 297 French Bulldogs, and 211 English Bulldogs examined, while it segregated at lower frequencies in American Staffordshire Terriers, Staffordshire Bull Terriers, Dogues de Bordeaux, Olde English Bulldogges, and American Bulldogs. This variation enabled a more direct assessment of genotype–phenotype relationships in breeds in which the allele was not fixed. The complete tail was evaluated by computed tomography in 19 American Staffordshire Terriers and radiographically in one additional homozygous dog [17]. All four dogs homozygous for the DVL2 deletion had caudal vertebral malformations, involving one, eight, ten, and fourteen abnormal vertebrae, respectively, with abnormalities including block vertebrae, lateral and dorsolateral hemivertebrae, butterfly vertebrae, ventral wedge-shaped vertebrae, abnormally short vertebrae, and other congenital malformations; one homozygous dog also had sacral vertebral abnormalities [17]. Despite this morphological variation, homozygous dogs retained 20–21 caudal vertebrae, compared with 19–21 in heterozygous and wild-type dogs, indicating that the associated phenotype in this population was expressed predominantly through altered vertebral morphology rather than a consistent marked reduction in caudal vertebral number [17]. Caudal abnormalities were also identified in three of eight heterozygous and two of eight wild-type dogs examined by computed tomography. These findings support DVL2 as a contributor to caudal vertebral morphology while demonstrating that caudal vertebral malformations also occur independently of DVL2 homozygosity [17].
The Pug further illustrates the importance of distinguishing external tail carriage from a true screw-tail vertebral phenotype. In the study by Mansour et al. [16], all 29 genotyped Pugs were wild type for the DVL2 deletion, and their tails were described as full length without the characteristic truncation and caudal malformation pattern identified in Bulldogs, French Bulldogs, and Boston Terriers [16]. The curled tail carriage of the Pug therefore represents a phenotype distinct from the DVL2-associated truncated screw-tail morphology characterized in Bulldogs, French Bulldogs, and Boston Terriers [16,17].
A genetically distinct congenital kinked-tail phenotype occurs in Japanese Bobtail cats. Pollard et al. [45] analyzed a pedigree derived from a Japanese Bobtail and obtained results consistent with autosomal dominant inheritance and variable expression of tail length and kink position. Radiographs of the pelvis and tail were obtained from 24 cats, comprising 21 with kinked tails and three with straight tails; in one kinked-tailed cat, the caudal vertebrae could not be counted accurately because of marked tail shortening and superimposition [45]. Kinked-tailed cats generally had fewer caudal vertebrae than straight-tailed cats, with recorded counts ranging from 11 to 21 and a mean of approximately 15.8 [45]. Twelve of the 20 kinked-tailed cats had at least one caudal hemivertebra incorporated into the kink, and caudal block vertebrae were also identified [45]. Histopathological examination in one cat demonstrated that the visible tail scoliosis corresponded to three shortened and malformed caudal hemivertebrae, without histological evidence of degeneration or other acquired abnormalities [45]. The kinks were generally located at a distance from the sacrum, and no associated morbidity or mortality was identified in the relatively young study population [45]. These findings characterize variable anatomical expression within a related pedigree derived from a Japanese Bobtail; the study did not estimate population-level penetrance, and the examined cats were five years of age or younger [45].
The Japanese Bobtail phenotype was not associated with the TBXT variants identified in Manx cats [18,45]. The Japanese Bobtail phenotype is therefore genetically and anatomically distinct from Manx sacrocaudal dysgenesis, in which tail reduction may extend to sacral and neural abnormalities associated with locomotor dysfunction or urinary and fecal incontinence [18,83]. No comparable neurological morbidity was identified in the young Japanese Bobtail cohort examined by Pollard et al. [45]. Rather, biological significance depends on the anatomical extent of the malformation, its proximity to the sacrum, and the presence of associated neural or pelvic abnormalities [18,45,83].
Because the spinal cord terminates cranial to the distal caudal vertebrae [1,2,32,33], isolated malformations confined to the distal tail generally have limited potential for direct spinal cord involvement [17,45,85]. Biological or clinical relevance may nevertheless increase when abnormalities involve the proximal tail or sacrocaudal junction or occur together with adjacent neural, meningeal, pelvic, or soft-tissue abnormalities [17,45,83,85]. A visible tail kink may result from different vertebral configurations, and the presence of a congenital caudal malformation alone does not establish the cause of concurrent clinical signs [17,45,85].
Paninárová et al. [85] evaluated the complete residual caudal vertebral column in two orthogonal radiographic projections, permitting differentiation among congenital, morphological, traumatic, and degenerative abnormalities. Computed tomography has been used to characterize three-dimensional caudal and sacral vertebral morphology in dogs with DVL2-associated and other tail phenotypes [16,17]. The normal progressive reduction in vertebral size and structural complexity toward the tail apex can limit morphological classification of individual distal vertebrae [1,2,33,85].
Caudal vertebral phenotypes can be characterized by the total number of identifiable vertebrae, vertebral levels involved, direction and degree of axial deviation, morphology of vertebral body formation defects, completeness and symmetry of congenital fusion, configuration of the sacrocaudal junction, and evidence of fracture, luxation, degeneration, or previous amputation [16,17,18,21,45,83,85]. The method used to define a breed-associated phenotype—external examination, radiography, computed tomography, histopathology, or genetic testing—provides additional context for genotype–phenotype comparisons [16,17,18,45,83,85]. This component-based description distinguishes numerical variation from intrinsic vertebral malformation, congenital from acquired tail deformation, and anatomically or genetically distinct phenotypes that may have a similar external appearance. The major congenital and breed-associated vertebral phenotypes discussed in this chapter, together with their principal anatomical characteristics, species or breed associations, and current level of genetic evidence, are summarized in Table 3.
6. Integrative Developmental and Genetic Interpretation
Regional vertebral morphology represents the final anatomical outcome of a sequence of developmental processes that includes axial specification, somitogenesis, sclerotome differentiation, resegmentation, chondrogenesis, and ossification [4,5,6,24,31]. Consequently, a postnatal vertebral phenotype does not constitute a direct readout of a single embryological mechanism. Similar morphological configurations may be compatible with disturbances arising at different developmental stages, whereas alteration of a single developmental pathway may affect several vertebral components or axial regions [16,17,18,21,31,63]. Anatomical classification and developmental interpretation represent distinct levels of analysis unless experimental, genetic, or functional evidence directly links them.
This distinction is particularly important for vertebral body formation defects. Terms such as hemivertebra, butterfly vertebra, wedge vertebra, and shortened vertebral body describe postnatal morphology but do not, by themselves, identify the developmental or molecular event responsible for the abnormal vertebral configuration [3,9,11,55,56,57]. Likewise, clustering of thoracic vertebral malformations within Bulldogs, French Bulldogs, Boston Terriers, and Pugs provides evidence of breed association but does not independently establish a specific causal variant [9,10,11,15,16,17,55,56,57]. Developmental or molecular attribution requires evidence beyond radiographic morphology when the underlying mechanism has not been demonstrated.
6.1. Genotype–Phenotype Relationships and Levels of Genetic Evidence
The strength and nature of genetic evidence differ substantially among vertebral phenotypes in dogs and cats [16,17,18,21,63,74,75]. At one end of the spectrum are phenotypes for which specific sequence variants have been linked directly to recognizable axial abnormalities. An ancestral variant in canine TBXT is associated with natural bobtail morphology in multiple dog breeds, although the same variant is absent from several other breeds with naturally shortened tails [21]. In Manx cats, independent frameshift variants in feline TBXT are strongly associated with the characteristic short-tail phenotype and reduced Brachyury function [18]. These studies establish distinct TBXT-associated short-tail phenotypes in dogs and Manx cats while also demonstrating that superficially similar short-tail morphologies may have different genetic bases [18,21,45].
A second well-characterized example is the canine DVL2 c.2044delC frameshift variant. Mansour et al. [16] demonstrated a strong association between homozygosity for this variant and the characteristic screw-tail phenotype of Bulldogs, French Bulldogs, and Boston Terriers. Functional experiments additionally demonstrated reduced WNT-dependent phosphorylation of the altered DVL2 protein, supporting altered DVL2-dependent signaling [16]. Subsequent investigation in American Staffordshire Terriers identified caudal vertebral malformations in all four dogs homozygous for the DVL2 deletion, while abnormalities were also present in three of eight heterozygous and two of eight wild-type dogs examined by computed tomography [17]. The available evidence therefore supports DVL2 as an important contributor to the screw-tail and caudal vertebral phenotype but does not justify attribution of every vertebral malformation in these or related breeds to this single variant [16,17].
The genotype–phenotype relationship between DVL2 and thoracic vertebral body formation defects is less well resolved than that observed for the caudal phenotype [16,17]. Thoracic abnormalities are frequent in several screw-tailed breeds, but their occurrence, anatomical distribution, and morphological subtypes vary substantially among breeds and individuals [16,17,55,56,57]. The presence or high frequency of the DVL2 deletion in a breed with frequent thoracic vertebral malformations does not demonstrate that the variant directly causes each thoracic hemivertebra or vertebral body formation defect. Current genotype–phenotype evidence is stronger for the caudal vertebral phenotype, whereas the genetic architecture of many thoracic formation defects remains incompletely resolved [16,17].
A more phenotype-specific molecular association has been demonstrated for spinal dysraphism in Weimaraners. Safra et al. [63] performed genome-wide association mapping using four affected and 96 unaffected dogs and identified an approximately 1.5-Mb associated region on canine chromosome 8. Subsequent sequencing identified a frameshift variant, NKX2-8 A150fs, predicted to truncate the encoded homeobox protein [63]. The variant segregated with the mapped phenotype in the investigated family material, supporting its involvement in this defined breed-associated form of spinal dysraphism. However, the small number of mapped affected dogs and the identification of an additional clinically suspected Weimaraner that did not carry the variant limit generalization beyond the genetically characterized phenotype [63]. The available evidence is therefore specific to the genetically characterized Weimaraner phenotype and does not establish NKX2-8 A150fs as a determinant of anatomically distinct forms of spina bifida or spinal dysraphism in other breeds [63].
Other vertebral phenotypes show quantitative evidence of inherited susceptibility without identification of a specific causal variant. Lumbosacral transitional vertebrae provide a clear example. Gluding et al. [74] estimated a heritability of h2 = 0.27 (standard error = 0.02) for their comprehensive normal-versus-LTV trait definition in German Shepherd Dogs, whereas estimates for the individual LTV categories were lower; positive additive genetic correlations were identified among several LTV categories. Berg et al. [75], using different populations and methodology, obtained breed-specific heritability estimates ranging from 0.056 to 0.314 across nine breeds, including a substantially lower estimate in Norwegian German Shepherd Dogs than that reported in the earlier German Shepherd population. These studies demonstrate substantial variation in heritability estimates across populations, phenotype definitions, and analytical approaches [74,75]. They support an inherited contribution to LTV susceptibility but do not identify a specific causal gene.
Genetic mapping by Brander et al. [70] provides evidence of a complex, multilocus genetic architecture for Pug-associated thoracolumbar myelopathy. Brander et al. [70] analyzed 51 affected and 38 control Pugs using a Bayesian complex-trait mapping approach and identified 19 associated loci containing 67 genes. Candidate genes within these regions were linked to biological functions involving bone and cartilage homeostasis, fibrotic responses, and inflammation [70]. The case definition encompassed the broader clinical thoracolumbar myelopathy phenotype; consequently, the associated loci were mapped to this composite disorder rather than to a specific vertebral, meningeal, or spinal cord lesion [70]. The findings therefore support a multilocus genetic contribution to Pug-associated thoracolumbar myelopathy, while the genetic determinants of individual constituent lesions, including caudal articular process dysplasia and meningeal fibrosis, remain unresolved [69,70].
Familial clustering represents a distinct level of genetic evidence when no causative variant has been identified. The two Boxer littermates with partial sacral agenesis described by Dell’Apa et al. [82] had closely similar congenital abnormalities, supporting the possibility of a shared genetic susceptibility. Whole-genome sequencing of one affected dog, compared with 924 control genomes, did not identify a strong plausible candidate variant under the analytical strategy employed [82]. The occurrence in two littermates remains compatible with an inherited contribution, but neither the mode of inheritance nor the molecular basis was established [82].
Breed predisposition represents a distinct level of evidence from demonstrated heritability or a defined molecular mechanism. High frequencies of vertebral body malformations in several brachycephalic breeds document breed association [9,10,11,15,55,56,57]. The genetic structure of domestic dog breeds and the effects of artificial selection may contribute to the concentration of breed-associated morphological traits [12,13,14], while the molecular basis of these phenotypes may remain unresolved. In the absence of a demonstrated genotype–phenotype relationship, these abnormalities remain breed-associated phenotypes rather than genetically defined disorders.
The same principle applies when developmental candidate genes are inferred from comparative biology. Genes involved in the segmentation clock and related processes of somite boundary formation and axial patterning, including DLL3, MESP2, LFNG, HES7, TBX6, and RIPPLY2, are established determinants of vertebral segmentation disorders in humans and provide biologically plausible candidate mechanisms for analogous developmental disturbances [31]. Their involvement in human disease or experimental models does not demonstrate causation in dogs or cats. Comparative developmental biology therefore provides a framework for generating and prioritizing hypotheses that require subsequent species-specific genetic and, where possible, functional testing.
Genetic evidence for vertebral anomalies can be organized into several levels: species-specific sequence variants supported by genotype–phenotype relationships, with functional evidence where available; quantitative evidence of inherited susceptibility without an identified causal variant; candidate loci identified through association analyses; familial or breed clustering without molecular confirmation; and comparative candidate mechanisms derived from other species. These categories represent non-equivalent levels of genetic evidence. Among the strongest current species-specific molecular associations are TBXT-related short-tail phenotypes [18,21], DVL2-associated screw-tail and caudal vertebral malformations [16,17], and NKX2-8 A150fs associated with the genetically characterized Weimaraner spinal dysraphism phenotype [63]. By contrast, the genetic architecture of many thoracic vertebral body formation defects, lumbosacral transitional configurations, Pug-associated thoracolumbar myelopathy, and sacral developmental abnormalities remains incompletely defined [55,56,57,70,74,75,82].
Vertebral morphology, genetic status, and biological significance represent distinct but complementary levels of phenotypic interpretation. Anatomical characterization defines the structural abnormality, genetic evidence establishes the degree of support for inherited susceptibility or a specific molecular determinant, and neurological or biomechanical findings describe the functional context associated with the vertebral phenotype. Considering these levels separately helps distinguish breed association from genetic causation and candidate loci from established molecular mechanisms, while providing a more rigorous framework for future genomic studies based on consistently defined vertebral phenotypes.
6.2. Developmental Convergence and Phenotypic Heterogeneity
Congenital vertebral malformations can be classified morphologically as formation defects, segmentation defects, or combined formation–segmentation abnormalities, while veterinary classification systems further distinguish individual configurations according to the morphology and extent of vertebral involvement [3,9,31]. These categories provide a framework for standardized phenotyping but do not establish etiological homogeneity, because morphologically defined vertebral abnormalities may occur within heterogeneous developmental and genetic contexts [31].
Vertebral development encompasses somite formation and boundary specification, sclerotome differentiation and resegmentation, chondrogenesis, and ossification [4,5,6,24,31]. Postnatal morphology does not by itself establish which of these processes was primarily affected. Accordingly, terms such as hemivertebra, wedge vertebra, butterfly vertebra, and block vertebra function primarily as morphological descriptors unless developmental or molecular evidence supports attribution to a more specific mechanism [3,9,31]. This distinction is particularly important when terminology derived from embryological models is applied retrospectively to naturally occurring vertebral abnormalities in dogs and cats.
Phenotypic heterogeneity is also evident within veterinary populations. Brachycephalic dog breeds may exhibit several anatomically distinct vertebral abnormalities, and thoracic vertebral body formation defects themselves comprise multiple radiographically distinguishable configurations [9,10,11,55,56,57]. This diversity demonstrates that congenital vertebral malformations occurring within the same breed may represent anatomically distinct phenotypes. Precise anatomical phenotyping provides a more specific basis for genetic investigation because broad phenotype definitions may combine morphologically distinct vertebral abnormalities.
Within this framework, developmental convergence represents an interpretive concept rather than a demonstrated mechanism for individual canine or feline phenotypes. Similar postnatal morphologies may be compatible with disturbances arising at different stages or components of vertebral development, whereas perturbation of related developmental processes may ultimately produce different anatomical outcomes [4,5,6,24,31]. Consequently, standardized anatomical phenotyping provides the basis for developmentally plausible hypotheses that can subsequently be evaluated through species-specific genetic or functional evidence. This approach preserves the distinction between observed morphology, biologically informed interpretation, and experimentally demonstrated causation.
6.3. Breed Association, Genetic Background, and the Effects of Selection
Breed association constitutes a distinct level of evidence for congenital vertebral phenotypes and does not by itself demonstrate a specific mode of inheritance or causal genetic variant. In screw-tailed brachycephalic dogs, both the frequency and morphological spectrum of vertebral malformations differ among breeds. Thoracic vertebral malformations were reported more frequently in neurologically normal French Bulldogs and English Bulldogs than in Pugs, whereas the distribution of individual morphological categories also differed: vertebral body formation defects classified as hemivertebrae were particularly frequent in French Bulldogs, while transitional vertebrae and spina bifida were comparatively more frequent in Pugs [10]. Such breed-specific patterns demonstrate population-level clustering of vertebral phenotypes but do not, by themselves, identify the developmental or genetic mechanisms responsible for these differences.
A stronger level of genetic inference becomes possible when a breed-associated phenotype can be linked directly to a sequence variant. The frameshift deletion DVL2 c.2044delC provides the clearest canine example relevant to screw-tail morphology. Mansour et al. [16] identified this variant as the most strongly associated genomic variant with the screw-tail phenotype. It was fixed in the Bulldogs and French Bulldogs examined and occurred at high allele frequency in Boston Terriers [16]. Genotype and imaging data supported recessive segregation with caudal vertebral malformations, whereas expression of thoracic vertebral abnormalities varied among the evaluated screw-tail breeds [16]. These distinctions are important because they indicate a stronger genotype–phenotype relationship for the caudal component than for individual thoracic vertebral malformations.
Subsequent investigation across additional breeds further clarified this relationship. Niskanen et al. [17] found the DVL2 deletion to be fixed in the sampled Boston Terrier, French Bulldog, and English Bulldog populations and demonstrated an association between homozygosity and multiple caudal vertebral malformations in American Staffordshire Terriers [17]. Caudal abnormalities were nevertheless also identified in some heterozygous and wild-type dogs. Together, these findings support DVL2 as an important contributor to a defined breed-associated axial phenotype rather than as a universal explanation for congenital vertebral malformations or other canine caudal phenotypes [16,17]. The variability of thoracic expression among breeds carrying the DVL2 deletion is compatible with the influence of genetic background or additional modifying factors, but the relevant modifiers have not been specifically identified [16,17]. No specific modifier genes have yet been demonstrated to account for the breed-dependent differences in thoracic phenotypic expression [16,17].
The converse situation is illustrated by naturally short-tailed dogs, in which similar external phenotypes can have different genetic bases among breeds. The ancestral C189G variant in TBXT showed complete correlation with the natural short-tail phenotype in the 17 breeds in which it was detected, whereas naturally short-tailed dogs from six other breeds lacked both this substitution and other coding-region variants in TBXT [21]. The canine natural bobtail phenotype is therefore genetically heterogeneous across breeds.
Allelic heterogeneity is also evident in cats, where multiple independent frameshift variants in TBXT have been associated with the Manx short-tail phenotype [18]. The Japanese Bobtail phenotype provides a further contrast because the Manx-associated TBXT variants were not identified in the pedigree investigated by Pollard et al. [45]. Together, these examples demonstrate that neither a shared external phenotype nor morphological similarity across breeds or species is sufficient to infer a single underlying genetic mechanism.
Artificial selection and breed formation provide additional population-genetic context because breed-defining conformational traits and congenital skeletal phenotypes may occur within the same genetically structured populations [12,13,14]. The DVL2 deletion is fixed or present at very high frequency in the principal screw-tail breeds and is strongly associated with the screw-tail and caudal vertebral phenotype [16,17]. The available evidence supports an association between the variant and this broader conformational phenotype, while the historical relationship between selection for external morphology and the accompanying vertebral abnormalities remains unresolved. Allele frequency and genotype–phenotype association describe distinct aspects of the genetic architecture of breed-associated traits.
Modern dog breeds are genetically structured populations shaped by breed formation, restricted gene flow, and selection for morphological and other breed-defining traits [12,13,14]. When a variant approaches fixation within a breed, genotype–phenotype relationships may become more difficult to resolve because genetic contrast among individuals is reduced. This situation is relevant to DVL2 in the principal screw-tail breeds, in which the deletion is fixed or nearly fixed while thoracic vertebral malformations show incomplete and breed-variable penetrance [16,17]. These observations demonstrate that DVL2 genotype alone does not account uniformly for thoracic vertebral expression across breeds [16,17].
Precise anatomical phenotyping provides the necessary phenotypic resolution for interpreting genetic findings in breed-structured populations. Distinguishing breed-level predisposition from demonstrated genotype–phenotype relationships helps define the biological scope of validated genetic associations and supports more consistent comparison among breeds and vertebral phenotypes [10,16,17,18,21]. External conformational similarity and associated internal skeletal phenotypes do not, by themselves, establish an identical genetic basis or selection history.
7. Anatomical, Genetic, and Breeding Implications
The biological significance of congenital and breed-associated vertebral anomalies reflects the anatomical phenotype, its developmental context, and the level of supporting genetic evidence. Structural abnormalities may occur as isolated or incidental findings, form part of a broader breed-associated morphological pattern, or coexist with alterations of vertebral alignment and spinal architecture [3,10,11]. The anatomical variant or malformation, its associated functional consequences, and the strength of evidence for an inherited or specific molecular determinant represent distinct levels of phenotypic interpretation [10,16,17,18,21].
7.1. Anatomical Phenotype and Biological Significance
The presence of a congenital vertebral malformation does not, by itself, imply clinically significant spinal disease. This distinction is particularly evident in brachycephalic dogs, in which thoracic vertebral malformations are frequently identified in neurologically normal individuals [10,11]. Consequently, frequencies derived from diagnostic imaging primarily describe the occurrence of structural phenotypes within the populations examined and do not necessarily represent the frequency of clinically significant spinal disease.
From an anatomical perspective, the biological significance of a vertebral abnormality depends not only on its morphological classification but also on its regional location, extent, symmetry, and relationship to the overall architecture of the vertebral column [3,9,10,11]. A localized abnormality may preserve vertebral alignment and canal dimensions, whereas more extensive or asymmetrical configurations may coexist with angular deformation, altered relationships between adjacent vertebral segments, or narrowing of the vertebral canal [3,9,10,11]. Morphological type, anatomical region, extent, symmetry, and associated spinal architecture therefore provide information beyond the presence or number of malformed vertebrae alone.
The same distinction is important for developmental and genetic investigation. Clinical status provides information complementary to anatomically resolved phenotyping. Animals grouped under a broad category such as “vertebral malformation” may have morphologically distinct abnormalities that are not necessarily developmentally or genetically equivalent [9,10,11,31]. Combining morphologically distinct abnormalities within a single phenotype category may reduce phenotypic resolution in developmental or genetic analyses.
An anatomically resolved phenotype definition includes the type of vertebral abnormality, anatomical level, regional distribution, symmetry, and, where relevant, associated alteration of vertebral alignment. Neural, meningeal, intervertebral disc, and other associated pathological abnormalities represent components distinct from the congenital osseous phenotype. This component-based description separates congenital osseous morphology from associated neural, meningeal, intervertebral, or other pathological findings and provides greater phenotypic resolution for genotype–phenotype analysis.
Anatomical precision is particularly important when externally similar phenotypes have different underlying vertebral configurations. Shortened, kinked, bobbed, or screw tails may reflect variation in caudal vertebral number, vertebral body formation defects, congenital fusion, altered sacrocaudal morphology, or combinations of these abnormalities [16,17,18,21,45,83,85]. Similarly, transitional morphology at regional boundaries is anatomically distinct from true numerical variation and from intrinsic vertebral formation or segmentation abnormalities. Phenotypic classification based predominantly on external appearance or broad diagnostic labels may therefore be insufficient for developmental or genetic interpretation.
Biological significance can be described at several related but distinct levels: the anatomical vertebral phenotype, its structural relationships within the vertebral column, associated neural or soft-tissue abnormalities, and the functional findings documented in the individual animal or study population. These distinctions separate incidental congenital morphology from clinically significant disease while retaining the anatomical relevance of abnormalities associated with angular deformation, neural compromise, or other structural changes.
7.2. Implications for Genetic Investigation and Breeding
Accurate anatomical phenotyping is fundamental to the genetic investigation of congenital vertebral anomalies. Morphologically distinct abnormalities may occur within the same breed and may reflect disturbances affecting different components or stages of vertebral development [9,10,11,31]. Phenotypic resolution with respect to vertebral morphology, anatomical region, distribution, symmetry, and associated structural changes therefore provides a more informative basis for genetic analysis than grouping heterogeneous vertebral abnormalities within a single category.
The biological significance of a genetic variant is likewise closely linked to the phenotype and population in which its association has been demonstrated. The DVL2 c.2044delC frameshift variant provides a clear example: homozygosity is strongly associated with the screw-tail morphological complex and caudal vertebral malformations in relevant canine populations, whereas thoracic vertebral abnormalities show variable expression among breeds and caudal abnormalities may also occur outside the homozygous genotype [16,17]. The established DVL2 association is specific to the axial phenotypes and canine populations in which the genotype–phenotype relationship has been demonstrated [16,17].
A comparable principle is illustrated by TBXT. The canine TBXT C189G variant is strongly associated with natural bobtail morphology in multiple breeds but is absent from several other breeds with naturally shortened tails [21]. In cats, several independent frameshift variants in TBXT are associated with the Manx short-tail phenotype [18], whereas the kinked-tail phenotype investigated in Japanese Bobtail cats was not associated with these Manx variants [45]. Thus, phenotypic similarity does not necessarily imply allelic identity or even involvement of the same gene.
These observations have direct implications for the interpretation of genetic information in breeding populations. Interpretation of a validated genotype–phenotype association includes the anatomical phenotype, inheritance pattern, and population in which the association was characterized. Incomplete penetrance, variable expression, genetic heterogeneity, and near fixation of an associated allele can limit the correspondence between genotype at a single locus and the complete vertebral phenotype [16,17,18,21]. Breeding-oriented interpretation therefore encompasses several distinct levels of evidence, including specific variants with demonstrated genotype–phenotype relationships, quantitative evidence of inherited susceptibility without an identified causal variant, breed-level or familial clustering, and anatomically defined abnormalities whose genetic basis remains unresolved.
This distinction is particularly relevant to lumbosacral transitional vertebrae and Pug-associated thoracolumbar myelopathy. Pedigree-based studies support an inherited component and measurable heritability for lumbosacral transitional vertebrae in several canine populations [74,75], whereas the underlying molecular determinants remain unresolved. Phenotypic and genetic studies of Pug-associated thoracolumbar myelopathy support a heterogeneous clinical disorder with complex genetic susceptibility rather than a single molecular determinant for caudal articular process dysplasia or any individual spinal cord lesion [69,70]. In such settings, genetic evidence and standardized anatomical classification provide complementary levels of phenotypic interpretation.
Breed association represents another distinct form of evidence. Increased frequency of a vertebral abnormality within a breed may reflect population structure, correlated conformational traits, inherited determinants, or combinations of factors that remain incompletely resolved [12,13,14,15,16,17]. Anatomical phenotype, clinical significance, breed context, and molecular genotype provide complementary information for breeding-oriented and genetic research. Within this framework, established genetic associations retain their value within the phenotypes and populations in which they have been demonstrated, while unresolved vertebral abnormalities remain open to further genetic and developmental investigation.
8. Knowledge Gaps and Research Priorities
Taken together, the current evidence base is limited by heterogeneous phenotype definitions and classification schemes, the predominance of retrospective, breed-specific, referral, or otherwise selected populations, uneven sample sizes, limited species-specific molecular evidence for many abnormalities, particularly in cats, and incomplete genotype–phenotype relationships even for several breed-associated canine conditions. These limitations restrict direct comparison among studies, complicate population-level estimates of phenotype frequency and risk, and can blur the distinction among breed enrichment, heritable susceptibility, and validated molecular causation. They also explain why standardized anatomical phenotyping, prospectively characterized populations, species-specific genomic investigation, and functional validation represent central research priorities.
Anatomical phenotyping therefore requires greater standardization. Differences in anatomical classification and phenotype definition can limit direct comparison among study populations. Existing classification systems provide useful frameworks for distinguishing vertebral formation and segmentation abnormalities, while detailed characterization of morphology, anatomical level, regional distribution, vertebral number, symmetry, and transitional identity provides a more consistent basis for phenotypic comparison [9,11,31]. Reproducible anatomical definitions would allow structurally distinct abnormalities to be evaluated as separate phenotypes rather than combined within broad diagnostic categories.
Study population design represents another important consideration for future work. Several influential veterinary studies have been retrospective or have examined breed-specific or otherwise selected populations, including referral cohorts, neurologically normal animals undergoing imaging for unrelated indications, and pedigreed animals selected for particular morphological traits [9,10,45]. These study designs have contributed substantially to the characterization of phenotypic diversity and to the generation of developmental and genetic hypotheses. Population-level characterization would benefit from larger, prospectively defined and appropriately breed-stratified cohorts, which could provide more precise estimates of phenotype frequency and allow anatomically distinct subtypes to be evaluated individually.
Genetic investigation would similarly benefit from closer alignment with anatomically resolved phenotypes. The associations involving DVL2 and TBXT demonstrate that specific variants can be associated with well-defined components of vertebral or tail morphology, while apparently similar phenotypes may remain genetically heterogeneous across breeds and populations [16,17,18,21]. Future genotype–phenotype studies combining precise anatomical classification with well-characterized population structure could clarify the genetic architecture of unresolved phenotypes and define more precisely the phenotypic range associated with established variants. Such an approach would also facilitate comparison among morphologically related abnormalities that may arise through distinct genetic mechanisms.
Variation in phenotypic expression among animals carrying the same associated variant provides an additional opportunity to investigate the contribution of genetic background and modifying loci [16,17]. Genetic background and modifying loci therefore remain testable hypotheses for variable expression rather than demonstrated determinants [16,17]. Populations containing sufficient numbers of genotyped and anatomically phenotyped animals, particularly where the associated allele remains polymorphic, provide greater genetic contrast for investigating variable expression. Cross-breed comparisons may provide complementary information when anatomical definitions and imaging protocols permit consistent phenotypic comparison.
A further research priority concerns the relationship between statistical genetic association and developmental mechanism. Functional investigation of the DVL2 frameshift variant and mutant TBXT alleles illustrates how molecular assays can strengthen genotype–phenotype interpretation by linking sequence variation with altered protein function [16,18]. Comparable functional approaches may be particularly valuable for candidate genes emerging from comparative developmental biology. Genes involved in somitogenesis, somite boundary formation, rostrocaudal polarity, resegmentation, and vertebral regional identity provide biologically plausible candidates, and species-specific genetic and functional investigation could clarify their relevance to individual canine and feline phenotypes [31]. Integration of developmental biology with veterinary genomics therefore offers a framework for progressing from biological plausibility toward experimentally supported mechanisms.
Phenotypic resolution can also extend beyond vertebral body morphology. Transitional vertebrae, dorsal arch defects, articular process dysplasia, congenital fusion, sacral abnormalities, and caudal vertebral phenotypes may represent biologically distinct traits even when they occur within the same animal or breed. Individual-level integration of anatomical and genetic data could help determine whether such abnormalities represent components of a shared developmental-genetic phenotype or distinct traits that cluster within genetically structured populations. This distinction may be particularly informative in breeds in which several congenital axial abnormalities occur concurrently.
Longitudinal characterization represents another important opportunity. Many studies cited in this review characterize vertebral morphology within retrospective or cross-sectional imaging datasets, whereas longitudinal structural and functional evolution has been evaluated less frequently [9,10,37,45,55,65,76]. Prospective longitudinal studies could clarify which configurations remain clinically silent and which become associated with changes in vertebral alignment, adjacent intervertebral structures, meninges, or neural tissues. Such data could help distinguish congenital osseous morphology from later-acquired structural or pathological changes and clarify the temporal relationship between anatomical configuration and functional outcome.
Within the feline literature reviewed here, species-specific molecular evidence is concentrated primarily in the Manx short-tail phenotype. Independent frameshift variants in feline TBXT provide the principal established molecular association, whereas the causal genetic basis of the Japanese Bobtail kinked-tail phenotype and the other feline vertebral abnormalities discussed in this review remains unresolved [18,45]. Anatomical studies have documented additional feline phenotypes, including transitional vertebrae, numerical variation, block vertebrae, vertebral body formation defects, and spinal dysraphism [37,54,73,76,80]. Integration of anatomically characterized feline phenotypes with genomic investigation could determine whether genetic determinants identified for defined canine phenotypes have feline counterparts or whether distinct species-specific mechanisms are involved.
Future studies integrating standardized anatomical phenotyping, developmental interpretation, appropriately designed population analyses, genetic association, and functional validation could address several of the unresolved questions identified in this review. Such integration provides a coherent framework for distinguishing anatomical description, developmental hypothesis, and demonstrated molecular causation, while advancing understanding of the biological basis of congenital vertebral diversity in dogs and cats.
9. Conclusions
Congenital and breed-associated vertebral abnormalities in dogs and cats represent a heterogeneous group of phenotypes involving vertebral formation, segmentation, regional identity, and number. Similar external or radiographic appearances may arise through different developmental and genetic mechanisms; consequently, precise anatomical phenotyping is essential for meaningful comparison among studies and for genotype–phenotype analysis. Morphological description should therefore remain distinct from inference about embryological mechanism or molecular causation.
Defined molecular associations, particularly those involving DVL2 and TBXT, have clarified the genetic basis of specific axial phenotypes, but the genetic determinants of many canine and especially feline vertebral abnormalities remain unresolved. Breed association, heritability, and demonstrated molecular causation represent distinct levels of evidence. Progress will depend on standardized anatomical definitions, larger and appropriately structured populations, species-specific genomic studies, and functional validation of candidate mechanisms, providing a more rigorous basis for biological interpretation and breeding-oriented application.
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